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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.

FORM U-9C-3

QUARTERLY REPORT PURSUANT TO RULE 58 OF
THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
For the Quarterly Period Ended September 30, 2002

E.ON AG
E.ON UK Verwaltungs GmbH
E.ON UK Public Limited Company
Powergen plc
Powergen US Holdings Limited
Powergen US Investments
Ergon US Investments
Powergen Luxembourg sarl
Powergen Luxembourg Holdings sarl
Powergen Luxembourg Investments sarl
Powergen US Investments Corp.
(Name of Registered Holding Company)

E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany
(Address of Principal Executives Offices)

Inquiries concerning this Form U-9C-3 may be directed to:

Ulrich Hueppe
General Counsel, Executive Vice President
Dr. Guntram Wuerzberg
Vice President General Legal Affairs
E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany


POWERGEN PLC

FORM U-9C-3
For the Quarter Ended September 30, 2002

Table of Contents

Item 1.—   ORGANIZATION CHART   1

Item 2.—
 
ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS
 
8

Item 3.—
 
ASSOCIATED TRANSACTIONS
 
8

Item 4.—
 
SUMMARY OF AGGREGATE INVESTMENT
 
12

Item 5.—
 
OTHER INVESTMENTS
 
13

Item 6.—
 
FINANCIAL STATEMENTS AND EXHIBITS
 
14

i

        This report covers the quarter ended September 30, 2002.


Item 1.—ORGANIZATION CHART

Name of Reporting Company
   Energy or
Gas-related
Company
   Date of
Organization
   State/Country of
Organization
   Percentage of
Voting
Securities Held
   Nature of Business
E.ON AG+   (a)   6/16/00   Germany   n/a   Holding Company

E.ON UK Verwaltungs GmbH+
 
(a)
 
5/5/00
 
Germany
 
100
%
Holding Company

E.ON UK Public Limited Company+
 
(a)
 
5/13/77
 
England and Wales
 
100
%
Holding Company

Powergen plc
 
(a)
 
6/19/98
 
England and Wales
 
n/a
 
Holding Company

Powergen US Holdings Limited
 
(a)
 
4/22/99
 
England and Wales
 
100
%
Holding Company

Powergen US Investments
 
(a)
 
3/13/90
 
England and Wales
 
100
%
Holding Company

Powergen Luxembourg sarl
 
(a)
 
12/4/00
 
Luxembourg
 
100
%
Holding Company

Powergen Luxembourg Holdings sarl
 
(a)
 
12/2/00
 
Luxembourg
 
100
%
Holding Company

Powergen Luxembourg Investments sarl**
 
(a)
 
12/2/00
 
Luxembourg
 
100
%
Holding Company

Powergen US Investments Corp.***
 
(a)
 
12/2/00
 
Delaware
 
100
%
Holding Company
 
LG&E Energy Corp.
 
(a)
 
11/14/89
 
Kentucky
 
100
%
Holding Company (exempt)
   
LG&E Energy Marketing Inc.
 
Energy
 
4/18/84
 
Oklahoma
 
100
%
Power Marketing
     
Woodlands Technology, LLC
 
Energy
 
—
 
Texas
 
15
%
Development of software for energy-marketing activities
   
LG&E Capital Corp. (LCC)
 
(a)
 
4/26/91
 
Kentucky
 
100
%
Non-Utility Holding Company
     
LG&E Credit Corp.
 
Energy
 
7/11/97
 
Kentucky
 
100
%
Consumer Lending Services
     
LNGCL Inc.
 
*
 
4/3/92
 
Delaware
 
100
%
Inactive
     
LNGCG Inc.
 
*
 
4/3/92
 
Delaware
 
100
%
Inactive
     
LG&E Home Services Inc.
 
Energy
 
1/22/96
 
Kentucky
 
100
%
Appliance Repair and Warranty
+
Acquisition of Powergen plc by E.ON AG was effective July 1, 2002.

(a)
Directly or indirectly holds securities in energy-related companies

*
Inactive

**
Dissolved November 19, 2002

***
As of November 19, 2002, this entity is wholly owned by Powergen Luxembourg sarl

gp
general partnership interest

lp
limited partnership interest

1

Name of Reporting Company
   Energy or
Gas-related
Company
   Date of
Organization
   State/Country of
Organization
   Percentage of
Voting
Securities Held
   Nature of Business
  Airborne Pollution Control Inc.****   Energy   12/10/98   Alberta, Canada   4.9 % Pollution and Waste Control Technology
 
LG&E Enertech Inc.
 
Energy
 
12/21/95
 
Kentucky
 
100
%
Engineering, Energy Management and Consulting Services
   
LG&E Enertech Texas LLC
 
Energy
 
12/27/01
 
Kentucky
 
100
%
Engineering, Energy Management and Consulting Services and Investor in Enertech Energy Development L.P.
   
Enertech Energy Development L.P.
 
Energy
 
12/31/01
 
Texas
 
1
49
% gp
% lp
Engineering, Energy
Management and Consulting Services and Owner of HVAC Plant
 
FSF Minerals Inc.
 
Energy
 
12/28/98
 
Kentucky
 
100
%
Owner of Coal Reserves
 
LG&E Capital Trimble County LLC
 
Energy
 
4/6/01
 
Delaware
 
100
%
Lease and purchase of combustion turbine
 
LG&E Energy Privatization Services
 
*
 
7/13/98
 
Kentucky
 
100
%
Inactive Inc.
 
LG&E International Inc.
 
Energy
 
11/8/93
 
Delaware
 
100
%
Management and Holding Company
   
LG&E Power Services LLC
 
            
 
6/29/01
 
Delaware
 
100
%
Power facilities management and operations
 
WKE Corp.
 
(a)
 
5/1/98
 
Kentucky
 
100
%
Investment Holding Company
   
LCC LLC
 
Energy
 
3/2/99
 
Kentucky
 
100
%
Owns Options on Mineral Rights
   
FCD LLC
 
Energy
 
2/17/00
 
Kentucky
 
100
%
Owns Options and Actual Riparian Rights
   
Excalibur Development LLC
 
*
 
2/17/00
 
Kentucky
 
100
%
Inactive
 
LG&E Power Inc.
 
(a)
 
5/7/80
 
Delaware
 
100
%
Holding Company for Non-Utility Investments
   
LG&E Power Engineers and Constructors Inc.
 
*
 
3/5/80
 
California
 
100
%
Engineering and Project Inc.
Management (Inactive)
   
LG&E Power Constructors Inc.
 
*
 
6/29/81
 
California
 
100
%
Inactive
   
Ultraclean Incorporated
 
*
 
8/1/84
 
California
 
100
%
Inactive
(a)
Directly or indirectly holds securities in energy related companies

*
Inactive

****
Acquired during the reporting period

gp
general partnership interest

lp
limited partnership interest

2

Name of Reporting Company
   Energy or
Gas-related
Company
   Date of
Organization
   State/Country of
Organization
   Percentage of
Voting
Securities Held
   Nature of Business
       
LG&E Power Operations Inc.
 
Energy
 
6/8/82
 
California
 
100
%
Power Project Ownership, Management & Development
       
LG&E/Kelso Power Partners L.P.
 
*
 
unknown
 
California
 
2
49
% gp
% lp
Inactive
       
HD/WS Corporation
 
*
 
12/11/85
 
California
 
100
%
Inactive
       
LG&E-Westmoreland Rensselaer
 
*
 
6/15/92
 
California
 
50
%
Inactive
       
LG&E Power 5 Incorporated
 
*
 
3/31/83
 
California
 
100
%
Inactive
         
Babcock-Ultrapower West Enfield
 
*
 
unknown
 
California
 
17
% gp
Inactive
         
LG&E Power 6 Incorporated
 
*
 
9/14/93
 
California
 
100
%
Inactive
           
Babcock-Ultrapower Jonesboro
 
*
 
unknown
 
California
 
17
% gp
Inactive
         
LG&E Power 14 Incorporated
 
*
 
4/6/89
 
California
 
100
%
Inactive
           
LG&E Power 14-Buena Vista
 
*
 
unknown
 
California
 
45
% gp
Inactive
         
LG&E Power 16 Incorporated
 
(a)
 
8/3/99
 
California
 
100
%
Indirect Owner of Generation Facilities
         
LG&E Power Roanoke Incorporated
 
(a)
 
8/3/89
 
California
 
100
%
Indirect Owner of Generation Facilities
           
LG&E Roanoke Valley LP
 
(a)
 
3/14/90
 
California
 
1
99
% gp(1)
% lp(2)
Indirect Owner of Generation Facilities
         
LG&E Power 18 Incorporated
 
*
 
6/9/88
 
California
 
100
%
Inactive
         
LG&E Erie Partner Incorporated
 
*
 
11/16/90
 
California
 
100
%
Inactive
           
Erie Power Partners L.P.
 
*
 
unknown
 
California
 
1
49
% gp
% lp
Inactive
         
LG&E Power 21 Incorporated
 
(a)
 
11/16/90
 
California
 
100
%
Indirect Owner of Generation Facilities
         
LG&E Power 21 Wind Incorporated
 
(a)
 
12/23/93
 
California
 
100
%
Indirect Owner of Generation Facilities
           
LG&E Power 21 L.P.
 
(a)
 
12/27/93
 
California
 
1
99
% gp(3)
% lp(4)
Indirect Owner of Power Generation Facilities
(1)
directly held by LG&E Power 16 Incorporated

(2)
directly held by LG&E Power Roanoke Incorporated

(3)
directly held by LG&E Power 21 Incorporated

(4)
directly held by LG&E Power 21 Wind Incorporated

(a)
Directly or indirectly holds securities in energy-related companies

*
Inactive

gp
general partnership interest

lp
limited partnership interest

3

Name of Reporting Company
   Energy or
Gas-related
Company
   Date of
Organization
   State/Country of
Organization
   Percentage of
Voting
Securities Held
   Nature of Business
          LG&E Power 22 Incorporated   *   11/16/90   California   100 % Inactive
         
LG&E Power 29 Incorporated
 
*
 
11/16/93
 
California
 
100
%
Inactive
         
LG&E Power 31 Incorporated
 
(a)
 
12/19/94
 
California
 
100
%
Indirect Owner of Generation Facilities
           
LQ GP, LLC
 
(a)
 
3/17/01
 
Delaware
 
50
%
Indirect Owner of Generation Facilities
         
LG&E Power 31 Wind Incorporated
 
(a)
 
12/19/94
 
California
 
100
%
Indirect Owner of Generation Facilities
           
LG&E Power 31 L.P.
 
(a)
 
12/94
 
California
 
1
99
% gp(5)
% lp(6)
Indirect Owner of Generation Facilities
             
LQC LP LLC
 
(a)
 
3/17/01
 
Delaware
 
331/3
%
Indirect Owner of Generation Facilities
         
LG&E Power 25 Incorporated
 
*
 
12/1/95
 
Delaware
 
100
%
Inactive
         
LG&E Power 26 Incorporated
 
*
 
12/1/95
 
Delaware
 
100
%
Inactive
       
American Power Incorporated
 
*
 
4/9/89
 
California
 
100
%
Former Investor in EWG
       
LG&E Power Development Inc.
 
Energy
 
12/12/84
 
California
 
100
%
Development of QFs and EWGs
       
LG&E Crown Inc.
 
Gas
 
4/14/2000
 
Delaware
 
100
%
Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive
       
LG&E Minor Facilities Inc.
 
Gas
 
4/14/2000
 
Delaware
 
100
%
Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive
       
Power Tex Parent Inc.
 
Gas
 
4/14/2000
 
Delaware
 
100
%
Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive
       
Llano Gathering Inc.
 
Gas
 
4/20/2000
 
New Mexico
 
100
%
Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive
(3)
directly held by LG&E Power 21 Incorporated

(4)
directly held by LG&E Power 21 Wind Incorporated

(a)
Directly or indirectly holds securities in energy-related companies

*
Inactive

gp
general partnership interest

lp
limited partnership interest

(5)
directly held by LG&E Power 31 Incorporated

(6)
LG&E Power 31 Wind Incorporated

4

Name of Reporting Company
   Energy or
Gas-related
Company
   Date of
Organization
   State/Country of
Organization
   Percentage of
Voting
Securities Held
   Nature of Business
       
Llano Storage Inc.
 
Gas
 
4/20/2000
 
New Mexico
 
100
%
Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive
       
Ultrasystems Construction Co. Inc.
 
*
 
12/26/45
 
California
 
100
%
Inactive
       
HD Energy Corporation
 
*
 
12/24/90
 
Delaware
 
100
%
Inactive
         
Ultrafuels Incorporated
 
*
 
1/5/83
 
California
 
100
%
Inactive
         
Ultrafuels 1 Incorporated
 
*
 
12/22/83
 
California
 
100
%
Inactive
         
NuHPI, Inc.
 
*
 
11/25/91
 
Delaware
 
100
%
Inactive
           
Ultrapower Biomass Fuels Corporation
 
*
 
12/11/85
 
California
 
100
%
Inactive
           
Hadson Power Live Oak Incorporated
 
*
 
12/31/87
 
California
 
100
%
Inactive
       
Hadson Financial Corporation
 
*
 
6/25/89
 
Delaware
 
100
%
Inactive
       
LG&E Power Gregory I Inc.
 
(a)
 
3/30/78
 
New Mexico
 
100
%
Indirect Owner of Power Project
         
Gregory Power Partners LP
 
Energy
 
6/1/98
 
Texas
 
1
49
% gp(7)
% lp(8)
Owner and Developer of Power Project
       
LG&E Power Gregory II Inc.
 
(a)
 
5/18/98
 
Delaware
 
100
%
Indirect Owner of Power Project
         
Gregory Partners LLC
 
Energy
 
6/2/98
 
Texas
 
1
49
%(9)
%(10)
Owner and Developer of Power Project
       
LG&E Power Gregory III Inc.
 
(a)
 
5/18/98
 
Delaware
 
100
%
Indirect Owner of Power Project
       
LG&E Power Gregory IV Inc.
 
