1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Options (Right to Buy)
|
Â
(2)
|
01/06/2016 |
Common Stock
|
8,334
|
$
7.65
|
D
|
Â
|
Employee Stock Options (Right to Buy)
|
Â
(3)
|
05/18/2017 |
Common Stock
|
3,334
|
$
4.38
|
D
|
Â
|
Employee Stock Options (Right to Buy)
|
Â
(4)
|
10/07/2020 |
Common Stock
|
20,000
|
$
1.97
|
D
|
Â
|
Employee Stock Options (Right to Buy)
|
Â
(5)
|
09/12/2021 |
Common Stock
|
25,000
|
$
1.8
|
D
|
Â
|
Employee Stock Options (Right to Buy)
|
Â
(6)
|
09/11/2022 |
Common Stock
|
5,000
|
$
1.73
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Restricted stock subject to annual vesting. The first installment of 1,667 shares will vest on September 11, 2013; the second installment of 1,666 shares will vest on September 11, 2014; and the third and final installment of 1,667 shares will vest on September 11, 2015. |
(2) |
The option vested in equal quarterly installments of 521 shares over a four year period, with the first installment vesting on April 6, 2006, and the last installment vesting on January 6, 2010. |
(3) |
The option vested in alternating quarterly installments of 208 and 209 shares over a four year period, with the first installment vesting on August 18, 2007, and the last installment vesting on May 18, 2011. |
(4) |
The option vests in alternating monthly installments of 556 and 555 shares over a three year period, with the first installment vesting on November 7, 2010, and the last installment vesting on October 7, 2013. |
(5) |
The option vests in alternating monthly installments of 694 and 695 shares over a three year period, with the first installment vesting on October 12, 2011, and the last installment vesting on September 12, 2014. |
(6) |
The option vests in three annual installments. The first installment of 1,667 shares will vest on September 11, 2013; the second installment of 1,666 shares will vest on September 11, 2014; and the third and final installment of 1,667 shares will vest on September 11, 2015. |