UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6) |
General Finance Corporation
|
(Name of Issuer)
|
Common Stock
|
(Title of Class of Securities)
|
369822101
|
(CUSIP Number)
|
Karl I. Swaidan
Hahn & Hahn LLP 301 E. Colorado Boulevard, 9th Floor Pasadena, California 91101-1977 (626) 796-9123 |
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications) |
January 10, 2017
|
(Date of Event which Requires Filing of this Statement)
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
Ronald L. Havner, Jr.
|
||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||||
(a)
|
||||||
(b)
|
||||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS (See Instructions) PF
|
|||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A.
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER 2,000(1)
|
||||
8
|
SHARED VOTING POWER 2,809,507(2)(3)
|
|||||
9
|
SOLE DISPOSITIVE POWER 2,000(1)
|
|||||
10
|
SHARED DISPOSITIVE POWER 2,809,507(2)(3)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,311,507(1)(2)
|
|||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.0%(4)
|
|||||
14
|
TYPE OF REPORTING PERSON IN
|
(1) |
Ronald L. Havner, Jr. ("Mr. Havner") holds 2,000 shares of General Finance Corporation (the "Issuer") common stock ("Shares") in his individual name.
|
(2) |
Mr. Havner and his wife, LeeAnn R. Havner ("Mrs. Havner"), are Co-Trustees of The Havner Family Trust (the "Trust"). The Trust owns 1,309,507 Shares. As a Co-Trustee of the Trust, Mr. Havner may be deemed to beneficially own all of the Shares held by the Trust.
|
(3) |
Mr. Havner and Mrs. Havner are the Managers of JCS Ventures II, LLC, a Delaware limited liability company ("JCS"). JCS owns 1,500,000 Shares. As a Manager of JCS, Mr. Havner has shared voting and investment power with respect to the Shares owned by JCS.
|
(4) |
Mr. Havner disclaims any beneficial ownership of the Shares owned by JCS.
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
LeeAnn R. Havner
|
||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||||
(a)
|
||||||
(b)
|
||||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS (See Instructions) PF
|
|||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A.
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER 3,000(1)
|
||||
8
|
SHARED VOTING POWER 2,809,507(2)(3)
|
|||||
9
|
SOLE DISPOSITIVE POWER 3,000
|
|||||
10
|
SHARED DISPOSITIVE POWER 2,809,507(2)(3)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,312,507(1)(2)
|
|||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.0%(4)
|
|||||
14
|
TYPE OF REPORTING PERSON IN
|
(1) |
LeeAnn R. Havner ("Mrs. Havner") holds 3,000 Shares in her individual name.
|
(2) |
Mrs. Havner and her husband Ronald L. Havner, Jr. ("Mr. Havner"), are Co-Trustees of The Havner Family Trust (the "Trust"). The Trust owns 1,309,507 Shares. As a Co-Trustee of the Trust, Mrs. Havner may be deemed to beneficially own all of the Shares held by the Trust.
|
(3) |
Mr. and Mrs. Havner are the Managers of JCS Ventures II, LLC, a Delaware limited liability company ("JCS"). JCS owns 1,500,000 Shares. As a Manager of JCS, Mrs. Havner has shared voting and investment power with respect to the Shares owned by JCS.
|
(4) |
Mrs. Havner disclaims any beneficial ownership of the Shares owned by JCS.
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
The Havner Family Trust
|
||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||||
(a)
|
||||||
(b)
|
||||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS (See Instructions) PF
|
|||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION California
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER 0
|
||||
8
|
SHARED VOTING POWER 1,309,507(1)
|
|||||
9
|
SOLE DISPOSITIVE POWER 0
|
|||||
10
|
SHARED DISPOSITIVE POWER 1,309,507(1)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,309,507
|
|||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.0%
|
|||||
14
|
TYPE OF REPORTING PERSON OO
|
(1) |
The Trust owns 1,309,507 Shares. Ronald L. Havner, Jr. and his wife, LeeAnn R. Havner, are the Co-Trustees of the Trust.
