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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Units | $ 1 | 09/05/2006 | M | 1,323 | (3) | (3) | Common Stock | 1,323 | $ 54.33 | 14,752.937 | I | By State Street | |||
Phantom Stock Units | $ 1 | 09/20/2006 | M | 46 | (3) | (3) | Common Stock | 46 | $ 54.33 | 14,706.937 | I | By State Street |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CARTWRIGHT CAROL A 76 SOUTH MAIN STREET AKRON, OH 44308 |
X |
David W. Whitehead, POA | 09/27/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Conversion of derivative security to a nonderivative security. |
(3) | In accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation plan for Outside Directors. |
(2) | