UNITED
STATES
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OMB
APPROVAL
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SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
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OMB
Number: 3235-0101
Expires:
December 31, 2009
Estimated
average burden
hours
per response . . . . 2.0
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FORM 144
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NOTICE OF PROPOSED SALE OF
SECURITIES
PURSUANT TO RULE 144 UNDER THE
SECURITIES ACT OF 1933
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SEC
USE ONLY
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DOCUMENT
SEQUENCE NO.
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ATTENTION:
Transmit for filing 3 copies
of this form concurrently with either placing an order with a broker to
execute sale or executing a sale directly
with a market maker.
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CUSIP
NUMBER
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1
(a) NAME OF ISSUER (please type or print)
Ingersoll-Rand
plc
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(b)
IRS IDENT. NO
98-0626632
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(C)
S.E.C. FILE NO.
001-34400
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WORK
LOCATION
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1
(d) ADDRESS OF
ISSUER STREET
170/175
Lakeview Drive, Airside Business Park, Swords, Co.
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CITY
Dublin
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STATE
Ireland
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ZIP
CODE
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(e)
TELEPHONE NO.
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AREA
CODE
(353)
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NUMBER
(0)-18707400
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2
(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE
SOLD
Herbert L. Henkel
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(b)
RELATIONSHIP TO
ISSUER
Officer/Director
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(c)
ADDRESS
STREET
CITY
STATE ZIP CODE
170/175
Lakeview Drive, Airside Business Park, Swords, Co. Dublin
Ireland
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3
(a)
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(b)
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SEC
USE ONLY
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(c)
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(d)
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(e)
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(f)
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(g)
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Title
of the
Class
of
Securities
To
Be Sold
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Name
and Address of Each Broker
Through
Whom the
Securities
are to be Offered
or
Each Market Maker
who
is Acquiring the Securities
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Broker-Dealer
File
Number
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Number
of Shares
or
Other Units
To
Be Sold
(See
instr. 3(c))
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Aggregate
Market
Value
(See
instr. 3(d))
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Number
of Shares
or
Other Units
Outstanding
(See
instr. 3(e))
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Approximate
Date
of Sale
(See
instr. 3(f))
(MO. DAY YR.)
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Name
of Each
Securities
Exchange
(See
instr.
3(g))
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Ordinary
Shares
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Morgan
Stanley Smith Barney, LLC
485
Lexington Avenue, 11th Floor
New
York, New York 10017
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50,000
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$1,740,500
(as
of October 23, 2009)
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319,200,181
(as
of July 31, 2009)
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10/26/2009
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NYSE
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|||
Ordinary
Shares
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Morgan
Stanley Smith Barney, LLC
485
Lexington Avenue, 11th Floor
New
York, New York 10017
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50,000
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$1,740,500
(as
of October 23, 2009)
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319,200,181
(as
of July 31, 2009)
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10/27/2009
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NYSE
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Ordinary
Shares
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Morgan
Stanley Smith Barney, LLC
485
Lexington Avenue, 11th Floor
New
York, New York 10017
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50,000
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$1,740,500
(as
of October 23, 2009)
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319,200,181
(as
of July 31, 2009)
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10/28/2009
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NYSE
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|||
Ordinary
Shares
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Morgan
Stanley Smith Barney, LLC
485
Lexington Avenue, 11th Floor
New
York, New York 10017
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50,000
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$1,740,500
(as
of October 23, 2009)
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319,200,181
(as
of July 31, 2009)
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10/29/2009
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NYSE
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Ordinary
Shares
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Morgan
Stanley Smith Barney, LLC
485
Lexington Avenue, 11th Floor
New
York, New York 10017
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50,000
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$1,740,500
(as
of October 23, 2009)
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319,200,181
(as
of July 31, 2009)
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10/30/2009
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NYSE
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INSTRUCTIONS:
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3.
(a) Title of the class of securities to be sold
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||||||||
1.
(a) Name of issuer
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(b) Name and address of
each broker through whom the securities are intended to be
sold
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(b) Issuer’s I.R.S.