(a)
 
5/18/98
 
Delaware
 
100
%
Indirect Owner of Power Project
       
Ultrasystems Small Power Incorporated
 
*
 
12/19/85
 
California
 
100
%
Inactive
         
Ultrasystems Small Power I, Incorporated
 
*
 
10/22/86
 
California
 
100
%
Inactive
     
LG&E Natural Industrial Marketing Co.
 
Energy
 
12/20/83
 
Colorado
 
100
%
Natural Gas Marketing and Transmission
(a)
Directly or indirectly holds securities in energy-related companies

*
Inactive

gp
general partnership interest

lp
limited partnership interest

(7)
directly held by LG&E Power Gregory IV Inc.

(8)
directly held by LG&E Power Gregory I Inc.

(9)
directly held by LG&E Power Gregory III Inc.

(10)
directly held by LG&E Power Gregory II Inc.

5

Name of Reporting Company
   Energy or
Gas-related
Company
   Date of
Organization
   State/Country of
Organization
   Percentage of
Voting
Securities Held
   Nature of Business
     
Hadson Fuels, Inc.
 
*
 
4/22/80
 
Oklahoma
 
100
%
Inactive
       
Triple T Services, Inc.
 
*
 
2/11/86
 
Oklahoma
 
100
%
Inactive
     
LG&E Natural Canada Inc.
 
*
 
1/15/86
 
Canada
 
100
%
Inactive
     
LG&E Fuels Services Inc.
 
Energy
 
7/2/98
 
Delaware
 
100
%
Investment in Alternative Fuels
   
KUCC Grimes Corporation.
 
Energy
 
7/6/98
 
Delaware
 
100
%
Former investor in OF development
     
KUCC Grimes GP Corporation
 
Energy
 
7/6/98
 
Delaware
 
100
%
Former investor in OF development
     
KUCC Grimes LP Corporation
 
Energy
 
7/6/98
 
Delaware
 
100
%
Former investor in OF development
   
KUCC Paris Corporation
 
(a)
 
6/20/94
 
Kentucky
 
100
%
Indirect Owner of Investment in Power Project
     
Tenaska III Partners Ltd.
 
(a)
 
unknown
 
Texas
 
15
%
Indirect Investment in QF
       
Tenaska III Texas Partners
 
Energy
 
unknown
 
Texas
 
..06
%
Interest in QF
   
KUCC Ferndale Corporation
 
(a)
 
7/12/94
 
Kentucky
 
100
%
Indirect Owner of Investment in Power Project
     
Tenaska Washington Partners L.P.
 
Energy
 
unknown
 
Washington
 
5
%
QF
     
Tenaska Washington Partners II, L.P.
 
 
 
 
 
 
 
10
%
 
   
KUCC Portland 34 Corporation
 
(a)
 
8/15/94
 
Kentucky
 
100
%
Inactive
   
Portland 34 LTD Corporation
 
(a)
 
9/20/94
 
Kentucky
 
100
%
Inactive
     
Portland 34 L.P.
 
*
 
unknown
 
Kentucky
 
100
%
Inactive
   
KUCC Development Corporation
 
*
 
1/31/95
 
Kentucky
 
100
%
Inactive
   
KU Solutions Corporation
 
Energy
 
11/21/95
 
Kentucky
 
100
%
Energy Marketing and Services
(a)
Directly or indirectly holds securities in energy-related companies

*
Inactive

gp
general partnership interest

lp
limited partnership interest

6


Narrative Description of Activities of Each
Reporting Company during Period

        LG&E Energy Marketing Inc. conducts asset-based energy marketing and trading activities, including brokering and marketing of electric power and natural gas.

        LG&E Capital Corp., directly and through it subsidiaries and affiliates, including WKE Corp., LG&E Power Inc., LG&E Power Operations Inc. and other subsidiaries, is a holding company for non-utility domestic energy and energy related operations, investments, activities and services. These include domestic power generation facilities in Washington (the KUCC Ferndale entities), Texas (the KUCC Paris entities) and Oregon (the Portland 34 entities), all of which are, or are planning to apply to be, EWG's, QF's or both.

        LG&E Credit Corp. and LG&E Home Services Inc. formerly provided energy-related financing, appliance repair, consumer lighting and other services to customers.

        LG&E Enertech Inc. provides energy-related consulting, installation and financing services to industrial, commercial and institutional businesses.

        WKE Corp. and its subsidiaries lease and operate power generation facilities in western Kentucky and associated facilities, including coal or fuel related assets.

        LG&E Power Inc. conducts non-utility domestic energy operations and activities through its subsidiaries and affiliates. These interests or operations relate to domestic power generation facilities in North Carolina (the Power Roanoke entities), California-Minnesota (the Power 21 entities) and Texas (the Power 31 and Power Gregory entities), all of which are, or are planning to apply to be, EWG's, QF's or both.