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
JCS Ventures II, LLC
FEIN – 46-1451980 |
||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||||
(a)
|
||||||
(b)
|
||||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS (See Instructions) PF
|
|||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
|
|||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER 0
|
||||
8
|
SHARED VOTING POWER 1,500,000(1)
|
|||||
9
|
SOLE DISPOSITIVE POWER 0
|
|||||
10
|
SHARED DISPOSITIVE POWER 1,500,000(1)
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,500,000
|
|||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.7%
|
|||||
14
|
TYPE OF REPORTING PERSON OO
|
December 14, 2016
|
||||||||||
QUALITY
|
PRICE PER SHARE
|
TOTAL PURCHASE PRICE
|
||||||||
6,720
|
$
|
4.8807
|
$
|
32,832.25
|
||||||
Total:
6,720
|
Total:
$32,832.25
|
December 16, 2016
|
||||||||||
QUALITY
|
PRICE PER SHARE
|
TOTAL PURCHASE PRICE
|
||||||||
5,000
|
$
|
5.245
|
$
|
26,229.95
|
||||||
3,449
|
$
|
5.245
|
$
|
18,094.03
|
||||||
800
|
$
|
5.225
|
$
|
4,180.93
|
||||||
100
|
$
|
5.25
|
$
|
529.95
|
||||||
Total:
9,349
|
Total:
$49,034.86
|
December 19, 2016
|
||||||||||
QUALITY
|
PRICE PER SHARE
|
TOTAL PURCHASE PRICE
|
||||||||
300
|
$
|
5.30
|
$
|
1,594.95
|
||||||
462
|
$
|
5.45
|
$
|
2,518.39
|
||||||
3,904
|
$
|
5.45
|
$
|
21,280.90
|
||||||
100
|
$
|
5.4481
|
$
|
544.92
|
||||||
234
|
$
|
5.4455
|
$
|
1,274.50
|
||||||
1,000
|
$
|
5.40
|
$
|
5,404.95
|
||||||
Total:
6,000
|
Total:
$32,618.61
|
December 21, 2016
|
||||||||||
QUALITY
|
PRICE PER SHARE
|
TOTAL PURCHASE PRICE
|
||||||||
2,758
|
$
|
5.60
|
$
|
15,447.53
|
||||||
2,140
|
$
|
5.595
|
$
|
11,975.42
|
||||||
102
|
$
|
5.55
|
$
|
566.20
|
||||||
100
|
$
|
5.55
|
$
|
555.37
|
||||||
100
|
$
|
5.55
|
$
|
555.37
|
||||||
143
|
$
|
5.55
|
$
|
794.18
|
||||||
200
|
$
|
5.55
|
$
|
1,110.73
|
||||||
300
|
$
|
5.55
|
$
|
1,666.11
|
||||||
500
|
$
|
5.55
|
$
|
2,776.84
|
||||||
Total:
6,343
|
Total:
$35,447.75
|
December 27, 2016
|
||||||||||
QUALITY
|
PRICE PER SHARE
|
TOTAL PURCHASE PRICE
|
||||||||
1
|
$
|
5.50
|
$
|
5.51
|
||||||
90
|
$
|
5.50
|
$
|
495.93
|
||||||
97
|
$
|
5.50
|
$
|
534.48
|
||||||
100
|
$
|
5.50
|
$
|
551.01
|
||||||
100
|
$
|
5.50
|
$
|
551.01
|
||||||
100
|
$
|
5.50
|
$
|
551.01
|
||||||
Total:
488
|
Total:
$2,688.95
|
December 29, 2016
|
||||||||||
QUALITY
|
PRICE PER SHARE
|
TOTAL PURCHASE PRICE
|
||||||||
2,000
|
$
|
5.582
|
$
|
11,168.95
|
||||||
200
|
$
|
5.60
|
$
|
1,120.99
|
||||||
300
|
$
|
5.595
|
$
|
1,679.98
|
||||||
500
|
$
|
5.595
|
$
|
2,799.98
|
||||||
Total:
3,000
|
Total:
$16,769.90
|
December 30, 2016
|
||||||||||
QUALITY
|
PRICE PER SHARE
|
TOTAL PURCHASE PRICE
|
||||||||
5,000
|
$
|
5.495
|
$
|
27,479.95
|
||||||
Total:
5,000
|
Total:
$27,479.95
|
January 10, 2017
|
||||||||||
QUALITY
|
PRICE PER SHARE
|
TOTAL PURCHASE PRICE
|
||||||||
300
|
$
|
5.00
|
$
|
1,500.30
|
||||||
3,128
|
$
|
5.00
|
$
|
15,643.09
|
||||||
300
|
$
|
4.9964
|
$
|
1,499.22
|
||||||
572
|
$
|
4.9955
|
$
|
2,858.00
|
||||||
700
|
$
|
4.995
|
$
|
3,497.19
|
||||||
Total:
5,000
|
Total:
$24,997.80
|