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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock | (1) | 12/31/2000 | A | 179.503 | (2) | (2) | Common Stock | 179.503 | (3) | 182.242 (4) | D | ||||
Phantom Stock | (1) | 12/31/2001 | A | 229.587 | (2) | (2) | Common Stock | 229.587 | (5) | 420.796 (4) | D | ||||
Phantom Stock | (1) | 12/31/2002 | A | 222.003 (6) | (2) | (2) | Common Stock | 222.003 (6) | (6) | 659.911 (4) | D | ||||
Phantom Stock | (1) | 12/31/2003 | A | 97.71 (7) | (2) | (2) | Common Stock | 97.71 (7) | (7) | 782.24 (4) | D | ||||
Phantom Stock | (1) | 12/31/2006 | A | 43.866 (8) | (2) | (2) | Common Stock | 43.866 (8) | (8) | 1,240.59 (9) | D | ||||
Phantom Stock | (1) | 07/31/2007 | A | 64.324 (10) | (2) | (2) | Common Stock | 64.324 (10) | (10) | 1,314.985 (9) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bohlen Kenneth C TEXTRON INC. 2301 EAGLE PARKWAY, SUITE 250 FORT WORTH, TX 76177 |
Executive Vice President |
/s/ Ann T. Willaman, Attorney-in-Fact | 12/04/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share of phantom stock is valued based upon the value of one (1) share of Textron Inc. Common Stock. |
(2) | Payable in cash upon the conclusion of Reporting Person's employment with Textron Inc. |
(3) | Price per share ranges from $45.26 to $66.49. |
(4) | Acquired pursuant to the Supplemental Savings Plan for Textron Key Executives; total includes phantom shares acquired in dividend reinvestment transactions not required to be reported. |
(5) | Price per share ranges from $34.98 to $57.77. |
(6) | Monthly contributions made during FY2002 as follows: 121.448 shares between 1-1-02 and 7-31-02 at prices ranging from $40.07 to $50.71 per share; 20.292 shares on 8-31-02 @ $39.03/share; 21.788 shares on 9-30-02 @ $36.35/share; 21.041 shares on 10-31-02 @ $37.64/share; 18.64 shares on 11-30-02 @ $42.49/share; and 18.794 shares on 12-31-02 @ $42.14/share. |
(7) | Monthly contributions made during FY2003 as follows: 20 shares on 1-31-03 @ $42.05/share; 22.445 shares on 2-28-03 @ $37.47/share; 26.572 shares on 3-31-03 @ $31.65/share; and 28.693 shares on 4-30-03 at $29.31/share. |
(8) | Monthly contributions made during FY2006 as follows: 10.556 shares on 9-30-06 @ $83.80/share; 9.822 shares on 10-31-06 @ $90.06/share; 9.526 shares on 11-30-06 @ $92.87/share; and 13.962 shares on 12-31-06 @ $95.04/share. |
(9) | Acquired pursuant to the Supplemental Savings Plan for Textron Key Executives; total includes phantom shares acquired in dividend reinvestment transactions not required to be reported, and phantom shares acquired from contributions made between May 2002 and August 2006 when Reporting Person was not subject to the filing requirements of Section 16. |
(10) | Monthly contributions made between January and July 2007 as follows: 9.126 shares on 1-31-07 @ $94.83/share; 9.036 shares on 2-28-07 @ $95.76/share; 9.572 shares on 3-31-07 @ $90.40/share; 8.948 shares on 4-30-07 @ $96.72/share; 8.288 shares on 5-31-07 @ $104.42/share; 11.916 shares on 6-30-07 @ $108.94/share; and 7.438 shares on 7-31-07 @ $116.36/share. |
Remarks: The numbers of shares and share prices reported hereby have not been adjusted to reflect Textron Inc.'s two-for-one Common Stock split which occurred on August 24, 2007. |