SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
(Amendment No. 1)/1/
Stericycle, Inc.
------------------------------------
(Name of Issuer)
Common Stock, par value $.01 per share
-------------------------------------------
(Title of Class of Securities)
858912108
--------------------------------------
(CUSIP Number)
Thomas R. Reusche John P. Connaughton
Madison Dearborn Partners, Inc. Bain Capital, LLC
Three First National Plaza Two Copley Place
Chicago, Illinois 60602 Boston, Massachusetts 02116
312/895-1000 617/572-3000
(Name, Address and Telephone Number of Persons
Authorized to Receive Notices and Communications)
August 29, 2001
(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box [_].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
/1/ The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
Page 1 of 40 Pages
CUSIP No. 858912108 13D Page 2 of 40 Pages
----------------- ---- ----
================================================================================
NAME OF REPORTING PERSON
1
Bain Capital Fund VI, L.P.
04-3405560
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF 1,537,962 (See Item 5)
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
0
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 1,537,962 (See Item 5)
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
0
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,537,962 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
10.6%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 3 of 40 Pages
----------------- ---- ----
================================================================================
NAME OF REPORTING PERSON
1
Bain Capital Partners VI, L.P.
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF 0
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
1,537,962 (See Item 5)
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 0
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
1,537,962 (See Item 5)
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,537,962 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
8.2%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 4 of 40 Pages
----------------- ---- ----
================================================================================
NAME OF REPORTING PERSON
1 BCIP Associates II
04-3404818
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
271,911 (See Item 5)
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 0
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING
271,911 (See Item 5)
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
0
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
271,911 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
1.6%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 5 of 40 Pages
----------------- ---- ----
================================================================================
NAME OF REPORTING PERSON
1 BCIP Associates II-B
04-3404819
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
37,270 (See Item 5)
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 0
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING
37,270 (See Item 5)
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
0
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
37,270 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.3%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 6 of 40 Pages
----------------- ---- ----
================================================================================
NAME OF REPORTING PERSON
1
BCIP Associates II-C
04-3424217
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF 79,899 (See Item 5)
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
0
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 79,899 (See Item 5)
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
0
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
79,899 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.5%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 7 of 40 Pages
----------------- ---- ----
================================================================================
NAME OF REPORTING PERSON
1
BCIP Trust Associates II
04-3400371
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF 78,171 (See Item 5)
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
0
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 78,171 (See Item 5)
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
0
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
78,171 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.5%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 8 of 40 Pages
----------------- ---- ----
================================================================================
NAME OF REPORTING PERSON
1
BCIP Trust Associates II-B
04-3400372
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF 12,476 (See Item 5)
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
0
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 12,476 (See Item 5)
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
0
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
12,476 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.07%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 9 of 40 Pages
----------------- ---- ----
================================================================================
NAME OF REPORTING PERSON
1
PEP Investments Pty Limited
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
New South Wales, Australia
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF 5,127 (See Item 5)
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
0
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 5,127 (See Item 5)
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
0
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
5,127 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.07%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
OO
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 10 of 40 Pages
----------------- ---- ----
================================================================================
NAME OF REPORTING PERSON
1
Bain Capital Investors, LLC
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF 0
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
2,022,817 (See Item 5)
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 0
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
2,022,817 (See Item 5)
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
2,022,817 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
10.6%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
OO
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 11 of 40 Pages
----------------- ---- ----
================================================================================
NAMES OF REPORTING PERSON
1
Sankaty High Yield Asset Partners, L.P.
04-3395139
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF 112,379 (See Item 5)
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
0
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 112,379 (See Item 5)
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
0
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
112,379 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.7%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 12 of 40 Pages
----------------- ---- ----
================================================================================
NAMES OF REPORTING PERSON
1
Sankaty High Yield Asset Investors, LLC
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
0
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
112,379 (See Item 5)
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 0
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
112,379 (See Item 5)
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
112,379 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.7%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
OO
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 13 of 40 Pages
----------------- ---- ----
================================================================================
NAMES OF REPORTING PERSON
1
Sankaty Investors, LLC
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF 0
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
112,379 (See Item 5)
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 0
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
112,379 (See Item 5)
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
112,379 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.7%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
OO
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 14 of 40 Pages
----------------- ---- ----
================================================================================
NAME OF REPORTING PERSON
1 Brookside Capital Partners, Fund, L.P.
04-3313066
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
112,379 (See Item 5)
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 0
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING
112,379 (See Item 5)
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
0
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
112,379 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.7%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 15 of 40 Pages
----------------- ---- ----
================================================================================
NAME OF REPORTING PERSON
1 Brookside Capital Investors, L.P.
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
0
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 112,379 (See Item 5)
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING
0
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
112,379 (See Item 5)
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
112,379 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12 [_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.7%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
13D
CUSIP No. 858912108 Page 16 of 40 Pages
----------- -- --
------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 Brookside Capital Management, LLC
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5
[_]
------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
0
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 112,379 (See Item 5)
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING
0
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
112,379 (See Item 5)
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
112,379 (See Item 5)
------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
12
[_]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.7%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
OO
------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
13D
CUSIP No. 858912108 Page 17 of 40 Pages
----------- -- --
------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 Madison Dearborn Capital Partners III, L.P.
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5
[_]
------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
2,212,078 (See Item 5)
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 0
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING
2,212,078 (See Item 5)
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
0
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
2,212,078 (See Item 5)
------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
12
[_]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
11.4%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN
------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 18 of 40 Pages
----------------- ---- ----
================================================================================
NAMES OF REPORTING PERSON
1
Madison Dearborn Special Equity III, L.P.
