1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class A Warrant (right to buy)
|
08/31/2010 |
08/31/2017 |
Common stock
|
263
|
$
22.69
|
D
|
Â
|
Class B Warrant (right to buy)
|
08/31/2010 |
08/31/2017 |
Common stock
|
263
|
$
26.68
|
D
|
Â
|
Restricted stock units
|
Â
(1)
|
Â
(1)
|
Common stock
|
1,186
|
$
(2)
|
D
|
Â
|
Incentive restricted stock units
|
Â
(1)
|
Â
(1)
|
Common stock
|
2,036
|
$
(2)
|
D
|
Â
|
Stock options (right to buy)
|
Â
(3)
|
10/01/2020 |
Common stock
|
555
|
$
12
|
D
|
Â
|
Stock options (right to buy)
|
Â
(3)
|
10/01/2020 |
Common stock
|
555
|
$
15
|
D
|
Â
|
Stock options (right to buy)
|
Â
(3)
|
10/01/2020 |
Common stock
|
278
|
$
22.69
|
D
|
Â
|
Stock options (right to buy)
|
Â
(3)
|
10/01/2020 |
Common stock
|
278
|
$
26.68
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The restricted stock units and incentive restricted stock units vest as to one-twelfth (1/12) of the shares subject thereto on each of the first twelve (12) quarterly anniversaries of October 1, 2010. |
(2) |
Each restricted stock unit and incentive restricted stock unit was granted under the Company's Management Equity Incentive Plan. Each restricted stock unit represents the right to receive without payment one common share of the Company, and each incentive restricted stock unit represents the right to receive without payment 0.35020 common shares of the Company upon satisfaction of the performance goal. In the sole discretion of the Company's Board of Directors (or a designated committee thereof), upon vesting, the restricted stock units and the incentive restricted stock units may be paid in shares of common stock or the cash equivalent. |
(3) |
The option vests as to one-twelfth (1/12) of the shares subject thereto on each of the first twelve (12) quarterly anniversaries of October 1, 2010. |