1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Unit
(2)
|
04/01/2014 |
04/01/2016 |
common stock
|
12,500
|
$
0
|
D
|
Â
|
Restricted Stock Unit
(3)
|
09/01/2012 |
09/01/2014 |
common stock
|
7,500
|
$
0
|
D
|
Â
|
Restricted Stock Unit
(4)
|
04/15/2015 |
02/10/2022 |
common stock
|
7,800
|
$
0
|
D
|
Â
|
Restricted Stock Unit
(5)
|
08/15/2012 |
08/15/2015 |
common stock
|
12,400
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These shares were acquired by the reporting person on December 31, 2011 pursuant to the Newfield Exploration Company Employee Stock Purchase Plan. |
(2) |
Restricted Stock Units were granted on May 4, 2011under the Companys 2009 Omnibus Stock Plan and vest in 33% increments on April 1, 2014, 2015 and 2016. |
(3) |
Restricted Stock Units were granted on August 24, 2011 under the Companys 2011 Omnibus Stock Plan and vest in 33% increments on September 1, 2012, 2013 and 2014. |
(4) |
Restricted Stock Units were granted on February 10, 2012 under the Companys 2011 Omnibus Stock Plan and have the potential to vest beginning on April 15, 2015 based on certain performance criteria. |
(5) |
Restricted Stock Units were granted on February 10, 2012 under the Companys 2011 Omnibus Stock Plan and vest in 25% increments on August 15, 2012, 2013, 2014 and 2015. |