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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TEMPLETON MARK B C/O CITRIX SYSTEMS, INC. 851 WEST CYPRESS CREEK ROAD FORT LAUDERDALE, FL 33309 |
X | CEO & President |
/s/Antonio G. Gomes, Attorney-in-Fact for Mark B. Templeton | 04/01/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Grant of restricted stock units that cliff vest one year from the date of grant. |
(2) | Previously, the Reporting Person filed Forms 4 that incorrectly reported the amount of shares beneficially owned. The Reporting Person's last filed Form 4 on November 4, 2013 reported direct holdings of 206,872 shares and indirect holdings, held in the Mark B. Templeton Revocable Trust, dated June 6, 2004 (the "Trust"), of 58,661 shares for a total of 265,533 shares beneficially owned. This total shares beneficially owned was 20,681 shares less than what was actually owned by the Reporting Person. This discrepancy was primarily due to a transfer of shares from the Trust to Mark B. Templeton, which was reflected in the Reporting Person's indirect holdings, but was not reflected in the Reporting Person's direct holdings. |
(3) | In August 2013, the Trust transferred 58,661 shares to Mark B. Templeton. This transfer did not change the amount of total shares beneficially owned by the Reporting Person. |
(4) | Represents the withholding of shares received upon the vesting of restricted stock units to cover the associated tax obligations. |