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
49,118 (See Item 5)
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
0
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 49,118 (See Item 5)
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
0
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
49,118 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.3%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
13D
CUSIP No. 858912108 Page 19 of 40 Pages
----------- -- --
------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 Special Advisors Fund I, LLC
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5
[_]
------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
9,081 (See Item 5)
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 0
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING
9,081 (See Item 5)
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
0
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
9,081 (See Item 5)
------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
12
[_]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.05%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
OO
------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 20 of 40 Pages
----------------- ---- ----
================================================================================
NAME OF REPORTING PERSON
1
Madison Dearborn Partners III, L.P.
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF 0
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
2,270,277 (See Item 5)
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 0
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
2,270,277 (See Item 5)
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
2,270,277 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
11.8%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 858912108 13D Page 21 of 40 Pages
----------------- ---- ----
================================================================================
NAME OF REPORTING PERSON
1
Madison Dearborn Partners, LLC
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
5 [_]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF 0
SHARES -------------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
2,270,277 (See Item 5)
OWNED BY
-------------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 0
PERSON -------------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
2,270,277 (See Item 5)
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
2,270,277 (See Item 5)
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
11.8%
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
OO
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
The Statement on Schedule 13D (the "Statement") originally filed with
the Securities and Exchange Commission on November 11, 1999 by the persons named
therein is hereby amended and supplemented by this Amendment No. 1 to Schedule
13D (the "Amendment"). Capitalized terms used herein and not otherwise defined
have the meanings assigned to such terms in the Statement.
Item 2. Identity and Background.
Item 2 of the Statement hereby is amended by deleting the existing Item
2 in its entirety and replacing it as follows:
This Statement is being jointly filed by each of the following persons
pursuant to Rule 13d-1(f) promulgated by the Securities and Exchange Commission
(the "Commission") pursuant to Section 13 of the Securities Exchange Act of 1934
as amended (the "Exchange Act"):
(i) Bain Capital Fund VI, L.P. ("BCF VI"), a Delaware limited partnership,
by virtue of its direct beneficial ownership of 25,403.76 shares of
Preferred Stock;
(ii) Bain Capital Partners VI, L.P. ("BCP VI"), a Delaware limited
partnership, as the sole general partner of BCF VI;
(iii) BCIP Associates II ("BCIP II"), a Delaware general partnership, by
virtue of its direct beneficial ownership of 4,491.38 shares of
Preferred Stock;
(iv) BCIP Associates II-B ("BCIP II-B"), a Delaware general partnership, by
virtue of its direct beneficial ownership of 615.62 shares of Preferred
Stock;
(v) BCIP Associates II-C ("BCIP II-C"), a Delaware general partnership, by
virtue of its direct beneficial ownership of 1,319.76 shares of
Preferred Stock;
(vi) BCIP Trust Associates II ("BCIPT II"), a Delaware general partnership,
by virtue of its direct beneficial ownership of 1,219.22 shares of
Preferred Stock;
(vii) BCIP Trust Associates II-B ("BCIPT II-B"), a Delaware general
partnership, by virtue of its direct beneficial ownership of 206.08
shares of Preferred Stock;
(viii) PEP Investments Pty Limited ("PEP"), a New South Wales limited company,
by virtue of its direct beneficial ownership of 84.68 shares of
Preferred Stock;
(ix) Bain Capital Investors, LLC ("BCI"), a Delaware limited liability
company, as the sole general partner of BCP VI (and successor to Bain
Capital Investors VI, Inc.) and the managing partner of BCIP II, BCIP
II-B, BCIP II-C, BCIPT II and BCIPT II-B;
(x) Sankaty High Yield Asset Partners, L.P. ("Sankaty"), a Delaware limited
partnership, by virtue of its direct beneficial ownership of 1,856.25
shares of Preferred Stock;
(xi) Sankaty High Yield Asset Investors, L.L.C. ("Sankaty LLC"), a Delaware
limited liability company, as the sole general partner of Sankaty;
(xii) Sankaty Investors, LLC ("Sankaty Investors"), a Delaware limited
liability company, as the managing member of Sankaty LLC;
Page 22 of 40 Pages
(xiii) Brookside Capital Partners Fund, L.P. ("Brookside"), a Delaware limited
partnership, by virtue of its direct beneficial ownership of 1,856.25
shares of Preferred Stock;
(xiv) Brookside Capital Investors, L.P. ("Brookside Investors"), a Delaware
limited partnership, as the sole general partner of Brookside;
(xv) Brookside Capital Management, LLC, a Delaware limited liability company
("BCM"), as the sole general partner of the Brookside Investors;
(xvi) Madison Dearborn Capital Partners III, L.P. ("MDCP"), a Delaware
limited partnership, by virtue of its direct beneficial ownership of
36,538.68 shares of Preferred Stock;
(xvii) Madison Dearborn Special Equity III, L.P. ("MDSE"), Delaware limited
partnership, by virtue of its direct beneficial ownership of 811.32
shares of Preferred Stock;
(xviii) Special Advisors Fund I, LLC ("SAF"), a Delaware limited liability
company, by virtue of its direct beneficial ownership of 150 shares of
Preferred Stock;
(xix) Madison Dearborn Partners III, L.P. ("MDP III"), a Delaware limited
partnership, as the sole general partner of MDCP, MDSE and SAF; and
(xx) Madison Dearborn Partners, LLC ("MDP"), a Delaware limited liability
company, as the sole general partner of MDP III. Dispositive and voting
powers of securities owned by MDP III is shared by MDP Inc. and an
advisory committee of limited partners of MDP III (the "L.P.
Committee").
BCIP II, BCIP II-B, BCIP II-C, BCIPT II, and BCIPT II-B are
collectively referred herein as the "BCIP Entities." BCF VI, the BCIP Entities,
PEP, Sankaty and Brookside are collectively referred herein as the "Bain
Investors." MDCP, MDSC and SAF are collectively referred herein as the "MDP
Investors." The Bain Investors and the MDP Investors are collectively referred
herein as the "Investors." The Bain Investors, BCP VI, BCI, Brookside Investors,
BCM, Sankaty LLC and Sankaty Investors are collectively referred herein as the
"Bain Reporting Persons." The MDP Investors, MDP III and MDP are collectively
referred herein as the "MDP Reporting Persons." The Bain Reporting Persons and
MDP Reporting Persons are collectively referred herein as the "Reporting
Persons." The Reporting Persons have entered into a Joint Filing Agreement, a
copy of which is filed with this Amendment as Exhibit A (which is incorporated
herein by reference), pursuant to which the Reporting Persons have agreed to
file this statement jointly in accordance with the provisions of Rule 13d-
1(f)(1) under the Exchange Act.
Information with respect to each of the Reporting Persons is given
solely by such Reporting Person, and no Reporting Person assumes responsibility
for the accuracy or completeness of information furnished by another Reporting
Person. By their signature on this Statement, each of the Reporting Persons
agrees that this Statement is filed on behalf of such Reporting Person.
As more fully discussed herein, the Reporting Persons may be deemed to
constitute a "group" for purposes of Section 13(d)(3) of the Exchange Act. The
Reporting Persons expressly disclaim that they have agreed to act as a group
other than as described in this Statement.
Each of the Bain Investors is principally engaged in the business of
investing in securities. BCP VI is principally engaged in the business of
serving as the general partner for BCF VI. BCI is principally engaged in the
business of serving as the general partner for BCP VI and ultimate general
partner of BCF VI and as the managing partner for the BCIP Entities. Brookside
Investors
Page 23 of 40 Pages
is principally engaged in the business of serving as the general partner for
Brookside. BCM is principally engaged in the business of serving as the general
partner for Brookside Investors and ultimate general partner of Brookside.
Sankaty LLC is principally engaged in the business of serving as the general
partner for Sankaty. Sankaty Investors is principally engaged in the business of
serving as the managing member of Sankaty LLC and ultimate general partner of
Sankaty.
Attached as Schedule A to this Statement is information concerning the
Bain Reporting Persons and other persons to which such information is required
to be disclosed in response to Item 2 and General Instruction C to Schedule 13D.
Except as otherwise set forth herein, the business address of the Bain
Reporting Persons is Two Copley Place, Boston Massachusetts, 02116. The
principal business address of Sankaty Investors is Reid House, 31 Church Street,
Hamilton Hm 12, Bermuda. The principal business address of PEP is Level 34, The
Chiefley Tower, 2 Chiefley Square, Sydney, New South Wales, Australia.
Each of the MDP Investors is principally engaged in the business of
investing in securities. MDP III is engaged primarily in the business of serving
as the general partner for the MDP Investors. MDP is engaged primarily in the
business of serving as the general partner for MDP III and ultimate general
partner of the MDP Investors.
Attached as Schedule B to this Statement is information concerning the
MDP Reporting Persons and other persons to which such information is required to
be disclosed in response to Item 2 and General Instruction C to Schedule 13D.
The address of the principal business of the MDP Reporting Persons is
Three First National Plaza, Suite 3800, Chicago, Illinois 60602.
During the past five years, none of the Reporting Persons or their
executive officers or directors has been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors).
During the past five years, none of the Reporting Persons or their
executive officers or directors was a party to a civil proceeding of a judicial
or administrative body of competent jurisdiction as a result of which such
person was or is subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activity subject to, federal or state
securities laws or finding any violation with respect to such laws.
Item 4. Purpose of Transaction.
Item 4 of the Statement is hereby amended by adding the following
paragraphs immediately prior to the last paragraph thereof:
On August 29, 2001, the Issuer filed a registration statement on Form
S-3 (Registration No. 333-68622) (the "Registration Statement") with the
Commission relating to a proposed firm commitment underwritten offering of up to
3,105,000 shares of Common Stock (including 405,000 shares subject to an option
granted to the underwriters named therein) to cover over-allotments. The
Registration Statement relates to the offering of 1,000,0000 shares by the
Issuer and up to 2,105,000 shares of Common Stock by the Investors.
The table set forth below sets forth the proposed number of shares to
be sold by the Investors in the proposed offering.
Page 24 of 40 Pages
Shares Owned
Shares After Offering
Offered ----------------------------
for Sale Number Percentage (1)
-------- --------- --------------
MDP Investors:
Madison Dearborn Capital Partners III, L.P.......... 828,210 1,383,868 6.5%
Madison Dearborn Special Equity III, L.P............ 18,390 30,728 *
Special Advisors Fund I, LLC........................ 3,400 5,681 *
------- --------- ---
Total............................................. 850,000 1,420,277 6.7%
Bain Investors:
Bain Capital Fund VI, L.P........................... 581,635 956,327 4.5
BCIP Associates II.................................. 102,833 169,078 *
BCIP Associates II-B................................ 14,095 23,175 *
BCIP Associates II-C................................ 30,217 49,683 *
BCIP Trust Associates II............................ 29,563 48,608 *
BCIP Trust Associates II-B.......................... 4,718 7,758 *
PEP Investments Pty. Limited........................ 1,939 3,188 *
Brookside Capital Partners Fund L.P................. 42,500 69,879 *
Sankaty High Yield Asset Partners, L.P.............. 42,500 69,879 *
------- --------- ---
Total............................................. 850,000 1,397,575 6.6%
--------------------
* Less than 1%
(1) The percentages in this column were calculated on the basis of an assumed
total of 21,181,353 shares of Common Stock outstanding following completion
of the proposed offering, consisting of 15,663,501 shares outstanding as of
August 8, 2001, 1,000,000 new shares sold by the Issuer in the offering,
1,700,000 shares sold by the Investors in the offering following conversion
of a portion of their shares of Preferred Stock, and 2,817,852 shares
issuable upon the conversion of the Investors' remaining shares of Preferred
Stock, assuming the conversion of all shares of Preferred Stock, including
the shares converted in connection with this offering, as of August 8, 2001.