        LG&E International Inc. owns interests in FUCOs in Argentina and Spain. A subsidiary, LG&E Power Services LLC, provides operation and maintenance services pursuant to contracts with affiliated and unaffiliated domestic power generation facilities in North Carolina, California, Minnesota, Texas and Virginia.

7


Item 2.—ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS

Company
Issuing Security
   Type of
Security
Issued
   Principal
Amount of
Security
   Issue or
Renewal
   Cost of
Capital
   Person to Whom
Security was Issued
   Collateral
Given
with Security
   Consideration
Received for
Each Security

LG&E Capital Corp.
 
Intercompany Loan
 
$
(74,098,000
)*
—
 
 
 
Due to affiliates
 
N/A
 
—

LG&E Energy Marketing, Inc.
 
Intercompany Loan
 
$
64,423,000
*
—
 
 
 
Due to affiliates
 
N/A
 
—
*
Reflects net change in intercompany loans during the reporting period.

        With respect to transactions with an associate company:

Company
Contributing Capital
   Company
Receiving Capital
   Amount of
Capital Contribution
LG&E Energy Corp.   LG&E Capital Corp.   $ 75,000,000


Item 3.—ASSOCIATED TRANSACTIONS

Part I.—Transactions Performed by Reporting Companies on behalf of Associate Companies.

Reporting Company
Rendering Services
   Associate Company
Receiving Services
   Types of Services
Rendered
   Direct Costs
Charged
   Indirect Costs
Charged
   Cost of
Capital
   Total Amount
Billed
Enertech   Services Company   Miscellaneous services   2,133,426           2,133,426
Enertech   LCC   Miscellaneous services   2,252,351           2,252,351
Home Services   Services Company   Miscellaneous services   31,894           31,894
Home Services   LG&E Utility   Miscellaneous services   28,309           28,309
Home Services   LCC   Miscellaneous services   35,311           35,311
Home Services   Kentucky Utilities   Miscellaneous services   387           387
LG&E Power Inc.   LG&E Power Development Inc.   Convenience payments   415           415
LG&E Power Inc.   LG&E Power Services LLC   Miscellaneous services   491,891           491,891
LG&E Power Inc.   LG&E Power Operations Inc.   Labor related   83,359           83,359
        Miscellaneous services   3,761,779           3,761,779
        Convenience payments   2,662           2,662
LG&E Power Inc.   LG&E Power 12 Inc.   Miscellaneous services   512,905           512,905
LG&E Power Inc.   LG&E Power 13 Inc.   Miscellaneous services   860,807           860,807
LG&E Power Inc.   LG&E Altavista Inc.   Miscellaneous services   22,279           22,279
LG&E Power Inc.   LG&E Hopewell Inc.   Miscellaneous services   163,555           163,555
LG&E Power Inc.   LEM   Miscellaneous services   6,151           6,151
LG&E Power Inc.   LG&E Natural Marketing Inc.   Convenience payments   49,527           49,527
        Miscellaneous services   2,719           2,719
LG&E Power Inc.   WKEC   Miscellaneous services   31,864           31,864
LG&E Power Inc.   Llano Gathering   Convenience payments   18,056           18,056
LG&E Power Engineers & Constructors Inc.   LG&E Power Inc.   Miscellaneous services   84,545           84,545

8

LG&E Power Services LLC   LG&E Power Inc.   Convenience payments   1,364           1,364
        Labor related   5,535           5,535
LG&E Power Services LLC   LG&E Power Operations Inc.   Miscellaneous services   585,416           585,416
        Convenience payments   4,627           4,627
LG&E Power Services LLC   LG&E Power Monroe LLC   Labor related   23           23
LG&E Power Services LLC   LG&E Southhampton Inc.   Miscellaneous services   57,500           57,500
LG&E Power Services LLC   LEM   Miscellaneous services   13           13
LG&E Power Operations   LG&E Power Development Inc.   Miscellaneous services   36           36
        Convenience payments   55,656           55,656
LG&E Power Operations   LG&E Power Engineers & Constructors Inc.   Miscellaneous services   4,247           4,247
LG&E Power Operations   LG&E Power Constructors Inc.   Miscellaneous services   4,355           4,355
LG&E Power Operations   LG&E Power Services LLC   Labor related   19,719           19,719
LG&E Power Operations   LG&E Power Monroe LLC   Convenience payments   691           691
LG&E Power Operations   LG&E Power 16 Incorporated   Convenience payments   2,200           2,200
LG&E Power Operations   LG&E Power Roanoke Inc.   Convenience payments   211,000           211,000
LG&E Power Operations   LG&E Power 21 Wind Inc.   Miscellaneous services   23,622           23,622
LG&E Power Operations   LG&E Power Gregory IV Inc.   Miscellaneous services   80,935           80,935
LG&E Power Operations   LG&E Power Gregory I Inc.   Miscellaneous services   4,179,037           4,179,037
LG&E Power Operations   KUCC Development   Miscellaneous services   1,000           1,000
FSF Minerals Inc.   LCC   Miscellaneous services   851           851
FSF Minerals Inc.   LEC   Miscellaneous services   2,943           2,943
KUCC Ferndale Corporation   LEC   Miscellaneous services   35,820           35,820
KU Solutions   LEC   Miscellaneous services   32,130           32,130
KU Solutions   LCC   Miscellaneous services   77,182           77,182
LCC LLC   WKEC   Miscellaneous services   7,539           7,539
FCD LLC   LCC   Miscellaneous services   185,499           185,499
FCD LLC   WKEC   Miscellaneous services   9,145           9,145
FCD LLC   LEC   Miscellaneous services   26,662           26,662
LG&E Power Gregory I   LG&E Power Inc.   Miscellaneous services   290,080           290,080
LG&E Power Gregory II   LG&E Power Operations Inc.   Miscellaneous services   717,014           717,014
LG&E Power Gregory III   LG&E Power Operations Inc.   Miscellaneous services   14,655           14,655
LG&E Power Gregory IV   LG&E Power Inc.   Miscellaneous services   5,920           5,920
Llano Gathering   LG&E Power Inc.   Miscellaneous services   108           108
Llano Gathering   LG&E Power Services LLC   Miscellaneous services   45,963           45,963
LEM   LCC   Miscellaneous services   226,968           226,968

