|
1.
|
NAME OF REPORTING PERSONS
|
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(A)
|
[ ]
|
|
|
(B)
|
[ ]
|
|
3.
|
SEC USE ONLY
|
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5. SOLE VOTING POWER
5,968,274
|
|
6. SHARED VOTING POWER
0
|
|
|
7. SOLE DISPOSITIVE POWER
5,968,274
|
|
|
8. SHARED DISPOSITIVE POWER
0
|
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
|
12.
|
TYPE OF REPORTING PERSON
|
|
1.
|
NAME OF REPORTING PERSONS
|
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(A)
|
[ ]
|
|
|
(B)
|
[ ]
|
|
3.
|
SEC USE ONLY
|
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5. SOLE VOTING POWER
5,501,546
|
|
6. SHARED VOTING POWER
0
|
|
|
7. SOLE DISPOSITIVE POWER
5,501,546
|
|
|
8. SHARED DISPOSITIVE POWER
0
|
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
|
12.
|
TYPE OF REPORTING PERSON
|
|
1.
|
NAME OF REPORTING PERSONS
|
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(A)
|
[ ]
|
|
|
(B)
|
[ ]
|
|
3.
|
SEC USE ONLY
|
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5. SOLE VOTING POWER
466,728
|
|
6. SHARED VOTING POWER
0
|
|
|
7. SOLE DISPOSITIVE POWER
466,728
|
|
|
8. SHARED DISPOSITIVE POWER
0
|
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
|
12.
|
TYPE OF REPORTING PERSON
|
|
Item 1(a).
|
Name of Issuer:
|
|
|
BEAZER HOMES USA INC. (the "Issuer")
|
|
Item 1(b).
|
Address of Issuer's Principal Executive Offices:
|
|
|
1000 Abernathy Road
|
|
|
Suite 1200
|
|
|
Atlanta, GA 30328
|
|
Item 2(a).
|
Name of Person Filing:
|
|
|
This statement is filed on behalf of Deutsche Bank AG ("Reporting Person").
|
|
Item 2(b).
|
Address of Principal Business Office or, if none, Residence:
|
|
|
Theodor-Heuss-Allee 70
|
|
|
60468 Frankfurt am Main
|
|
|
Federal Republic of Germany
|
|
Item 2(c).
|
Citizenship:
|
|
|
The citizenship of the Reporting Person is set forth on the cover page.
|
|
Item 2(d).
|
Title of Class of Securities:
|
|
|
The title of the securities is common stock, $0.001 par value ("Common Stock").
|
|
Item 2(e).
|
CUSIP Number:
|
|
|
The CUSIP number of the Common Stock is set forth on the cover page.
|
|
Item 3.
|
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
|
|
|
(a)
|
[X]
|
Broker or dealer registered under section 15 of the Act;
|
|
|
Deutsche Bank Securities Inc.
|
|
|
(b)
|
[X]
|
Bank as defined in section 3(a)(6) of the Act;
|
|
|
Deutsche Bank AG, London Branch
|
|
|
(c)
|
[ ]
|
Insurance Company as defined in section 3(a)(19) of the Act;
|
|
|
(d)
|
[ ]
|
Investment Company registered under section 8 of the Investment Company Act of 1940;
|
|
|
(e)
|
[ ]
|
An investment adviser in accordance with Rule 13d-1(b) (1)(ii)(E);
|
|
|
(f)
|
[ ]
|
An employee benefit plan, or endowment fund in accordance with Rule 13d-1 (b)(1)(ii)(F);
|
|
|
(g)
|
[ ]
|
parent holding company or control person in accordance with Rule 13d-1 (b)(1)(ii)(G);
|
|
|
(h)
|
[ ]
|
A savings association as defined in section 3(b) of the Federal Deposit Insurance Act;
|
|
|
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
|
|
|
(j)
|
[X]
|
A non-U.S. institution in accordance with Group, in accordance with Rule 13d-1 (b)(1)(ii)(J).
|
|
|
(k)
|
[ ]
|
Group, in accordance with Rule 13d-1 (b)(1)(ii)(J).
|
|
Item 4.
|
Ownership.
|
|
|
(a)
|
Amount beneficially owned:
|
|
|
The Reporting Person owns the amount of the Common Stock as set forth on the cover page.
|
|
|
(b)
|
Percent of class:
|
|
|
The Reporting Person owns the percentage of the Common Stock as set forth on the cover page.
|
|
|
(a)
|
Number of shares as to which such person has:
|
|
|
(i)
|
sole power to vote or to direct the vote:
|
|
|
(ii)
|
shared power to vote or to direct the vote:
|
|
|
(iii)
|
sole power to dispose or to direct the disposition of:
|
|
|
(iv)
|
shared power to dispose or to direct the disposition of:
|
|
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
|
|
Item 8.
|
Identification and Classification of Members of the Group.
|
|
Item 9.
|
Notice of Dissolution of Group.
|
|
Item 10.
|
Certification.
|
|
|
By:
|
/s/ Cesar A. Coy
|
|
|
Name:
|
Cesar A. Coy
|
|
|
Title:
|
Vice President
|
|
|
By:
|
/s/ Daniela Pondeva
|
|
|
Name:
|
Daniela Pondeva
|
|
|
Title:
|
Assistant Vice President
|
|
|
By:
|
/s/ Margaret M. Adams
|
|
|
Name:
|
Margaret M. Adams
|
|
|
Title:
|
Director
|
|
|
By:
|
/s/ Jeffrey A. Ruiz
|
|
|
Name:
|
Jeffrey A. Ruiz
|
|
|
Title:
|
Director
|