The completion of the proposed offering is subject to numerous
conditions, many of which are outside the control of the Investors. As a result,
no assurances can be given that the proposed offering will be completed or, if
completed, on the terms outlined herein.
Item 5. Interest in Securities of the Issuer.
As of August 8, 2001, each share of Preferred Stock (including accrued
and unpaid dividends thereon) was convertible into 60.54 shares of Common Stock.
All assumed conversion numbers included in this Amendment are as of August 8,
2001.
By virtue of its beneficial ownership of 25,403.76 shares of Preferred
Stock, BCF VI beneficially owns 1,537,962 shares of Common Stock. Such 25,403.76
shares of Preferred Stock
Page 25 of 40 Pages
(assuming conversion of all such 25,403.76 shares of Preferred Stock into Common
Stock) represent approximately 8.2% of the total number of outstanding shares of
Common Stock issued and outstanding as of August 8, 2001, as reported in the
Registration Statement. BCF VI has sole voting and sole dispositive power with
respect to such shares.
BCP VI, as the sole general partner of BCF VI, may be deemed to share
voting and dispositive power with respect to 1,537,962 shares of Common Stock
currently held by BCF VI (assuming conversion of all of the shares of Preferred
Stock held by BCF VI into Common Stock), which represents approximately 8.2% of
the total number of outstanding shares of Common Stock as reported in the
Registration Statement. The filing of this Statement by BCP VI shall not be
construed as an admission that BCP VI is, for the purpose of Section 13(d) of
the Exchange Act, the beneficial owner of such shares held by BCF VI.
By virtue of its beneficial ownership of 4,491.38 shares of Preferred
Stock, BCIP II beneficially owns 271,911 shares of Common Stock. Such 4,491.38
shares of Preferred Stock (assuming conversion of all such 4,491.38 shares of
Preferred Stock held by BCIP II into Common Stock) represent approximately 1.6%
of the total number of outstanding shares of Common Stock as reported in the
Registration Statement. BCIP II has sole voting and sole dispositive power with
respect to such shares.
By virtue of its beneficial ownership of 615.62 shares of Preferred Stock,
BCIP II-B beneficially owns 37,270 shares of Common Stock. Such 615.62 shares of
Preferred Stock (assuming conversion of all such 615.62 shares of Preferred
Stock held by BCIP II-B into Common Stock) represent approximately 0.3% of the
total number of outstanding shares of Common Stock as reported in the
Registration Statement. BCIP II-B has sole voting and sole dispositive power
with respect to such shares.
By virtue of its beneficial ownership of 1,319.76 shares of Preferred
Stock, BCIP II-C beneficially owns 79,899 shares of Common Stock. Such 1,319.76
shares of Preferred Stock (assuming conversion of all such 1,319.76 shares of
Preferred Stock held by BCIP II-C into Common Stock) represent approximately
0.5% of the total number of outstanding shares of Common Stock as reported in
the Registration Statement. BCIP II-C has sole voting and sole dispositive power
with respect to such shares.
By virtue of its beneficial ownership of 1,291.22 shares of Preferred
Stock, BCIPT II beneficially owns 78,171 shares of Common Stock. Such 1,291.22
shares of Preferred Stock (assuming conversion of all such 1,291.22 shares of
Preferred Stock held by BCIPT II into Common Stock) represent approximately 0.5%
of the total number of outstanding shares of Common Stock as reported in the
Registration Statement. BCIPT II has sole voting and sole dispositive power with
respect to such shares.
By virtue of its beneficial ownership of 206.08 shares of Preferred Stock,
BCIPT II-B beneficially owns 12,476 shares of Common Stock. Such 206.08 shares
of Preferred Stock (assuming conversion of all such 206.08 shares of Preferred
Stock held by BCIPT II-B into Common Stock) represent approximately 0.07% of the
total number of outstanding shares of Common Stock as reported in the
Registration Statement. BCIPT II-B has sole voting and sole dispositive power
with respect to such shares.
By virtue of its beneficial ownership of 84.68 shares of Preferred Stock,
PEP beneficially owns 5,127 shares of Common Stock. Such 84.68 shares of
Preferred Stock (assuming conversion of all such 84.68 shares of Preferred Stock
into Common Stock) represent approximately 0.03% of
Page 26 of 40 Pages
the total number of outstanding shares of Common Stock as reported in the
Registration Statement. PEP has sole voting and sole dispositive power with
respect to such shares.
BCI, as the sole general partner of BCP VI, may be deemed to share voting
and dispositive power with respect to 1,537,962 shares of Common Stock currently
held by BCP VI (assuming conversion of all of the shares of Preferred Stock held
by BCF VI into Common Stock), which represents approximately 8.2% of the total
number of outstanding shares of Common Stock as reported in the Registration
Statement. BCI, as the managing partner of the BCIP Entities may be deemed to
share voting and dispositive power with respect to 479,727 shares of Common
Stock currently held by the BCIP Entities (assuming conversion of all of the
shares of Preferred Stock held by the BCIP Entities into Common Stock), which
represents approximately 3.0% of the total number of outstanding shares of
Common Stock as reported in the Registration Statement. In addition, by power of
attorney, BCI has the right to vote and dispose of the securities owned by PEP.
