OMB
Number:
|
3235-0145
|
Expires: |
February
28, 2009
|
Estimated
average burden
hours
per response
|
14.5
|
CUSIP No. 8726v103 |
Page
2 of 19 Pages
|
1
|
NAME
OF REPORTING PERSONS
S.S.
or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Mike
Zoi
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x
(b) o
|
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS*
OO
|
|
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
OR 2(e)
o
|
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States of America
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH |
7
|
SOLE
VOTING POWER
5,754
Shares
|
8
|
SHARED
VOTING POWER
334,561,202
Shares (including 46,098,818 shares underlying
warrants)
|
|
9
|
SOLE
DISPOSITIVE POWER
5,754
Shares
|
|
10
|
SHARED
DISPOSITIVE POWER
334,561,202
Shares (including 46,098,818 shares underlying
warrants)
|
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
334,566,956
Shares (including 46,098,818 shares underlying
warrants)
|
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
o
|
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
93.7%
|
|
14
|
TYPE
OF REPORTING PERSON*
IN
|
CUSIP No. 8726v103 |
Page 3
of 19 Pages
|
1
|
NAME
OF REPORTING PERSONS
S.S.
or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
ENERFUND,
LLC [EIN: 20-4535236]
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x
(b) o
|
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS*
WC
|
|
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
OR 2(e)
o
|
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH |
7
|
SOLE
VOTING POWER
0
|
8
|
SHARED
VOTING POWER
334,561,202
Shares (including 46,098,818 shares underlying
warrants)
|
|
9
|
SOLE
DISPOSITIVE POWER
0
|
|
10
|
SHARED
DISPOSITIVE POWER
334,561,202
Shares (including 46,098,818 shares underlying
warrants)
|
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
334,561,202
Shares (including 46,098,818 shares underlying
warrants)
|
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
o
|
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
93.7%
|
|
14
|
TYPE
OF REPORTING PERSON*
HC
|
CUSIP No. 8726v103 |
Page 4
of 19 Pages
|
1
|
NAME
OF REPORTING PERSONS
S.S.
or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TGR
Energy, LLC [EIN: 20-0291967]
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) x
(b) o
|
|
3
|
SEC
USE ONLY
|
|
4
|
SOURCE
OF FUNDS*
WC
|
|
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
OR 2(e)
o
|
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Florida
|
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH |
7
|
SOLE
VOTING POWER
0
|
8
|
SHARED
VOTING POWER
334,561,202
Shares (including 46,098,818 shares underlying
warrants)
|
|
9
|
SOLE
DISPOSITIVE POWER
0
|
|
10
|
SHARED
DISPOSITIVE POWER
334,561,202
Shares (including 46,098,818 shares underlying
warrants)
|
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
334,561,202
Shares (including 46,098,818 shares underlying
warrants)
|
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
o
|
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
93.7%
|
|
14
|
TYPE
OF REPORTING PERSON*
OO
(LLC)
|
(a)
|
Security: Common Stock
* , par value
$0.001 per share
|
(b)
|
Issuer: TOT Energy,
Inc.
|
Item 2.
|
Identity and
Background
|
(a)
|
Mike
Zoi
|
(b)
|
12100
NE 16th
Avenue #210
|
(c)
|
CEO and President of TOT Energy,
Inc.
|
(d)
|
Not
applicable
|
(e)
|
Not
applicable
|
(f)
|
United States of
America
|
Item 3.
|
Source and Amount of Funds or
Other Consideration
|
Item 4.
|
Purpose of
Transaction
|
(a)
|
TOT Energy, Inc. (the “Company”),
formerly Splinex Technology, Inc., was organized on February 6, 2004 under
the laws of the State of Delaware as a wholly-owned subsidiary of Splinex,
LLC, a Florida limited liability company, and was the surviving entity
pursuant to a merger with Ener1 Acquisition Corp., a Delaware corporation
and wholly-owned subsidiary of Ener1, Inc., a Florida corporation. The
effective date of the merger was January 18, 2005. Splinex, LLC received
95,000,000 shares of the Company in connection with the merger, some of
which were distributed to certain members of Splinex, LLC thereafter. Mike
Zoi held a 12.75% economic interest in Splinex,
LLC.
|
(b)
|
See response to Item
4(a).