9

Part II—Transactions Performed by Associate Companies on behalf of Reporting Companies.

Reporting Company
Rendering Services
   Associate Company
Receiving Services
   Types of Services
Rendered
   Direct Costs
Charged
   Indirect Costs
Charged
   Cost of
Capital
   Total Amount
Billed
LG&E Utility   Home Services   Miscellaneous services   184           184
LG&E Utility   Enertech   Miscellaneous services   108           108
LG&E Utility   KU Solutions   Miscellaneous services   18,670           18,670
Kentucky Utilities   KU Solutions   Labor related   51,871           51,871
        Convenience payments   52,151           52,151
Kentucky Utilities   Home Services   Miscellaneous services   427           427
Services Company   Enertech   Miscellaneous services   1,233,434   9       1,233,443
Services Company   Home Services   Miscellaneous services   472,123           472,123
Services Company   KU Solutions   Miscellaneous services   233           233
Services Company   FSF Minerals Inc.   Miscellaneous services   148           148
Services Company   LG&E Power Inc.   Miscellaneous services   0   50,612       50,612
Services Company   LEM   Miscellaneous services   3,006,616   438,102       3,444,718
WKEC   FCD LLC   Miscellaneous services   2,020           2,020
WKEC   FSF Minerals   Miscellaneous services   296           296
LEC   Enertech   Miscellaneous services   179,551           179,551
LEC   Home Services   Miscellaneous services   266,859           266,859
LEC   KUCC Paris Corporation   Miscellaneous services   104,241           104,241
LEC   KUCC Ferndale Corporation   Miscellaneous services   157,486           157,486
LEC   LCC LLC   Miscellaneous services   3,328           3,328
LEC   LEM   Miscellaneous services   70,560           70,560
LCC   Enertech   Miscellaneous services   833,393           833,393
LCC   Home Services   Miscellaneous services   20,332           20,332
LCC   FSF Minerals Inc.   Miscellaneous services   90,245           90,245
LCC   LCC LLC   Miscellaneous services   9,988           9,988
LCC   FCD LLC   Miscellaneous services   51,069           51,069
LG&E Power Constructors Inc.   LG&E Power Inc.   Miscellaneous services   51,925           51,925
LG&E Southampton Inc.   LG&E Power Inc.   Miscellaneous services   68,679           68,679
LEM   LG&E Power Engineers & Constructors Inc.   Convenience payments   12           12
LG&E Natural Marketing Inc.   LG&E Power Operations   Miscellaneous services   160           160
LG&E Power 5 Inc.   LG&E Power Operations Inc.   Miscellaneous services   893,792           893,792
LG&E Power Monroe LLC   LG&E Power Operations   Miscellaneous services   714           714
LG&E Power 11 Incorporated   LG&E Power Inc.   Miscellaneous services   5,012,590           5,012,590
LG&E Power 11 Incorporated   LG&E Power Engineers & Constructors Inc.   Miscellaneous services   517,500           517,500
LG&E Altavista Inc.   LG&E Power Operations Inc.   Miscellaneous services   8,164           8,164
LG&E Hopewell Inc.   LG&E Power Operations Inc.   Miscellaneous services   1,111           1,111
LG&E Power 16 Incorporated   LG&E Power Operations   Miscellaneous services   14,745           14,745
LG&E Power 31 Wind Inc.   LG&E Power Operations   Miscellaneous services   53,949           53,949
LG&E Power Roanoke Inc.   LG&E Power Operations   Miscellaneous services   1,392,659           1,392,659
LG&E Power 31 Inc.   LG&E Power Operations   Miscellaneous services   2,275           2,275
KUCC Paris Corporation   LG&E Power Operations   Miscellaneous services   120,000           120,000