The filing of this Statement by BCI shall not be construed as an admission that
BCI is, for the purpose of Section 13(d) of the Exchange Act, the beneficial
owner of such shares held by BCF VI, the BCIP Entities or PEP.
By virtue of its beneficial ownership of 1,856.25 shares of Preferred
Stock, Brookside beneficially owns 112,379 shares of Common Stock. Such 1,856.25
shares of Preferred Stock (assuming conversion of all such 1,856.25 shares of
Preferred Stock into Common Stock) represent approximately 0.7% of the total
number of outstanding shares of Common Stock as reported in the Registration
Statement. Brookside has sole voting and sole dispositive power with respect to
such shares.
Brookside Investors, as the sole general partner of Brookside, may be
deemed to share voting and dispositive power with respect to 112,379 shares of
Common Stock currently held by Brookside (assuming conversion of all of the
shares of Preferred held by Brookside into Common Stock), which represents
approximately 0.7% of the total number of outstanding shares of Common Stock as
reported in the Registration Statement. The filing of this Statement by
Brookside Investors shall not be construed as an admission that Brookside
Investors is, for the purpose of Section 13(d) of the Exchange Act, the
beneficial owner of such shares held by Brookside.
BCM, as the sole general partner of Brookside Investors, may be deemed to
share voting and dispositive power with respect to 112,379 shares of Common
Stock currently held by Brookside (assuming conversion of all of the shares of
Preferred Stock held by Brookside into Common Stock), which represents
approximately 0.7% of the total number of outstanding shares of Common Stock as
reported in the Registration Statement. The filing of this Statement by
Brookside Inc. shall not be construed as an admission that BCM is, for the
purpose of Section 13(d) of the Exchange Act, the beneficial owner of such
shares held by Brookside.
By virtue of its beneficial ownership of 1,856.25 shares of Preferred
Stock, Sankaty beneficially owns 112,379 shares of Common Stock. Such 1,856.25
shares of Preferred Stock (assuming conversion of all such 1,856.25 shares of
Preferred Stock into Common Stock) represent approximately 0.7% of the total
number of outstanding shares of Common Stock as reported in the Registration
Statement. Sankaty has sole voting and sole dispositive power with respect to
such shares.
Sankaty LLC, as the sole general partner of Sankaty, may be deemed to share
voting and dispositive power with respect to 112,379 shares of Common Stock
currently held by Sankaty (assuming conversion of all of the shares of Preferred
Stock held by Sankaty into Common Stock), which represents approximately 0.7% of
the total number of outstanding shares of Common Stock
Page 27 of 40 Pages
as reported in the Registration Statement. The filing of this Statement by
Sankaty LLC shall not be construed as an admission that Sankaty LLC is, for the
purpose of Section 13(d) of the Exchange Act, the beneficial owner of such
shares held by Sankaty.
Sankaty Investors, as the sole managing members of Sankaty LLC, may be
deemed to share voting and dispositive power with respect to 112,379 shares of
Common Stock currently held by Sankaty (assuming conversion of all of the
Preferred Stock held by Sankaty into Common Stock), which represents
approximately 0.7% of the total number of outstanding shares of Common Stock as
reported in the Registration Statement. The filing of this Statement by Sankaty
Investors shall not be construed as an admission that Sankaty Investors is, for
the purpose of Section 13(d) of the Exchange Act, the beneficial owner of such
shares held by Sankaty.
By virtue of its beneficial ownership of 36,538.68 shares of Preferred
Stock, MDCP beneficially owns 2,212,078 shares of Common Stock. Such 36,538.68
shares of Preferred Stock (assuming conversion of all such 36,538.68 shares of
Preferred Stock into Common Stock) represent approximately 11.4% of the total
number of outstanding shares of Common Stock as reported in the Registration
Statement. MDCP has sole voting and sole dispositive power with respect to such
shares.
By virtue of its beneficial ownership of 811.32 shares of Preferred Stock,
MDSE beneficially owns 49,118 shares of Common Stock. Such 811.32 shares of
Preferred Stock (assuming conversion of all such 811.32 shares of Preferred
Stock into Common Stock) represent approximately 0.3% of the total number of
outstanding shares of Common Stock as reported in the Registration Statement.
MDSE has sole voting and sole dispositive power with respect to such shares.
By virtue of its beneficial ownership of 150 shares of Preferred Stock, SAF
beneficially owns 9,081 shares of Common Stock. Such 150 shares of Preferred
Stock (assuming conversion of all such 150 shares of Preferred Stock into Common
Stock) represent approximately 0.05% of the total number of outstanding shares
of Common Stock as reported in the Registration Statement. SAF has sole voting
and sole dispositive power with respect to such shares.
MDP III, as the sole general partner of the MDP Investors, may be deemed to
share voting and dispositive power with respect to 2,270,277 shares of Common
Stock currently held by the MDP Investors(assuming conversion of all of the
shares of Preferred Stock held by the MDP Investors into Common Stock), which
represents approximately 11.8% of the total number of outstanding shares of
Common Stock as reported in the Registration Statement. The filing of this
Statement by MDP III shall not be construed as an admission that MDP III is, for
the purpose of Section 13(d) of the Exchange Act, the beneficial owner of such
shares held by the MDP Investors.