|
(c)
|
See response to Item
4(a).
|
(d)
|
As the beneficial owner of 93.7%
of the Company’s common stock, Mike Zoi has the right and authority to
replace the current members of the Board of Directors of the Company
although he has no present intention to do
so.
|
(e)
|
Not
applicable
|
(f)
|
Not
applicable
|
(g)
|
Not
applicable
|
(h)
|
Not
applicable
|
(i)
|
Not
applicable
|
(j)
|
Not
applicable
|
Item 5.
|
Interest in Securities of the
Issuer
|
(a)
|
Aggregate number: 334,566,956 shares
(including 46,098,818 shares underlying
warrants)
|
(b)
|
(i) Sole power to vote or direct
the vote: 5,754
|
(c)
|
See response to Item
4(a).
|
(d)
|
Not
applicable
|
(e)
|
Not
applicable
|
Item 6.
|
Contracts, Arrangements,
Understandings or Relationships with Respect to Securities of the
Issuer.
|
Item 7.
|
Material to Be Filed as
Exhibits
|
(a)
|
Agreement and Plan of Merger
among Ener1 Acquisition Corp., Registrant and Ener1, Inc., dated as
of June 9, 2004, incorporated herein by reference to Exhibit 2.1 to
Splinex’s Registration Statement on Form S-1 filed with the
Commission on June 24, 2004 (Registration No.
333-116817)
|
(b)
|
First Amendment to Agreement and
Plan of Merger among Ener1 Acquisition Corp., Registrant and Ener1, Inc.,
dated as of October 13, 2004, incorporated herein by reference to Exhibit
2.2 to Amendment No, 1 to Splinex’s Registration Statement on Form S-1
filed with the Commission on October 15, 2004 (Registration No.
333-116817)
|
(c)
|
Second Amendment to Agreement and
Plan of Merger among Ener1 Acquisition Corp., Splinex and Ener1, Inc.,
dated as of December 23, 2004, incorporated herein by reference to Exhibit
2.3 to Amendment No. 3 to Splinex’s Registration Statement on Form S-1
filed with the Commission on December 27, 2004 (Registration No.
333-116817)
|
(d)
|
Certificate of Merger of Splinex,
incorporated herein by reference to Exhibit 3.2 to Amendment No. 3 to
Splinex’s Registration Statement on Form S-1 filed with the Commission on
December 27, 2004 (Registration No.
333-116817)
|
(e)
|
Subscription Agreement, dated
August 7, 2008 by and between TOT Energy, Inc. and TGR Energy, LLC,
incorporated herein by reference to Exhibit 10.20 to our Quarterly Report
on Form 10-Q filed with the Commission on November 18,
2008
|
(f)
|
Certificate of Amendment of
Certificate of Incorporation of TOT Energy, Inc. dated December 22, 2008,
incorporated herein by reference to Exhibit 10.21 to our Quarterly Report
on Form 10-Q filed with the Commission on February 17,
2009
|
(g)
|
Stock
Purchase Agreement dated November 23, 2009, between TGR Energy, LLC and
Dune Capital Group ("Dune") relating to the purchase by Dune of an
aggregate of 5,000,000 shares of common stock of TOT Energy, Inc. held by
TGR.
|
Item 1.
|
Security and
Issuer
|
(a)
|
Security: Common Stock
* , par value
$0.001 per share
|
(b)
|
Issuer: TOT Energy,
Inc.
12100 NE 16th Avenue #210 North Miami, Florida 33161 |
Item 2.
|
Identity and
Background
|
(a)
|
Enerfund, LLC, a Florida limited
liability company
|
(b)
|
12100
NE 16th
Avenue #210
|
(c)
|
Investment
Company
|
(d)
|
Not
applicable
|
(e)
|
Not
applicable
|
(f)
|
Not
applicable
|
Item 3.
|
Source and Amount of Funds or
Other Consideration
|
Item 4.
|
Purpose of
Transaction
|
(a)
|
TOT Energy, Inc. (the “Company”),
formerly Splinex Technology, Inc., was organized on February 6, 2004 under
the laws of the State of Delaware as a wholly-owned subsidiary of Splinex,
LLC, a Florida limited liability company, and was the surviving entity
pursuant to a merger with Ener1 Acquisition Corp., a Delaware corporation
and wholly-owned subsidiary of Ener1, Inc., a Florida corporation. The
effective date of the merger was January 18, 2005. Splinex, LLC received
95,000,000 shares of the Company in connection with the merger, some of
which were distributed to certain members of Splinex, LLC thereafter. Mike
Zoi held a 12.75% economic interest in Splinex,
LLC.