10

KUCC Ferndale Corporation   LG&E Power Operations   Miscellaneous services   438,835           438,835
LG&E Power Development Inc.   LG&E Power Inc.   Miscellaneous services   8,515           8,515
LG&E Power Development Inc.   LG&E Power Operations   Miscellaneous services   6,048           6,048
            73,776           73,776
Company Names:    

LEC
 
LG&E Energy Corp.
LCC   LG&E Capital Corp.
LG&E Utility   Louisville Gas and Electric Company
Kentucky Utilities   Kentucky Utilities Company
WKEC   Western Kentucky Energy Corp.
Enertech   LG&E Enertech Inc.
Home Services   LG&E Home Services Inc.
KU Solutions   KU Solutions Corporation
LEM   LG&E Energy Marketing Inc.
Services Company   LG&E Energy Services Inc.
LG&E Power Operations   LG&E Power Operations Inc.

11


Item 4.—SUMMARY OF AGGREGATE INVESTMENT

Investments in energy-related companies:          

Total consolidated capitalization as of September 30, 2002
 
$
101,339,344,000
 
Line 1

Total capitalization multiplied by 15% (Line 1 multiplied by 0.15)
 
$
15,200,901,600
 
Line 2

Greater of $50 million or Line 2
 
$
15,200,901,600
 
Line 3
   
   
Total current aggregate investment*:
(categorized by major line of energy-related business)		          
Energy-related business Category—Rule 58(b)(1)(i) (1)   $ 3,576,324    
Energy-related business Category—Rule 58(b)(1)(iv) (2)   $ 4,513,138    
Energy-related business Category—Rule 58(b)(1)(v) (3)   $ 815,641,543    
Energy-related business Category—Rule 58(b)(1)(vii) (4)   $ 9,536,595    
Energy-related business Category—Rule 58(b)(1)(viii) (5)   $ 282,321,782    
Energy-related business Category—Rule 58(b)(1)(ix) (6)   $ 6,377,445    
   
   
Total current aggregate investment   $ 1,121,966,827   Line 4
   
   
Difference between the greater of $50 million or 15% of Capitalization and the total aggregate investment of the Registered holding company system (line 3 less line 4)   $ 14,078,934,773   Line 5
   
   
*
Includes aggregate investment in energy-related companies made prior to March 24, 1997.

(1)
Rule 58(b)(1)(i)—the rendering of energy management services and demand-side management services.

(2)
Rule 58(b)(1)(iv)—the sale of electric and gas appliances; equipment to promote new technologies, or new applications for existing technologies, that use gas or electricity; and equipment that enables the use of gas or electricity as an alternate fuel; and the installation and servicing thereof.

(3)
Rule 58(b)(1)(v)—the brokering and marketing of energy commodities, including but not limited to electricity, natural or manufactured gas and other combustible fuels.

(4)
Rule 58(b)(1)(vii)—the sale of technical, operational, management, and other similar kinds of services and expertise, developed in the course of utility operations in such areas as power plant and transmission system engineering, development, design and rehabilitation; construction; maintenance and operation; fuel procurement, delivery and management; and environmental licensing, testing and redemption.

(5)
Rule 58(b)(1)(viii)—the development, ownership or operation of "qualifying facilities," as defined under the Public Utility Regulatory Policies Act of 1978, as amended ("PURPA"), and any integrated thermal, steam host, or other necessary facility constructed, developed or acquired primarily to enable the qualifying facility to satisfy the useful thermal output requirements under PURPA.

(6)
Rule 58(b)(1)(ix)—the ownership, operation and servicing of fuel procurement, transportation, handling and storage facilities, scrubbers, and resource recovery and waste water treatment facilities.

12

Investments in gas-related companies:      

Total current aggregate investment:
 
 
 
(categorized by major line of gas-related business)      
Gas-related business Category—Rule 58(b)(2)(i) (1)      
Gas-related business Category—Rule 58(b)(2)(ii) (2)   $ 0
   
Total current aggregate investment   $ 0
   
(1)
Rule 58(b)(2)(i)—activities permitted under Section 2(a) of the Gas-Related Activities Act of 1990, 104 Stat. 2810.

(2)
Rule 58(b)(2)(ii)—activities specified in Section 2(b) of the Gas-Related Activities Act of 1990, 104 Stat. 2810.


