1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
06/20/2003(2)
|
06/20/2013 |
Common Stock
|
6,500
|
$
37.16
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
09/11/2003(2)
|
09/11/2013 |
Common Stock
|
4,500
|
$
42.05
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
09/23/2004(2)
|
09/23/2014 |
Common Stock
|
15,700
|
$
53.23
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
06/16/2006(2)
|
06/16/2016 |
Common Stock
|
20,000
|
$
79.1
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
09/20/2007(3)
|
09/20/2016 |
Common Stock
|
14,000
|
$
79.17
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
09/23/2005(2)
|
09/23/2015 |
Common Stock
|
30,000
|
$
85.83
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares are held in reporting person's revocable family trust. |
(2) |
This stock option vests over four years, with the first 25% of the shares vesting one year from the grant date and 75% of the shares vesting in equal monthly increments over the following three years. The option may be immediately exercisable with the consent of Genentech. |
(3) |
This stock option vests over four years, with the first 25% of the shares vesting one year from the grant date and 75% of the shares vesting in equal monthly increments over the following three years. |