|
(b)
|
See response to Item
4(a).
|
(c)
|
See response to Item
4(a).
|
(d)
|
As the beneficial owner of 93.7%
of the Company’s common stock, Mike Zoi has the right and authority to
replace the current members of the Board of Directors of the Company
although he has no present intention to do
so.
|
(e)
|
Not
applicable
|
(f)
|
Not
applicable
|
(g)
|
Not
applicable
|
(h)
|
Not
applicable
|
(i)
|
Not
applicable
|
(j)
|
Not
applicable
|
Item 5.
|
Interest in Securities of the
Issuer
|
(a)
|
Aggregate number: 334,561,202 shares
(including 46,098,818 shares underlying
warrants)
|
(b)
|
(i) Sole power to vote or direct
the vote: 0
|
(c)
|
See response to Item
4(a).
|
(d)
|
Not
applicable
|
(e)
|
Not
applicable
|
Item 6.
|
Contracts, Arrangements,
Understandings or Relationships with Respect to Securities of the
Issuer.
|
Item 7.
|
Material to Be Filed as
Exhibits
|
(a)
|
Agreement and Plan of Merger
among Ener1 Acquisition Corp., Registrant and Ener1,
Inc., dated as of June 9, 2004, incorporated herein by
reference to Exhibit 2.1 to Splinex’s Registration Statement on
Form S-1 filed with the Commission on June 24, 2004 (Registration No.
333-116817)
|
(b)
|
First Amendment to Agreement and
Plan of Merger among Ener1 Acquisition Corp., Registrant and Ener1, Inc.,
dated as of October 13, 2004, incorporated herein by reference to Exhibit
2.2 to Amendment No, 1 to Splinex’s Registration Statement on Form S-1
filed with the Commission on October 15, 2004 (Registration No.
333-116817)
|
(c)
|
Second Amendment to Agreement and
Plan of Merger among Ener1 Acquisition Corp., Splinex and Ener1, Inc.,
dated as of December 23, 2004, incorporated herein by reference to Exhibit
2.3 to Amendment No. 3 to Splinex’s Registration Statement on Form S-1
filed with the Commission on December 27, 2004 (Registration No.
333-116817)
|
(d)
|
Certificate of Merger of Splinex,
incorporated herein by reference to Exhibit 3.2 to Amendment No. 3 to
Splinex’s Registration Statement on Form S-1 filed with the Commission on
December 27, 2004 (Registration No.
333-116817)
|
(e)
|
Subscription Agreement, dated
August 7, 2008 by and between TOT Energy, Inc. and TGR Energy, LLC,
incorporated herein by reference to Exhibit 10.20 to our Quarterly Report
on Form 10-Q filed with the Commission on November 18,
2008
|
(f)
|
Certificate of Amendment of
Certificate of Incorporation of TOT Energy, Inc. dated December 22, 2008,
incorporated herein by reference to Exhibit 10.21 to our Quarterly Report
on Form 10-Q filed with the Commission on February 17,
2009
|
(g)
|
Stock
Purchase Agreement dated November 23, 2009, between TGR Energy, LLC and
Dune Capital Group ("Dune") relating to the purchase by Dune of an
aggregate of 5,000,000 shares of common stock of TOT Energy, Inc. held by
TGR.
|
Item 1.
|
Security and
Issuer
|
(a)
|
Security: Common Stock
* , par value
$0.001 per
share
|
(b)
|
Issuer: TOT Energy,
Inc.
