1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
|
Â
(3)
|
Â
(3)
|
Common Stock, par value $0.01 per share
|
91,668
|
$
(3)
|
D
|
Â
|
Nonqualified Stock Options (right to buy)
|
Â
(4)
|
Â
(4)
|
Common Stock, par value $0.01 per share
|
444,503
|
$
(4)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Certain of these shares cannot be transferred before dates ranging from January 2014 to January 2015. |
(2) |
Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are
immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
(3) |
These Restricted Stock Units ("RSUs") either are vested or will vest upon the earlier of (a) dates ranging from December 31,
2011 to December 31, 2012 and (b) the Reporting Person's retirement. These RSUs will generally convert into shares of the
Issuer's common stock on dates ranging from January 2012 to January 2014. Substantially all of the common stock that will
be delivered pursuant to these RSUs cannot be transferred before dates ranging from January 2014 to January 2016. |
(4) |
The exercise prices for the stock options range from $78.78 to $204.16, with varying expiration dates from November 25, 2011
to December 31, 2018. All of these stock options either are vested or will vest upon the earlier of (a) December 31, 2011
and (b) the Reporting Person's retirement, and all either are exercisable or will become exercisable in January 2012. If
certain of the stock options are exercised, the underlying shares of common stock cannot be transferred before dates ranging
from January 2013 to January 2014. |