MDP, as the sole general partner of MDP III, may be deemed to share voting
and dispositive power with respect to 2,270,277 shares of Common Stock currently
held by MDP III (assuming conversion of all of the shares of Preferred Stock
held by MDP III into Common Stock), which represents approximately 11.8% of the
total number of outstanding shares of Common Stock as reported in the
Registration Statement. The filing of this Statement by MDP shall not be
construed as an admission that MDP is, for the purpose of Section 13(d) of the
Exchange Act, the beneficial owner of such shares held by MDP III.
The Bain Investors and the MDP Investors have agreed to vote their shares
of Preferred Stock in accordance with the terms of an Inter-Investor Agreement.
A copy of the Inter-Investor Agreement is attached hereto as Exhibit F and is
incorporated by reference herein. Each of the Investors have agreed between
themselves to exercise the powers and rights conferred upon them
Page 28 of 40 Pages
by the Purchase Agreement, Registration Rights Agreement and Corporate
Governance Agreement in accordance with the provisions of the Inter-Investor
Agreement. The following summary is qualified in its entirety by reference to
the detailed provisions of the Inter-Investor Agreement.
Inter-Investor Agreement
------------------------
Voting Rights. Pursuant to the terms of the Inter-Investor Agreement, the
Investors have agreed that during such time as they collectively hold the right
to elect two directors to the Issuer's board of directors and each of the Bain
Investors and MDP Investors continue to hold at least 50% of the Preferred
Stock, one representative shall be designated to serve on the board by a
majority of the Bain Investors and one representative shall be designated to
serve on the board by a majority of the MDP Investors. During such time as the
Investors have the right to elect two directors to the board and either the Bain
Investors or MDP Investors no longer hold 50% of the Preferred Shares, two
representatives shall be designated by the group of investors that has not
ceased to hold 50% of the Preferred Stock. During such time as the Investors
have the right to elect a single director to serve on the Issuer's board of
directors, the single representative shall be designated by the Bain Investors
if the Bain Investors hold a majority of the Preferred Stock, or the single
representative shall be designated by the MDP Investors if the MDP Investors
hold a majority of the Preferred Stock.
Transfer of Shares. If a holder of Preferred Stock wishes to transfer its shares
of Preferred Stock, unless such transfer is pursuant to the terms of a
redemption provision under the Certificate of Designation, pursuant to a
registered securities offering under the Securities Act of 1933 as amended, or
pursuant to a public sale, the transfer of shares must be pursuant to the terms
of the Inter-Investor Agreement. Where any holder of Preferred Stock (the "First
Shareholder") contemplates a transfer of its shares and the effect of such
transfer would dispossess the other holders of Preferred Stock (the "Other
Shareholders") of existing rights under the Purchase Agreement, Registration
Rights Agreement, Corporate Governance Agreement or Certificate of Designation,
including the right to elect two directors to the Issuer's board of directors,
the First Shareholder shall notify the Other Shareholders of the terms and
conditions of its proposed transaction and the Other Shareholders shall have the
opportunity to negotiate the purchase of all of the Preferred Shares of the
First Shareholder.
As a result of the terms of the Inter-Investor Agreement, the Bain
Investors and the MDP Investors may be deemed to constitute a "group" for
purposes of Section 13(d)(3) of the Exchange Act. Accordingly, by virtue of
their beneficial ownership of 74,625 shares of Preferred Stock, the Investors
beneficially own 4,517,852 shares of Common Stock. Such 74,625 shares of
Preferred Stock (assuming conversion of all such 74,625 shares of Preferred
Stock into Common Stock) represent approximately 20.9% of the total number of
outstanding shares of Common Stock as represented in the Registration Statement.
The filing of this Statement by the Investors shall not be construed as an
admission that the Investors are, for the purpose of Section 13(d) of the
Exchange Act, the beneficial owner of the shares held by the Investors.
Neither the filing of this statement nor any of its contents shall be
deemed to constitute an admission that any Reporting Person is the beneficial
owner of any Common Stock referred to in this statement for the purpose of
Section 13(d) of the Act or for any other purpose, and such beneficial ownership
is expressly disclaimed.
Item 7. Material to be filed as Exhibits.
Exhibit A - Joint Filing Agreement.
Page 29 of 40 Pages
SIGNATURES
----------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Amendment No. 1 to 13D Statement
is true, complete and correct.
Date: September 6, 2001 BAIN CAPITAL FUND VI, L.P.
By: Bain Capital Partners VI, L.P.,
its General Partner
By: Bain Capital Investors LLC,
its General Partner
By: /s/ Dennis M. Myers
-------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 BAIN CAPITAL PARTNERS VI, L.P.
By: Bain Capital Investors LLC,
its General Partner
By: /s/ Dennis M. Myers
--------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date September 6, 2001 BAIN CAPITAL INVESTORS, LLC
By: /s/ Dennis M. Myers
--------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 SANKATY HIGH YIELD ASSET PARTNERS, L.P.
By: Sankaty High Yield Asset Investors, LLC,
its General Partner
By: Sankaty Investors, LLC,
its Managing Member
By: /s/ Dennis M. Myers
---------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Page 30 of 40 Pages
Date: September 6, 2001 SANKATY HIGH YIELD ASSET INVESTORS, LLC
By: Sankaty Investors, LLC,
its Managing Member
By: /s/ Dennis M. Myers
----------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date September 6, 2001 SANKATY INVESTORS, LLC
By: /s/ Dennis M. Myers
----------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 BROOKSIDE CAPITAL PARTNERS FUND, L.P.
By: Brookside Capital Investors, L.P.,
its General Partner
By: Brookside Capital Management, LLC,
its General Partner
By: /s/ Dennis M. Myers
----------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 BROOKSIDE CAPITAL INVESTORS, L.P.
