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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options - Rights to Buy (2) | $ 3.625 | 11/08/2010 | M | 60,000 | (2) | 02/19/2019 | Class A Common Stock | 60,000 | $ 0 | 340,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SULZBERGER ARTHUR JR THE NEW YORK TIMES COMPANY 620 8TH AVENUE NEW YORK, NY 10018 |
X | Chairman and Publisher |
/s/Theodore R. Wagner as Attroney-in-fact for Arthur Sulzberger, Jr. | 11/22/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This filing amends the Form 4 originally filed on November 9, 2010, to accurately reflect the sales price and the number of shares beneficially owned directly by the reporting person, which excludes (i) 28,604 shares of Class A Common Stock formerly held in joint name and now held entirely in the name of the reporting person's former spouse and (ii) 50,000 cash-settled restricted stock units that were previously reported as derivative securities. In addition, as previously reported, the reporting person owns 61,635 shares of Class A Common Stock indirectly by a limited liability company as general partner of a limited partnership, 6,882 shares of Class A Common Stock indirectly as a co-trustee of a trust, which is the limited partner of the limited partnership, 1,400,000 shares of Class A Common Stock indirectly by a trust, and 1,423 shares of Class A Common Stock indirectly by 401(k) Plan. |
(2) | Right to buy Class A Common Stock granted under The New York Times Company 1991 Executive Stock Incentive Plan. 400,000 options were granted on February 19, 2009, which vest in three equal annual installments beginning February 19, 2010. |