OMB
APPROVAL
|
OMB
Number: 3235-0145
Expires: February 28,
2009
Estimated
average burden
hours
per response 14.5
|
TOT
Energy, Inc.
|
(Name
of Issuer)
|
Common
Stock, par value $0.001 per share
|
(Title
of Class of Securities)
|
8726v103
|
(CUSIP
Number)
|
Mike
Zoi
19950
West Country Club Drive, 8th
Floor, Aventura, FL 33180
(305)
682-4186
|
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
|
December
17, 2007
|
(Date
of Event which Requires Filing of this
Statement)
|
SCHEDULE
13D
|
||||
CUSIP
No.
|
8726v103
|
Page
2 of 19 Pages
|
||
1
|
NAME
OF REPORTING PERSONS
S.S.
or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Mike
Zoi
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x
(b) o
|
|||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF
FUNDS* PF
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
OR 2(e) o
|
|||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States of America
|
|||
NUMBER
OF
SHARES
BENE-FICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE
VOTING POWER
5,754
Shares
|
||
8
|
SHARED
VOTING POWER
309,305,377
Shares (including 36,013,543 shares underlying
warrants)
|
|||
9
|
SOLE
DISPOSITIVE POWER
5,754
Shares
|
|||
10
|
SHARED
DISPOSITIVE POWER
309,305,377
Shares (including 36,013,543 shares underlying
warrants)
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
309,311,131
Shares (including 36,013,543 shares underlying
warrants)
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
o
|
|||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
94.9%
|
|||
14
|
TYPE
OF REPORTING
PERSON* IN
|
|||
*SEE
INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE
BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING
EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
|
SCHEDULE
13D
|
||||
CUSIP
No.
|
8726v103
|
Page
3 of 19 Pages
|
||
1
|
NAME
OF REPORTING PERSONS
S.S.
or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
ENERFUND,
LLC [EIN: 20-4535236]
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x
(b) o
|
|||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF
FUNDS* WC
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
OR 2(e) o
|
|||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
|||
NUMBER
OF
SHARES
BENE-FICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE
VOTING POWER
0
|
||
8
|
SHARED
VOTING POWER
309,305,377
Shares (including 36,013,543 shares underlying
warrants)
|
|||
9
|
SOLE
DISPOSITIVE POWER
0
|
|||
10
|
SHARED
DISPOSITIVE POWER
309,305,377
Shares (including 36,013,543 shares underlying
warrants)
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
309,311,131
Shares (including 36,013,543 shares underlying
warrants)
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
o
|
|||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
94.9%
|
|||
14
|
TYPE
OF REPORTING
PERSON* HC
|
|||
*SEE
INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE
BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING
EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
|
SCHEDULE
13D
|
||||
CUSIP
No.
|
8726v103
|
Page
4 of 19 Pages
|
||
1
|
NAME
OF REPORTING PERSONS
S.S.
or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TGR
Energy, LLC [EIN: 20-0291967]
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x
(b) o
|
|||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF
FUNDS* WC
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
OR 2(e) o
|
|||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
|||
NUMBER
OF
SHARES
BENE-FICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE
VOTING POWER
0
|
||
8
|
SHARED
VOTING POWER
309,305,377
Shares (including 36,013,543 shares underlying
warrants)
|
|||
9
|
SOLE
DISPOSITIVE POWER
0
|
|||
10
|
SHARED
DISPOSITIVE POWER
309,305,377
Shares (including 36,013,543 shares underlying
warrants)
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
309,311,131
Shares (including 36,013,543 shares underlying
warrants)
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
o
|
|||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
94.9%
|
|||
14
|
TYPE
OF REPORTING
PERSON* OO
(LLC)
|
|||
*SEE
INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE
BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING
EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION.
|
Item
1.
|
Security
and Issuer
|
|
(a)
|
Security: Common
Stock*, par value $0.001 per
share
|
|
(b)
|
Issuer:
|
TOT
Energy, Inc.
|
19950 West Country Club Drive, 8th Floor | |||
Aventura, FL 33180 |
Item
2.
|
Identity
and Background
|
|
(a)
|
Mike
Zoi
|
|
(c)
|
CEO
and President of TOT Energy, Inc.
|
|
(d)
|
Not
applicable
|
|
(e)
|
Not
applicable
|
|
(f)
|
United
States of America
|
Item
3.
|
Source
and Amount of Funds or Other
Consideration
|
Item
4.
|
Purpose
of Transaction
|
|
(a)
|
TOT
Energy, Inc. (the “Company”), formerly Splinex Technology, Inc., was
organized on February 6, 2004 under the laws of the State of Delaware as a
wholly-owned subsidiary of Splinex, LLC, a Florida limited liability
company, and was the surviving entity pursuant to a merger with Ener1
Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of
Ener1, Inc., a Florida corporation. The effective date of the merger was
January 18, 2005. Splinex, LLC received 95,000,000 shares of the Company
in connection with the merger, some of which were distributed to certain
members of Splinex, LLC thereafter. Mike Zoi held a 12.75% economic
interest in Splinex, LLC.
|
|
On
August 7, 2008, the Board of Directors of the Company approved a
Subscription Agreement dated August 7, 2008 (the “Subscription Agreement”)
with TGR, wherein TGR committed to invest up to $2,000,000 in exchange for
up to 100,000,000 shares of the Company's common stock for $0.02 per
share. In addition, the Company granted TGR warrants to purchase up to
50,000,000 shares of common stock for $0.05 per share. These warrants may
be exercised within five years from the date of grant. The shares and
warrants are issuable under the Subscription Agreement upon the funding
from time to time by TGR. The valuation date to determine the appropriate
compensation charge is the last day of the quarter then ended. Pursuant to
the Subscription Agreement, TGR will fund the Investment Amount as
required in the Company’s operational budget. TGR’s obligation to fund the
Investment Amount will be reduced by any future third party funding or
investments in the Company on terms no less favorable than those contained
in the Subscription Agreement.
|
|
For
the quarter ended September 30, 2008, TGR was issued 5,157,600 shares of
common stock of the Company and fully vested five year warrants to
purchase 2,578,800 shares of common stock of the Company for $0.05 per
share in exchange for funding of $103,152 provided during the quarter
under the terms of the Subscription
Agreement.
|
|
For
the quarter ended December 31, 2008, TGR was issued 66,870,485 shares of
common stock of the Company and fully vested five year warrants to
purchase 33,434,743 shares of common stock of the Company at an exercise
price of $0.05 per share pursuant to the terms of the Subscription
Agreement. These issuances were in exchange for financings under the
Subscription Agreement in the aggregate amount of $1,337,410 of which
$700,000 was cash and $637,410 related to refinancing of previously
outstanding notes payable.
|
|
(b)
|
See
response to Item 4(a).
|
|
(c)
|
See
response to Item 4(a).
|
|
(d)
|
As
the beneficial owner of 94.9% of the Company’s common stock, Mike Zoi has
the right and authority to replace the current members of the Board of
Directors of the Company although he has no present intention to do
so.
|
(e)
|
On
December 22, 2008, the Company’s Board of Directors and majority
stockholder approved amendments to the Company’s Certificate of
Incorporation to increase the number of shares of common stock from
400,000,000 to 800,000,000 to give the Board of Directors flexibility to
use the Company’s common stock as consideration in connection with the
potential acquisition of companies or assets in furtherance of its
business objectives. Pursuant to the Delaware General Corporation Law,
this action will become effective no earlier than 20 calendar days after
an Information Statement is sent or given to all persons who were holders
of record of the Company’s common stock on December 31, 2008. The Company
mailed an Information Statement on February 17, 2008 and expects the share
increase to become effective upon the filing in Delaware of the amended
certificate of incorporation in early March 2009.
|
|
|
(f)
|
Not
applicable
|
|
(g)
|
Not
applicable
|
|
(h)
|
Not
applicable
|
|
(i)
|
Not
applicable
|
|
(j)
|
Not
applicable
|
Item
5.
|
Interest
in Securities of the Issuer
|
|
(a)
|
Aggregate
number: 309,311,131 Shares
(including 36,013,543 shares underlying
warrants)
|
|
Percentage: 94.9%
|
|
(b)
|
(i)
Sole power to vote or direct the
vote: 5,754
|
(ii) Shared
power to vote or direct the
vote:
|
309,305,377 (including
36,013,543 shares underlying
warrants)
|
|
(iii)
Sole power to dispose or direct the
disposition: 5,754
|
(iv) Shared power to dispose or direct the disposition: |
|
309,305,377 (including
36,013,543 shares underlying
warrants)
|
|
(c)
|
See
response to Item 4(a).
|
|
(d)
|
Not
applicable
|
|
(e)
|
Not
applicable
|
Item
6.
|
Contracts,
Arrangements, Understandings or Relationships with Respect to Securities
of the Issuer.
|
Item
7.
|
Material
to Be Filed as Exhibits
|
|
(a)
|
Agreement
and Plan of Merger among Ener1 Acquisition Corp., Registrant and Ener1,
Inc., dated as of June 9, 2004, incorporated herein by
reference to Exhibit 2.1 to Splinex’s Registration Statement on
Form S-1 filed with the Commission on June 24, 2004 (Registration No.
333-116817)
|
|
(b)
|
First
Amendment to Agreement and Plan of Merger among Ener1 Acquisition Corp.,
Registrant and Ener1, Inc., dated as of October 13, 2004, incorporated
herein by reference to Exhibit 2.2 to Amendment No, 1 to Splinex’s
Registration Statement on Form S-1 filed with the Commission on October
15, 2004 (Registration No.
333-116817)
|
|
(c)
|
Second
Amendment to Agreement and Plan of Merger among Ener1 Acquisition Corp.,
Splinex and Ener1, Inc., dated as of December 23, 2004, incorporated
herein by reference to Exhibit 2.3 to Amendment No. 3 to Splinex’s
Registration Statement on Form S-1 filed with the Commission on December
27, 2004 (Registration No.
333-116817)
|
|
(d)
|
Certificate
of Merger of Splinex, incorporated herein by reference to Exhibit 3.2 to
Amendment No. 3 to Splinex’s Registration Statement on Form S-1 filed with
the Commission on December 27, 2004 (Registration No.
333-116817)
|
|
(e)
|
Subscription
Agreement, dated August 7, 2008 by and between TOT Energy, Inc. and TGR
Energy, LLC, incorporated herein by reference to Exhibit 10.20 to our
Quarterly Report on Form 10-Q filed with the Commission on November 18,
2008
|
|
(f)
|
Certificate
of Amendment of Certificate of Incorporation of TOT Energy, Inc. dated
December 22, 2008, incorporated herein by reference to Exhibit 10.21 to
our Quarterly Report on Form 10-Q filed with the Commission on February
17, 2009
|
Security
and Issuer
|
|
(a)
|
Security: Common
Stock*, par value $0.001 per
share
|
|
(b)
|
Issuer:
|
TOT
Energy, Inc.
|
19950
West Country Club Drive, 8th
Floor
|
|||
Aventura,
FL 33180
|
Item
2.
|
Identity
and Background
|
|
(a)
|
Enerfund,
LLC, a Florida limited liability
company
|
|
(c)
|
Investment
Company
|
|
(d)
|
Not
applicable
|
|
(e)
|
Not
applicable
|
|
(f)
|
Not
Applicable
|
Item
3.
|
Source
and Amount of Funds or Other
Consideration
|
Item
4.
|
Purpose
of Transaction
|
|
(a)
|
TOT
Energy, Inc. (the “Company”), formerly Splinex Technology, Inc., was
organized on February 6, 2004 under the laws of the State of Delaware as a
wholly-owned subsidiary of Splinex, LLC, a Florida limited liability
company, and was the surviving entity pursuant to a merger with Ener1
Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of
Ener1, Inc., a Florida corporation. The effective date of the merger was
January 18, 2005. Splinex, LLC received 95,000,000 shares of the Company
in connection with the merger, some of which were distributed to certain
members of Splinex, LLC thereafter. Mike Zoi held a 12.75% economic
interest in Splinex, LLC.
|
|
On
August 7, 2008, the Board of Directors of the Company approved a
Subscription Agreement dated August 7, 2008 (the “Subscription Agreement”)
with TGR, wherein TGR committed to invest up to $2,000,000 in exchange for
up to 100,000,000 shares of the Company's common stock for $0.02 per
share. In addition, the Company granted TGR warrants to purchase up to
50,000,000 shares of common stock for $0.05 per share. These warrants may
be exercised within five years from the date of grant. The shares and
warrants are issuable under the Subscription Agreement upon the funding
from time to time by TGR. The valuation date to determine the appropriate
compensation charge is the last day of the quarter then ended. Pursuant to
the Subscription Agreement, TGR will fund the Investment Amount as
required in the Company’s operational budget. TGR’s obligation to fund the
Investment Amount will be reduced by any future third party funding or
investments in the Company on terms no less favorable than those contained
in the Subscription Agreement.
|
|
For
the quarter ended September 30, 2008, TGR was issued 5,157,600 shares of
common stock of the Company and fully vested five year warrants to
purchase 2,578,800 shares of common stock of the Company for $0.05 per
share in exchange for funding of $103,152 provided during the quarter
under the terms of the Subscription
Agreement.
|
|
For
the quarter ended December 31, 2008, TGR was issued 66,870,485 shares of
common stock of the Company and fully vested five year warrants to
purchase 33,434,743 shares of common stock of the Company at an exercise
price of $0.05 per share pursuant to the terms of the Subscription
Agreement. These issuances were in exchange for financings under the
Subscription Agreement in the aggregate amount of $1,337,410 of which
$700,000 was cash and $637,410 related to refinancing of previously
outstanding notes payable.
|
|
(b)
|
See
response to Item 4(a).
|
|
(c)
|
See
response to Item 4(a).
|
|
(d)
|
As
the beneficial owner of 94.9% of the Company’s common stock, Mike Zoi has
the right and authority to replace the current members of the Board of
Directors of the Company although he has no present intention to do
so.
|
(e) |
On
December 22, 2008, the Company’s Board of Directors and majority
stockholder approved amendments to the Company’s Certificate of
Incorporation to increase the number of shares of common stock from
400,000,000 to 800,000,000 to give the Board of Directors flexibility to
use the Company’s common stock as consideration in connection with the
potential acquisition of companies or assets in furtherance of its
business objectives. Pursuant to the Delaware General Corporation Law,
this action will become effective no earlier than 20 calendar days after
an Information Statement is sent or given to all persons who were holders
of record of the Company’s common stock on December 31, 2008. The Company
mailed an Information Statement on February 17, 2008 and expects the share
increase to become effective upon the filing in Delaware of the amended
certificate of incorporation in early March
2009.
|
|
(f)
|
Not
applicable
|
|
(g)
|
Not
applicable
|
|
(h)
|
Not
applicable
|
|
(i)
|
Not
applicable
|
|
(j)
|
Not
applicable
|
Item
5.
|
Interest
in Securities of the Issuer
|
|
(a)
|
Aggregate
number: 309,305,377 Shares (including
36,013,543 shares underlying
warrants)
|
|
Percentage: 94.9%
|
|
(b)
|
(i) Sole
power to vote or direct the
vote: 0
|
|
(ii) Shared
power to vote or direct the
vote: 309,305,377 (including
36,013,543 shares underlying
warrants)
|
|
(iii)
Sole power to dispose or direct the
disposition: 0
|
|
(iv)
Shared power to dispose or direct the
disposition: 309,305,377 (including
36,013,543 shares underlying
warrants)
|
|
(c)
|
See
response to Item 4(a).
|
|
(d)
|
Not
applicable
|
|
(e)
|
Not
applicable
|
Item
6.
|
Contracts,
Arrangements, Understandings or Relationships with Respect to Securities
of the Issuer.
|
Item
7.
|
Material
to Be Filed as Exhibits
|
|
(a)
|
Agreement
and Plan of Merger among Ener1 Acquisition Corp., Registrant and Ener1,
Inc., dated as of June 9, 2004, incorporated herein by
reference to Exhibit 2.1 to Splinex’s Registration Statement on
Form S-1 filed with the Commission on June 24, 2004 (Registration No.
333-116817)
|
|
(b)
|
First
Amendment to Agreement and Plan of Merger among Ener1 Acquisition Corp.,
Registrant and Ener1, Inc., dated as of October 13, 2004, incorporated
herein by reference to Exhibit 2.2 to Amendment No, 1 to Splinex’s
Registration Statement on Form S-1 filed with the Commission on October
15, 2004 (Registration No.
333-116817)
|
|
(c)
|
Second
Amendment to Agreement and Plan of Merger among Ener1 Acquisition Corp.,
Splinex and Ener1, Inc., dated as of December 23, 2004, incorporated
herein by reference to Exhibit 2.3 to Amendment No. 3 to Splinex’s
Registration Statement on Form S-1 filed with the Commission on December
27, 2004 (Registration No.