By: Brookside Capital Management, LLC,
its General Partner
By: /s/ Dennis M. Myers
-----------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 BROOKSIDE CAPITAL MANAGEMENT, LLC
By: /s/ Dennis M. Myers
------------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Page 31 of 40 Pages
Date: September 6, 2001 BCIP ASSOCIATES II
BCIP TRUST ASSOCIATES II
BCIP ASSOCIATES II-B
BCIP TRUST ASSOCIATES II-B
BCIP ASSOCIATES II-C
By: Bain Capital Investors, LLC,
their Managing Partner
By: /s/ Dennis M. Myers
--------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 PEP INVESTMENTS PTY LIMITED
By: Bain Capital Investors, LLC,
its Attorney-in-Fact
By: /s/ Dennis M. Myers
--------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 MADISON DEARBORN CAPITAL PARTNERS III, L.P.
By: Madison Dearborn Partners III, L.P.,
its General Partner
By: Madison Dearborn Partners, LLC,
its General Partner
By: /s/ Thomas R. Reusche
----------------------------------
Name: Thomas R. Reusche
Title:
Page 32 of 40 Pages
Date: September 6, 2001 MADISON DEARBORN SPECIALTY EQUITY III, L.P.
By: Madison Dearborn Partners III, L.P.
its General Partner
By: Madison Dearborn Partners, LLC
its General Partner
By: /s/ Thomas R. Reusche
------------------------------------
Name: Thomas R. Reusche
Title:
Date: September 6, 2001 SPECIAL ADVISORS FUND I, LLC
By: Madison Dearborn Partners III, L.P.
its Manager
By: Madison Dearborn Partners, LLC,
its General Partner
By: /s/ Thomas R. Reusche
-------------------------------------
Name: Thomas R. Reusche
Title:
Date: September 6, 2001 MADISON DEARBORN PARTNERS III, L.P.
By: Madison Dearborn Partners, LLC,
its General Partner
By: /s/ Thomas R. Reusche
--------------------------------------
Name: Thomas R. Reusche
Title:
Date: September 6, 2001 MADISON DEARBORN PARTNERS, LLC
By: /s/ Thomas R. Reusche
--------------------------------------
Name: Thomas R. Reusche
Title:
Page 33 of 40 Pages
SCHEDULE A
Bain Capital Partners VI, L.P. ("BCP VI") is the sole general partner of
Bain Capital Fund VI, L.P. ("BCF VI"). Bain Capital Investors, LLC ("BCI") is
the sole general partner of BCP VI. BCI is the managing general partner for BCIP
Associates II, BCIP Associates II-B, BCIP Associates II-C, BCIP Trust Associates
II and BCIP Trust Associates II-B. The following persons are members and
executive officers of BCI: Joshua Bekenstein (Managing Director), Edward Conard
(Managing Director), John P. Connaughton (Managing Director), Paul B. Edgerley
(Managing Director), Robert C. Gay (Managing Director), Michael A. Krupka
(Managing Director), Ronald P. Mika (Managing Director), Mark E. Nunnelly
(Managing Director), Stephen G. Pagliuca (Managing Director), Robert F. White
(Managing Director), Dwight Poler (Managing Director) and Joseph P. Pretlow
(Managing Director). In addition, Roy Edgar Brakeman III, Jonathan S. Lavine and
Domenic Ferrante are also members of BCI.
Brookside Capital Investors, L.P. ("Brookside Investors") is the sole
general partner of Brookside Capital Partners Fund, L.P. ("Brookside").
Brookside Capital Management, LLC ("BCM") is the sole general partner of
Brookside Investors. Roy Edgar Brakeman, III is the Managing Member of BCM. In
addition, the following persons serve as executive officers for Brookside: Roy
Edgar Brakeman, III (Managing Director); and Domenic Ferrante (Managing
Director).
Sankaty High Yield Asset Investors, LLC ("Sankaty LLC") is the sole general
partner of Sankaty High Yield Asset Partners, L.P. ("Sankaty"). Sankaty
Investors, LLC ("Sankaty Investors") is the Managing Member of Sankaty LLC.
Jonathan S. Lavine is the Managing Member of Sankaty Investors. In addition, the
following persons serve as executive officers for Sankaty: Jonathan S. Lavine
(Managing Director and Chief Investment Officer); Diane J. Exter (Managing
Director and Portfolio Manager), Kristin Mugford (Managing Director and
Portfolio Manager), and Stacy Braatz (Secretary).
Unless otherwise noted, the business address for each of the foregoing
persons is Two Copley Place, Boston, MA 02116. The business address for Messrs.
Conard and Pretlow is Bain Capital NY, LLC, 745 5th Avenue, New York, NY 10151
and for Mr. Poler is Bain Capital, LTD, 12 St. James Square, London SW1Y4RB,
United Kingdom. Unless otherwise noted, the principal occupation of each of the
foregoing persons is serving as Managing Director of Bain Capital, LLC and its
affiliated investment funds.
Page 34 of 40 Pages
SCHEDULE B
Madison Dearborn Partners III, L.P. ("MDP III") is the sole general partner
of Madison Dearborn Capital Partners III, L.P. ("MDCP III"), Madison Dearborn
Special Equity III, L.P. ("MDSE III") and Special Advisors Fund I LLC ("SAF").
