FORM 8-K
UNITED STATES SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
Form 8-K
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
June 30, 2009
MetLife, Inc.
(Exact Name of Registrant as
Specified in Its Charter)
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Delaware
(State or Other
Jurisdiction
of Incorporation)
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1-15787
(Commission
File Number)
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13-4075851
(IRS Employer
Identification No.)
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200 Park Avenue,
New York, New York
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10166-0188
(Zip Code)
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(Address of Principal
Executive Offices)
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212-578-2211
(Registrants Telephone
Number, Including Area Code)
N/A
(Former
Name or Former Address, if Changed Since Last
Report)
Check the appropriate box below if the
Form 8-K
filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following
provisions:
o Written
communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
o Soliciting
material pursuant to
Rule 14a-12
under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to
Rule 14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to
Rule 13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
Item 8.01 Other Events.
On June 30, 2009, MetLife, Inc., a Delaware corporation (MetLife), entered into (i) an
underwriting agreement (attached hereto as Exhibit 1.1 and incorporated herein by reference) (the
Underwriting Agreement), and (ii) a pricing agreement (attached hereto as Exhibit 1.2 and
incorporated herein by reference) (the Pricing Agreement) relating to $500,000,000 aggregate
principal amount of 10.750% Fixed-to-Floating Rate Junior Subordinated Debentures due 2069 (the
junior subordinated debentures), each among MetLife and J.P. Morgan Securities Inc. and Morgan
Stanley & Co. Incorporated, as representatives of the several underwriters named in Schedule I to
the Pricing Agreement (the Underwriters), pursuant to which the Underwriters agreed to purchase
the junior subordinated debentures from MetLife.
The junior subordinated debentures are being offered and sold pursuant to the shelf registration
statement on Form S-3 (File No. 333-147180 under the Securities Act) filed with the U.S. Securities
and Exchange Commission (the Commission) on November 6, 2007, and a prospectus supplement dated
June 30, 2009 (the Prospectus Supplement). The terms of the junior subordinated debentures are
set forth in the Prospectus Supplement (previously filed on July 1, 2009 with the Commission
pursuant to Rule 424(b)(5) under the Securities Act).
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Item 9.01 Financial Statements and Exhibits.
The following documents are filed with reference to and hereby incorporated by reference into the
Registration Statement.
(a) |
Not Applicable. |
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(b) |
Not Applicable. |
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(c) |
Not Applicable. |
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(d) |
1.1 |
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Underwriting Agreement dated June 30, 2009 among MetLife and J.P. Morgan Securities Inc. and Morgan
Stanley & Co. Incorporated, as representatives of the
Underwriters. |
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1.2 |
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Pricing Agreement dated June 30, 2009 among MetLife
and J.P. Morgan Securities Inc. and Morgan Stanley &
Co. Incorporated, as representatives of the Underwriters, relating to
the junior subordinated debentures. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
METLIFE, INC.
Name: Gwenn L. Carr
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Title:
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Senior Vice-President
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Date: July 2, 2009
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EXHIBIT INDEX
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Exhibit |
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Number |
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Exhibit |
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1.1
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Underwriting Agreement dated June 30, 2009 among MetLife and J.P.
Morgan Securities Inc. and Morgan Stanley & Co. Incorporated, as
representatives of the Underwriters. |
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1.2
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Pricing Agreement dated June 30, 2009 among MetLife and J.P. Morgan
Securities Inc. and Morgan Stanley & Co. Incorporated, as
representatives of the Underwriters, relating to the junior subordinated
debentures. |