1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Options (Right to Buy)
|
05/19/2011 |
05/18/2018 |
Common Stock
|
356
(3)
|
$
28.45
|
D
|
Â
|
Non-Qualified Stock Options (Right to Buy)
|
05/18/2010 |
05/17/2019 |
Common Stock
|
2,246
(4)
|
$
13.27
|
D
|
Â
|
Non-Qualified Stock Options (Right to Buy)
|
05/17/2011 |
05/16/2020 |
Common Stock
|
1,777
(5)
|
$
18.24
|
D
|
Â
|
Non-Qualified Stock Options (Right to Buy)
|
05/23/2012 |
05/22/2021 |
Common Stock
|
1,809
(6)
|
$
19.5
|
D
|
Â
|
Non-Qualified Stock Options (Right to Buy)
|
05/21/2013 |
05/20/2022 |
Common Stock
|
4,446
(7)
|
$
13.43
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 4431 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 666 shares become fully vested and non-forfeitable 50% per year for two years beginning 10/2/2012; 62 shares become fully vested and non-forfeitable 5/19/2013; 299 shares become fully vested and non-forfeitable 5/18/2013; 468 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/17/2013; 719 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2013, and the remaining 2,217 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer. |
(2) |
Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP"). |
(3) |
Exercisable 33.33% per year for three years beginning 5/19/2011, if reporting person remains an employee of issuer. |
(4) |
Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer. |
(5) |
Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer. |
(6) |
Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer. |
(7) |
Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer. |