Madison Dearborn Partners, LLC ("MDP") is the sole general partner of MDP. The
directors and executive officers of MDP Inc. are as follows: John A. Canning,
Jr. (Director, executive officer and President); Paul J. Finnegan (Managing
Director); William J. Hunckler, III (Managing Director); Samuel M. Mencoff
(Managing Director); Paul R. Wood (Managing Director); Justin S. Huscher
(Managing Director); Benjamin D. Chereskin (Managing Director); Thomas R.
Reusche (Managing Director); James N. Perry, Jr. (Managing Director); Nicholas
W. Alexos (Managing Director); Timothy P. Sullivan (Managing Director); Gary J.
Little (Managing Director); David F. Mosher (Managing Director); and Robin P.
Selati (Managing Director). The business address for each of the foregoing
persons is Three First National Plaza, Suite 3800, Chicago, IL 60602. The
principal occupation of each of the foregoing persons is serving as a Managing
Director of MDP.
Page 35 of 40 Pages
Exhibit A
SCHEDULE 13D JOINT FILING AGREEMENT
The undersigned and each other person executing this joint filing agreement
(this "Agreement") agree as follows:
(i) The undersigned and each other person executing this Agreement are
individually eligible to use the Schedule 13D to which this Exhibit is attached
and such Schedule 13D is filed on behalf of the undersigned and each other
person executing this Agreement; and
(ii) The undersigned and each other person executing this Agreement are
responsible for the timely filing of such Schedule 13D and any amendments
thereto, and for the completeness and accuracy of the information concerning
such person contained therein; but none of the undersigned or any other person
executing this Agreement is responsible for the completeness or accuracy of the
information statement concerning any other persons making the filing, unless
such person knows or has reason to believe that such information is inaccurate.
This Agreement may be executed in any number of counterparts, each of which
shall be deemed to be an original, but all of which, taken together, shall
constitute one and the same instrument.
* * * * * *
Page 36 of 40 Pages
In Witness Whereof, the undersigned have caused this Agreement to be signed
by their respective officers thereunto duly authorized as of the date set forth
opposite their name.
Date: September 6, 2001 BAIN CAPITAL FUND VI, L.P.
By: Bain Capital Partners VI, L.P.,
its General Partner
By: Bain Capital Investors LLC,
its General Partner
By: /s/ Dennis M. Myers
------------------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 BAIN CAPITAL PARTNERS VI, L.P.
By: Bain Capital Investors LLC,
its General Partner
By: /s/ Dennis M. Myers
------------------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 BAIN CAPITAL INVESTORS, LLC
By: /s/ Dennis M. Myers
------------------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 SANKATY HIGH YIELD ASSET PARTNERS, L.P.
By: Sankaty High Yield Asset Investors, LLC,
its General Partner
By: Sankaty Investors, LLC,
its Managing Member
By: /s/ Dennis M. Myers
------------------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Page 37 of 40 Pages
Date: September 6, 2001 SANKATY HIGH YIELD ASSET INVESTORS, LLC
By: Sankaty Investors, LLC,
its Managing Member
By: /s/ Dennis M. Myers
------------------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 SANKATY INVESTORS, LLC
By: /s/ Dennis M. Myers
------------------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 BROOKSIDE CAPITAL PARTNERS FUND, L.P.
By: Brookside Capital Investors, L.P.,
its General Partner
By: Brookside Capital Management, LLC,
its General Partner
By: /s/ Dennis M. Myers
------------------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 BROOKSIDE CAPITAL INVESTORS, L.P.
By: Brookside Capital Management, LLC,
its General Partner
By: /s/ Dennis M. Myers
------------------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 BROOKSIDE CAPITAL MANAGEMENT, LLC
By: /s/ Dennis M. Myers
------------------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Page 38 of 40 Pages
Date: September 6, 2001 BCIP ASSOCIATES II
BCIP TRUST ASSOCIATES II
BCIP ASSOCIATES II-B
BCIP TRUST ASSOCIATES II-B
BCIP ASSOCIATES II-C
By: Bain Capital Investors, LLC,
their Managing Partner
By: /s/ Dennis M. Myers
------------------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 PEP INVESTMENTS PTY LIMITED
By: Bain Capital Investors, LLC,
its Attorney-in-Fact
By: /s/ Dennis M. Myers
------------------------------------------
Name: Dennis M. Myers
Title: Attorney-in-Fact
Date: September 6, 2001 MADISON DEARBORN CAPITAL PARTNERS III, L.P.
By: Madison Dearborn Partners III, L.P.,
its General Partner
By: Madison Dearborn Partners, LLC,
its General Partner
By: /s/ Thomas R. Reusche
------------------------------------------
Name: Thomas R. Reusche
Title:
Page 39 of 40 Pages
Date: September 6, 2001 MADISON DEARBORN SPECIALTY EQUITY III, L.P.
By: Madison Dearborn Partners III, L.P.
its General Partner
By: Madison Dearborn Partners, LLC
its General Partner
By: /s/ Thomas R. Reusche
------------------------------------------
Name: Thomas R. Reusche
Title:
Date: September 6, 2001 SPECIAL ADVISORS FUND I, LLC
By: Madison Dearborn Partners III, L.P.
its Manager
By: Madison Dearborn Partners, LLC,
its General Partner
By: /s/ Thomas R. Reusche
------------------------------------------
Name: Thomas R. Reusche
Title:
Date: September 6, 2001 MADISON DEARBORN PARTNERS III, L.P.
By: Madison Dearborn Partners, LLC,
its General Partner
By: /s/ Thomas R. Reusche
------------------------------------------
Name: Thomas R. Reusche
Title:
Date: September 6, 2001 MADISON DEARBORN PARTNERS, LLC
By: /s/ Thomas R. Reusche
------------------------------------------
Name: Thomas R. Reusche
Title:
Page 40 of 40 Pages