kona20131030_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

                                 October 30, 2013                                 

Date of Report (Date of earliest event reported)

 

 

       KONA GRILL, INC.       

(Exact Name of Registrant as Specified in its Charter)

 

 

Delaware

  

001-34082

  

20-0216690

(State or other jurisdiction

  

(Commission File Number)

  

(IRS Employer

of incorporation)

      

Identification No.)

 

 

7150 E. Camelback Road, Suite 220

Scottsdale, Arizona 85251

(Address of principal executive offices) (Zip Code)

 
 
(480) 922-8100

(Registrant's telephone number, including area code)

 

      

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[   ]

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[   ]

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[   ]

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[   ]

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 
 

 

Item 2.02

Results of Operations and Financial Condition.

  

On October 30, 2013, Kona Grill issued a press release reporting financial results for the third quarter ended September 30, 2013. A copy of this press release, including information concerning forward looking statements and factors that may affect our future results, is attached hereto as Exhibit 99.1 and is hereby incorporated by reference in this Item 2.02.

 

The information in this Report on Form 8-K (including the exhibit) is furnished pursuant to Item 2.02 and shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.

 

The registrant does not have, and expressly disclaims, any obligation to release publicly any updates or any changes in the registrant’s expectations or any change in events, conditions, or circumstances on which any forward-looking statement is based.

 

Item 9.01

Financial Statements and Exhibits.

 

  (d) Exhibits.
     
 

99.1

Press release from Kona Grill, Inc. dated October 30, 2013 titled, “Kona Grill Reports Third Quarter 2013 Results”

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: October 30, 2013 KONA GRILL, INC.  
       
        
  By: /s/ Christi Hing  
   

Christi Hing

  
   

Chief Financial Officer

  

       

 
 
 

 

EXHIBIT INDEX

 

Exhibit

Number Description
   

99.1

Press release from Kona Grill, Inc. dated October 30, 2013 titled, “Kona Grill Reports Third Quarter 2013 Results”