UNITED STATES
SECURITIES AND EXCHANGE COMMITTEE
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
CLARCOR Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 1-11024 | 36-0922490 | ||
| (State of incorporation) | (Commission File Number) | (IRS Employer ID #) |
840 Crescent Centre Drive, Suite 600, Franklin, TN 37067
(Address of principal executive offices) (Zip Code)
Richard M. Wolfson
VP-General Counsel and Corporate Secretary
(615) 771-3505
(Name and telephone number, including area code,
of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013. |
Section 1 – Conflict Minerals Disclosure
Item 1.01 – Conflict Minerals Disclosure and Report
Introduction
As used in this report (the “Report”), the “Company” and terms such as “we” and “our” refer to CLARCOR Inc. and its subsidiaries.
Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”) generally requires a company to annually disclose whether during the applicable reporting period it manufactured or contracted to manufacture products that contained cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (collectively, the “3TG Minerals”), but only to the extent such 3TG Minerals were necessary to the functionality or production of the company’s products. The required disclosure is more comprehensive if (i) the 3TG Minerals in a company’s products during the applicable reporting period originated or may have originated in the Democratic Republic of Congo or an adjoining country (the “Covered Countries”), or (ii) if a company is unable to determine whether the 3TG Minerals in its products during the applicable reporting period originated or may have originated in the Covered Countries.
The Company manufactures and sells (i) a variety of filtration products and systems, and (ii) packaging containers and related items. Certain of these products contain 3TG Minerals that are necessary to their functionality or production (collectively, the “Covered Products”).
Conflict Minerals Disclosure
After exercising due diligence on the source and chain of custody of the 3TG Minerals in the Covered Products, as further described in the Conflict Minerals Report filed as Exhibit 1.02 to this Report, we do not have sufficient information from our suppliers or other sources to reasonably conclude whether our Covered Products contain, or do not contain, 3TG Minerals from the Covered Countries. As a result, for the 2013 reporting period, our Covered Products are DRC conflict undeterminable.
This Report and our Conflict Minerals Report are publicly available at: http://www.clarcor.com/iisecfilings.aspx.
Item 1.02 Exhibit
Conflict Minerals Report as required by Items 1.01 and 1.02 of Form SD.
Section 2 – Exhibits
The following exhibit is filed as part of this Report:
| Exhibit No. |
Description | |
| 1.02 | Conflict Minerals Report of CLARCOR Inc. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| CLARCOR Inc. |
| (Registrant) |
| /s/ Richard M. Wolfson, VP-General Counsel and Corporate Secretary |
| Signature and title |
| Richard M. Wolfson, VP-General Counsel and Corporate Secretary |
| Name and title printed |
June 2, 2014
Date