333-116817)
|
|
(d)
|
Certificate
of Merger of Splinex, incorporated herein by reference to Exhibit 3.2 to
Amendment No. 3 to Splinex’s Registration Statement on Form S-1 filed with
the Commission on December 27, 2004 (Registration No.
333-116817)
|
|
(e)
|
Subscription
Agreement, dated August 7, 2008 by and between TOT Energy, Inc. and TGR
Energy, LLC, incorporated herein by reference to Exhibit 10.20 to our
Quarterly Report on Form 10-Q filed with the Commission on November 18,
2008
|
|
(f)
|
Certificate
of Amendment of Certificate of Incorporation of TOT Energy, Inc. dated
December 22, 2008, incorporated herein by reference to Exhibit 10.21 to
our Quarterly Report on Form 10-Q filed with the Commission on February
17, 2009
|
Item
1.
|
Security
and Issuer
|
|
(a)
|
Security: Common
Stock*, par value $0.001 per
share
|
|
(b)
|
Issuer:
|
TOT
Energy, Inc.
|
19950
West Country Club Drive, 8th
Floor
Aventura,
FL 33180
|
Item
2.
|
Identity
and Background
|
|
(a)
|
TGR
Energy, LLC, a Florida limited liability
company
|
|
(c)
|
Investment
Company
|
|
(d)
|
Not
applicable
|
|
(e)
|
Not
applicable
|
|
(f)
|
Not
Applicable
|
Item
3.
|
Source
and Amount of Funds or Other
Consideration
|
Item
4.
|
Purpose
of Transaction
|
|
(a)
|
TOT
Energy, Inc. (the “Company”), formerly Splinex Technology, Inc., was
organized on February 6, 2004 under the laws of the State of Delaware as a
wholly-owned subsidiary of Splinex, LLC, a Florida limited liability
company, and was the surviving entity pursuant to a merger with Ener1
Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of
Ener1, Inc., a Florida corporation. The effective date of the merger was
January 18, 2005. Splinex, LLC received 95,000,000 shares of the Company
in connection with the merger, some of which were distributed to certain
members of Splinex, LLC thereafter. Mike Zoi held a 12.75% economic
interest in Splinex, LLC.
|
|
On
August 7, 2008, the Board of Directors of the Company approved a
Subscription Agreement dated August 7, 2008 (the “Subscription Agreement”)
with TGR, wherein TGR committed to invest up to $2,000,000 in exchange for
up to 100,000,000 shares of the Company's common stock for $0.02 per
share. In addition, the Company granted TGR warrants to purchase up to
50,000,000 shares of common stock for $0.05 per share. These warrants may
be exercised within five years from the date of grant. The shares and
warrants are issuable under the Subscription Agreement upon the funding
from time to time by TGR. The valuation date to determine the appropriate
compensation charge is the last day of the quarter then ended. Pursuant to
the Subscription Agreement, TGR will fund the Investment Amount as
required in the Company’s operational budget. TGR’s obligation to fund the
Investment Amount will be reduced by any future third party funding or
investments in the Company on terms no less favorable than those contained
in the Subscription Agreement.
|
|
For
the quarter ended September 30, 2008, TGR was issued 5,157,600 shares of
common stock of the Company and fully vested five year warrants to
purchase 2,578,800 shares of common stock of the Company for $0.05 per
share in exchange for funding of $103,152 provided during the quarter
under the terms of the Subscription
Agreement.
|
|
For
the quarter ended December 31, 2008, TGR was issued 66,870,485 shares of
common stock of the Company and fully vested five year warrants to
purchase 33,434,743 shares of common stock of the Company at an exercise
price of $0.05 per share pursuant to the terms of the Subscription
Agreement. These issuances were in exchange for financings under the
Subscription Agreement in the aggregate amount of $1,337,410 of which
$700,000 was cash and $637,410 related to refinancing of previously
outstanding notes payable.
|
|
(b)
|
See
response to Item 4(a).
|
|
(c)
|
See
response to Item 4(a).
|
|
(d)
|
As
the beneficial owner of 94.9% of the Company’s common stock, Mike Zoi has
the right and authority to replace the current members of the Board of
Directors of the Company although he has no present intention to do
so.