Item 5.—OTHER INVESTMENTS

Major Line of Energy-
Related Business
   Other Investment in
Last U-9C-3 Report
   Other Investment in
this U-9C-3
   Reason for Difference in
Other Investment
Gas related businesses   $ 22,108,268   $ 21,149,942   Changes in intercompany advances from 06/30 amounts.

Pipeline construction investments (CRC Evans and affiliates)
 
$
128,570,486
 
$
125,746,945
 
Changes in intercompany advances from 06/30 amount.

International investments (Argentine gas distribution and Spanish generation)
 
$
42,170,251
 
$
43,133,741
 
Changes in investment amounts from 06/30 amount.

Consumer credit investments (LG&E Credit Corp)
 
$
298,303
 
$
293,156
 
Changes in intercompany advances from 06/30 amount.

Investment in development of combustion turbines (LG&E Capital Corp.)
 
$
290,364,000
 
$
291,266,000
 
Change due to additional investments in combustion turbines during the third quarter 2002.

Investment in special purpose entities used for accounts receivable securitization programs (Louisville Gas & Electric and Kentucky Utilities)
 
$
52,340,149
 
$
64,269,014
 
Change in payables to associated companies from 06/30 amount.

Unregulated generation investments
 
$
11,107,578
 
$
28,580,299
 
Changes in intercompany advances from 06/30 amount.

13


Item 6.—FINANCIAL STATEMENTS AND EXHIBITS

A.    Financial Statements:

 
    
    
Exhibit A-1   Financial statements for Reporting Companies for the quarter ended September 30, 2002. (Filed in paper under cover of Form SE; Confidential treatment requested pursuant to Rule 104(b), 17 CFR 250-104(b).)

 
 
FS-1
 
LG&E Enertech
    FS-2   LG&E Home Services
    FS-3   Hadson Financial (Co. 851)
    FS-4   LG&E Natural Industrial Marketing (Co. 853)
    FS-5   LG&E Natural Canada (Co. 854)
    FS-6   LG&E Natural Marketing Canada (Co. 855)
    FS-7   LG&E Power Inc. consolidated
    FS-8   LG&E Energy Marketing Inc.
    FS-9   KU Solutions
    FS-10   KUCC Paris Corporation
    FS-11   KUCC Ferndale Corporation
    FS-12   American Power, Inc. (Co. 52)
    FS-13   Llano Gathering Inc. (Co. 930)
    FS-14   Llano Storage Inc. (Co. 931)
    FS-15   LG&E Minor Facilities Inc. (Co. 932)
    FS-16   Power Tex Parent Inc. (Co. 933)
    FS-17   LG&E Crown Inc. (Co. 936)
    FS-18   LG&E Power Engineers and Constructors
    FS-19   LG&E Power Services, Inc.
    FS-20   LG&E Power Operations
    FS-21   Gregory Partners, LLC
    FS-22   Gregory Power Partners, L.P.
    FS-23   LG&E Power Gregory I, Inc.
    FS-24   LG&E Power Gregory II, Inc.
    FS-25   LG&E Power Gregory III, Inc.
    FS-26   LG&E Power Gregory IV, Inc.
    FS-27   FSF Minerals Inc.
    FS-28   LCC LLC
    FS-29   FCD LLC
    FS-30   Westmoreland-LG&E Partners—Rova II

B.    Exhibits:

 
    
    
Exhibit B-1   Copies of contracts required to be provided by Item 3

 
 
None.

Exhibit B-2
 
Officer's Certification

14


SIGNATURE

        The undersigned registered holding company has duly caused this quarterly report to be signed on its behalf by the undersigned officer thereunto duly authorized pursuant to the requirements of the Public Utility Holding Company Act of 1935.

Date: November 25, 2002 E.ON AG

 
By:
 
/s/  ULRICH HUEPPE      
  Name:   Ulrich Hueppe
  Title:   Executive Vice President

 
By:
 
/s/  DR. GUNTRAM WUERZBERG      
  Name:   Dr. Guntram Wuerzberg
  Title:   Vice President

15

Exhibit B-2


CERTIFICATE

        I hereby certify that the Form U-9C-3 for E.ON AG for the previous quarter has been provided to the state commissions listed below:

Kentucky Public Service Commission
211 Sower Boulevard
Frankfurt, KY 40601

Virginia State Corporation Commission
1300 E. Main Street
Richmond, VA 23219

Date: November 25, 2002 E.ON AG

 
By:
 
/s/  ULRICH HUEPPE      
  Name:   Ulrich Hueppe
  Title:   Executive Vice President

 
By:
 
/s/  DR. GUNTRAM WUERZBERG      
  Name:   Dr. Guntram Wuerzberg
  Title:   Vice President


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POWERGEN PLC FORM U-9C-3 For the Quarter Ended September 30, 2002 Table of Contents
Narrative Description of Activities of Each Reporting Company during Period
SIGNATURE
CERTIFICATE