UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 10, 2011
Solera National Bancorp, Inc.
(Exact name of registrant as specified in its charter)
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Delaware |
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000-53181 |
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02-0774841 |
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(State or other jurisdiction |
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(Commission |
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(IRS Employer |
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of incorporation) |
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File Number) |
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Identification No.) |
319 S. Sheridan Blvd.
Lakewood, CO 80226
303-209-8600
(Address and telephone number of principal executive offices)
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01. Regulation FD Disclosure.
Douglas Crichfield, President and Chief Executive Officer of Solera National Bancorp, Inc. (the “Company”) will be attending the Raymond James Bank Conference to be held in Chicago, Illinois on August 9th and 10th, 2011 and will be meeting with current and prospective investors. A copy of the presentation and investor fact sheet that Mr. Crichfield will be providing to potential investors and other interested parties at the conference are attached as Exhibits 99.1 and 99.2, respectively, to this Form 8-K. The presentation and investor fact sheet may be distributed to other interested parties at a later date. The presentation and investor fact sheet are available on the Company’s website at www.solerabank.com.
The presentation and investor fact sheet may contain forward-looking statements about the Company’s relative business outlook. These forward-looking statements and all other statements contained in or made during the presentation or on the investor fact sheet that do not concern historical facts are subject to risks and uncertainties that may materially affect actual results. Specific forward-looking statements include, but are not limited to, any indications regarding the financial services industry, the economy and future growth of the Company’s balance sheet or income statement. A more thorough discussion of certain risks, uncertainties and other factors that may affect the Company is included in the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2010 and in subsequent reports, including Quarterly Reports on Form 10-Q and Current Reports on Form 8-K, that the Company files or furnishes with the Securities and Exchange Commission. The Company undertakes no obligation to update any forward-looking statements.
The information in this Current Report on Form 8-K, including Exhibits 99.1 and 99.2 hereto, are being furnished pursuant to Item 7.01 and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and such information shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall expressly be set forth by specific reference in such a filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit 99.1 Solera National Bancorp, Inc. Investor Presentation, August 10, 2011
Exhibit 99.2 Solera National Bancorp, Inc. Investor Fact Sheet, dated July 27, 2011
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Solera National Bancorp, Inc. |
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(Registrant) |
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Date: August 10, 2011 |
By: |
/s/ Robert J. Fenton | |
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Name: |
Robert J. Fenton | |
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Title: |
Executive Vice President and Chief Financial Officer | |