1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
Â
(1)
|
11/06/2013 |
Common Stock
|
50,000
|
$
3.5625
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(2)
|
10/31/2015 |
Common Stock
|
20,000
|
$
13.865
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(3)
|
11/13/2015 |
Common Stock
|
40,000
|
$
14.5
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(4)
|
02/28/2016 |
Common Stock
|
20,000
|
$
23.915
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(5)
|
01/16/2015 |
Common Stock
|
44,000
|
$
33.31
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This non-qualified stock option was originally issued on November 6, 2003 pursuant to the Second Amended and Restated 1999 Equity Incentive Plan and became exercisable in four equal annual installments beginning November 6, 2004. |
(2) |
This non-qualified stock option was originally issued on October 31, 2005 pursuant to the Second Amended and Restated 1999 Equity Incentive Plan and was accelerated as a result of the business combination with Cytyc on October 22, 2007 pursuant to a change in control provision within the grant. |
(3) |
This non-qualified stock option was originally issued on November 13, 2008 pursuant to the 2008 Equity Incentive Plan and becomes exercisable in five equal annual installments beginning November 13, 2009. |
(4) |
This non-qualified stock option was originally issued on February 28, 2006 pursuant to the Second Amended and Restated 1999 Equity Incentive Plan and becomes exercisable in five equal annual installments beginning February 28, 2007. |
(5) |
This non-qualified stock option was originally issued on January 16, 2008 pursuant to the Second Amended and Restated 1999 Equity Incentive Plan and becomes exercisable in five equal annual installments beginning January 16, 2009. |