1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Options (Right to Buy)
|
01/25/2013 |
01/24/2020 |
Common Stock
|
10,000
(2)
|
$
14.8
|
D
|
Â
|
Non-Qualified Stock Options (Right to Buy)
|
05/17/2011 |
05/16/2020 |
Common Stock
|
1,724
(3)
|
$
18.24
|
D
|
Â
|
Non-Qualified Stock Options (Right to Buy)
|
05/23/2012 |
05/22/2021 |
Common Stock
|
2,334
(4)
|
$
19.5
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 1,917 shares of restricted stock units issued to reporting person subject to forfeiture in whole or part; 681 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012 and the remaining 1,236 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer. |
(2) |
Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 1995 Non-Qualified Stock Option Plan dated as of October 27, 1995; options become exercisable 33.33% per year for three years beginning 1/25/2013, if reporting person remains an employee of issuer. |
(3) |
Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006; options become exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer. |
(4) |
Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010 ; options become exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer. |