12100 NE 16th Avenue #210 North Miami, Florida 33161 |
Item 2.
|
Identity and
Background
|
(a)
|
TGR Energy, LLC, a Florida
limited liability company
|
(b)
|
12100
NE 16th
Avenue #210
|
(c)
|
Investment
Company
|
(d)
|
Not
applicable
|
(e)
|
Not
applicable
|
(f)
|
Not
applicable
|
Item 3.
|
Source and Amount of Funds or
Other Consideration
|
Item 4.
|
Purpose of
Transaction
|
(a)
|
TOT Energy, Inc. (the “Company”),
formerly Splinex Technology, Inc., was organized on February 6, 2004 under
the laws of the State of Delaware as a wholly-owned subsidiary of Splinex,
LLC, a Florida limited liability company, and was the surviving entity
pursuant to a merger with Ener1 Acquisition Corp., a Delaware corporation
and wholly-owned subsidiary of Ener1, Inc., a Florida corporation. The
effective date of the merger was January 18, 2005. Splinex, LLC received
95,000,000 shares of the Company in connection with the merger, some of
which were distributed to certain members of Splinex, LLC thereafter. Mike
Zoi held a 12.75% economic interest in Splinex,
LLC.
|
(b)
|
See response to Item
4(a).
|
(c)
|
See response to Item
4(a).
|
(d)
|
As the beneficial owner of 93.7%
of the Company’s common stock, Mike Zoi has the right and authority to
replace the current members of the Board of Directors of the Company
although he has no present intention to do
so.
|
(e)
|
Not
applicable
|
(f)
|
Not
applicable
|
(g)
|
Not
applicable
|
(h)
|
Not
applicable
|
(i)
|
Not
applicable
|
(j)
|
Not
applicable
|
Item 5.
|
Interest in Securities of the
Issuer
|
(a)
|
Aggregate number: 334,561,202 shares
(including 46,098,818 shares underlying
warrants)
|
(b)
|
(i) Sole power to vote or direct
the vote: 0
|
(c)
|
See response to Item
4(a).
|
(d)
|
Not
applicable
|
(e)
|
Not
applicable
|
(a)
|
Agreement and Plan of Merger
among Ener1 Acquisition Corp., Registrant and Ener1,
Inc., dated as of June 9, 2004, incorporated herein by
reference to Exhibit 2.1 to Splinex’s Registration Statement on
Form S-1 filed with the Commission on June 24, 2004 (Registration No.
333-116817)
|
(b)
|
First Amendment to Agreement and
Plan of Merger among Ener1 Acquisition Corp., Registrant and Ener1, Inc.,
dated as of October 13, 2004, incorporated herein by reference to Exhibit
2.2 to Amendment No, 1 to Splinex’s Registration Statement on Form S-1
filed with the Commission on October 15, 2004 (Registration No.
333-116817)
|
(c)
|
Second Amendment to Agreement and
Plan of Merger among Ener1 Acquisition Corp., Splinex and Ener1, Inc.,
dated as of December 23, 2004, incorporated herein by reference to Exhibit
2.3 to Amendment No. 3 to Splinex’s Registration Statement on Form S-1
filed with the Commission on December 27, 2004 (Registration No.
333-116817)
|
(d)
|
Certificate of Merger of Splinex,
incorporated herein by reference to Exhibit 3.2 to Amendment No. 3 to
Splinex’s Registration Statement on Form S-1 filed with the Commission on
December 27, 2004 (Registration No.
333-116817)
|
(e)
|
Subscription Agreement, dated
August 7, 2008 by and between TOT Energy, Inc. and TGR Energy, LLC,
incorporated herein by reference to Exhibit 10.20 to our Quarterly Report
on Form 10-Q filed with the Commission on November 18,
2008
|
(f)
|
Certificate of Amendment of
Certificate of Incorporation of TOT Energy, Inc. dated December 22, 2008,
incorporated herein by reference to Exhibit 10.21 to our Quarterly Report
on Form 10-Q filed with the Commission on February 17,
2009
|
(g)
|
Stock
Purchase Agreement dated November 23, 2009, between TGR Energy, LLC and
Dune Capital Group ("Dune") relating to the purchase by Dune of an
aggregate of 5,000,000 shares of common stock of TOT Energy, Inc. held by
TGR.
|
December
15, 2009
|
By:
|
/s/ Mike Zoi | |
Date
|
Name: Mike Zoi | ||
Enerfund, LLC | |||
December
15, 2009
|
By:
|
/s/ Mike Zoi | |
Date
|
Name: Mike Zoi | ||
Title: Managing Member |
TGR Energy, LLC | |||
December
15, 2009
|
By:
|
/s/ Mike Zoi | |
Date
|
Name: Mike Zoi | ||
Title: Managing Member |