Identification Number
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(c) Number of shares or
other units to be sold (if debt securities, give the aggregate face
amount)
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(c) Issuer’s S.E.C. file
number, if any
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(d) Aggregate market
value of the securities to be sold as of a specified date within 10 days
prior to the filing of this notice
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(d) Issuer’s address,
including zip code
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(e) Number of shares or
other units of the class outstanding, or if debt securities the face
amount thereof
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(e) Issuer’s telephone
number, including area code
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outstanding, as shown by the most recent report or statement published by
the issuer
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(f) Approximate date on
which the securities are to be sold
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2.
(a) Name of person for whose account the securities are to be
sold
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(g) Name of each securities
exchange, if any, on which the securities are intended to be
sold
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(b) Such person’s
relationship to the issuer (e.g., officer, director,
10%stockholder, or member of immediate family of any of the
foregoing)
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(c) Such person’s address,
including zip code
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Title
of
the
Class
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Date
you Acquired
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Nature
of Acquisition Transaction
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Name
of Person from Whom Acquired
(If
gift, also give date donor acquired)
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Amount
of Securities Acquired
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Date
of Payment
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Nature
of Payment
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Ordinary
Shares
Ordinary
Shares
Ordinary
Shares
Ordinary
Shares
Ordinary
Shares
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10/26/2009
10/27/2009
10/28/2009
10/29/2009
10/30/2009
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Exercise
of Stock Options
Exercise
of Stock Options
Exercise
of Stock Options
Exercise
of Stock Options
Exercise
of Stock Options
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Ingersoll-Rand
plc
Ingersoll-Rand
plc
Ingersoll-Rand
plc
Ingersoll-Rand
plc
Ingersoll-Rand
plc
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50,000
50,000
50,000
50,000
50,000
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10/26/2009
10/27/2009
10/28/2009
10/29/2009
10/30/2009
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Cash
Cash
Cash
Cash
Cash
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INSTRUCTIONS:
If the securities were purchased and full payment therefor was not
made in cash at the time of purchase, explain in the table or in a note
thereto the nature of the consideration given. If the consideration
consisted of any note or other obligation, or if payment was made in
installments describe the arrangement and state when the note or other
obligation was discharged in full or the last installment
paid.
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Name
and Address of Seller
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Title
of Securities Sold
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Date
of Sale
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Amount
of
Securities
Sold
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Gross
Proceeds
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Herbert
L. Henkel
c/o
Ingersoll-Rand
One
Centennial Avenue
Piscataway,
NJ 08855`
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Ordinary
Shares
Ordinary
Shares
Ordinary
Shares
Ordinary
Shares
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09/21/2009
09/22/2009
09/23/2009
09/24/2009
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25,000
25,000
25,000
25,000
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$789,430.00
$795,365.00
$786,237.50
$766,245.00
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INSTRUCTIONS:
See
the definition of “person” in paragraph (a) of Rule 144. Information is to
be given not only as to the person for whose account the securities are to
be sold but also as to all other persons included in that definition. In
addition, information shall be given as to sales by all persons whose
sales are required by paragraph (e) of Rule 144 to be aggregated with
sales for the account of the person filing this notice.
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ATTENTION:
The
person for whose account the securities to which this notice relates are
to be sold hereby represents by signing this notice that he does not know
any material adverse information in regard to the current and prospective
operations of the Issuer of the securities to be sold which has not been
publicly disclosed. If each person has adopted a written
trading plan or given trading instructions to satisfy Rule 10b5-1 under
the Exchange Act, by signing the form and indicating the date that the
plan was adopted or the instruction given, that person makes such
representation as of the plan adoption or instruction date.
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10/26/2009
DATE OF
NOTICE
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/s/ Kenneth H. Yi –
Attorney-in-Fact
________________________________________________________(SIGNATURE)
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_________________________________________________
DATE OF PLAN ADOPTION OR GIVING
OF INSTRUCTION,
IF RELYING ON RULE
10B5-1
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The notice shall be signed
by the person for whose account the securities are to be
sold. At least one
copy
of the notice shall be manually signed. Any copies not manually
signed shall bear typed o printed
signatures.
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ATTENTION: Intentional
misstatements or omission of facts constitute Federal Criminal Violations
(See 18 U.S.C. 1001)
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