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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Nonqualified Stock Option | $ 65.63 | 10/22/2007 | A | 50,000 | 01/01/2008 | 10/22/2017 | Common Stock | 50,000 | $ 0 | 50,000 | D | ||||
Nonqualified Stock Option (2) (4) | $ 16.46 | 10/22/2007 | A | 12,302 | 10/22/2007 | 11/20/2009 | Common Stock | 12,302 | (2) | 12,302 | D | ||||
Nonqualified Stock Option (2) (4) | $ 31.62 | 10/22/2007 | A | 12,302 | 10/22/2007 | 02/09/2011 | Common Stock | 12,302 | (2) | 12,302 | D | ||||
Nonqualified Stock Option (2) (4) | $ 36.93 | 10/22/2007 | A | 12,302 | 10/22/2007 | 01/24/2012 | Common Stock | 12,302 | (2) | 12,302 | D | ||||
Nonqualified Stock Option (2) (4) | $ 36.64 | 10/22/2007 | A | 12,302 | 10/22/2007 | 01/23/2013 | Common Stock | 12,302 | (2) | 12,302 | D | ||||
Nonqualified Stock Option (2) (4) | $ 25.28 | 10/22/2007 | A | 43,058 | 10/22/2007 | 01/02/2011 | Common Stock | 43,058 | (2) | 43,058 | D | ||||
Nonqualified Stock Option (2) (4) | $ 26.99 | 10/22/2007 | A | 34,600 | 10/22/2007 | 01/23/2011 | Common Stock | 34,600 | (2) | 34,600 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CRAWFORD SALLY 35 CROSBY DRIVE BEDFORD, MA 01730 |
X |
/s/ Mark J. Casey, Atttorney-in-Fact For: Sally W. Crawford | 01/18/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Received in exchange for shares of Cytyc Corporation common stock in connection with the merger of Cytyc Corporation with Nor'easter Corp., a wholly-owned subsidiary of Hologic, Inc. (the "Merger"). On the effective date of the Merger, the closing price of Hologic Inc.'s common stock was $65.63 per share. |
(2) | Received in the Merger in exchange for an option to purchase shares of Cytyc Corporation common stock. |
(3) | The amendment to the amount of securities beneficially owned following the reported transaction carries through to all forms November 7, 2007 through the Form 4 filed on January 8, 2008. |
(4) | The amendments reported in this Form 4/A, including changes to the number of securities acquired, amount of securities underlying the derivative securities, number of derivative securities beneficially owned following reported transaction, exercise price and expiration date carry through the Form 4 filed on December 10, 2007. These items were correctly reported on the Form 4 filed on December 27, 2007 and the forms filed thereafter and no amendments are made to such filings by way of this amendment. |