|
(e) |
On
December 22, 2008, the Company’s Board of Directors and majority
stockholder approved amendments to the Company’s Certificate of
Incorporation to increase the number of shares of common stock from
400,000,000 to 800,000,000 to give the Board of Directors flexibility to
use the Company’s common stock as consideration in connection with the
potential acquisition of companies or assets in furtherance of its
business objectives. Pursuant to the Delaware General Corporation Law,
this action will become effective no earlier than 20 calendar days after
an Information Statement is sent or given to all persons who were holders
of record of the Company’s common stock on December 31, 2008. The Company
mailed an Information Statement on February 17, 2008 and expects the share
increase to become effective upon the filing in Delaware of the amended
certificate of incorporation in early March 2009.
|
|
|
(f)
|
Not
applicable
|
|
(g)
|
Not
applicable
|
|
(h)
|
Not
applicable
|
|
(i)
|
Not
applicable
|
|
(j)
|
Not
applicable
|
Item
5.
|
Interest
in Securities of the Issuer
|
|
(a)
|
Aggregate
number: 309,305,377 Shares (including
36,013,543 shares underlying
warrants)
|
|
Percentage: 94.9%
|
|
(b)
|
(i) Sole
power to vote or direct the
vote: 0
|
|
(ii) Shared
power to vote or direct the
vote: 309,305,377 (including
36,013,543 shares underlying
warrants)
|
|
(iii)
Sole power to dispose or direct the
disposition: 0
|
|
(iv)
Shared power to dispose or direct the
disposition: 309,305,377 (including
36,013,543 shares underlying
warrants)
|
|
(c)
|
See
response to Item 4(a).
|
|
(d)
|
Not
applicable
|
|
(e)
|
Not
applicable
|
Item
6.
|
Contracts,
Arrangements, Understandings or Relationships with Respect to Securities
of the Issuer.
|
Item
7.
|
Material
to Be Filed as Exhibits
|
|
(a)
|
Agreement
and Plan of Merger among Ener1 Acquisition Corp., Registrant and Ener1,
Inc., dated as of June 9, 2004, incorporated herein by
reference to Exhibit 2.1 to Splinex’s Registration Statement on
Form S-1 filed with the Commission on June 24, 2004 (Registration No.
333-116817)
|
|
(b)
|
First
Amendment to Agreement and Plan of Merger among Ener1 Acquisition Corp.,
Registrant and Ener1, Inc., dated as of October 13, 2004, incorporated
herein by reference to Exhibit 2.2 to Amendment No, 1 to Splinex’s
Registration Statement on Form S-1 filed with the Commission on October
15, 2004 (Registration No.
333-116817)
|
|
(c)
|
Second
Amendment to Agreement and Plan of Merger among Ener1 Acquisition Corp.,
Splinex and Ener1, Inc., dated as of December 23, 2004, incorporated
herein by reference to Exhibit 2.3 to Amendment No. 3 to Splinex’s
Registration Statement on Form S-1 filed with the Commission on December
27, 2004 (Registration No.
333-116817)
|
|
(d)
|
Certificate
of Merger of Splinex, incorporated herein by reference to Exhibit 3.2 to
Amendment No. 3 to Splinex’s Registration Statement on Form S-1 filed with
the Commission on December 27, 2004 (Registration No.
333-116817)
|
|
(e)
|
Subscription
Agreement, dated August 7, 2008 by and between TOT Energy, Inc. and TGR
Energy, LLC, incorporated herein by reference to Exhibit 10.20 to our
Quarterly Report on Form 10-Q filed with the Commission on November 18,
2008
|
(f) | Certificate of Amendment of Certificate of Incorporation of TOT Energy, Inc. dated December 22, 2008, incorporated herein by reference to Exhibit 10.21 to our Quarterly Report on Form 10-Q filed with the Commission on February 17, 2009 |
March 24, 2009 | |||
Date
|
By:
|
/s/ Mike Zoi | |
Name: Mike
Zoi
|
|||
Enerfund,
LLC
|
|||
March
24, 2009
|
|||
Date
|
By:
|
/s/ Mike Zoi | |
Name: Mike
Zoi
|
|||
Title: Managing
Member
|
|||
TGR
Energy, LLC
|
|||
March
24, 2009
|
|||
Date
|
By:
|
/s/ Mike Zoi | |
Name: Mike
Zoi
|
|||
Title: Managing
Member
|
|||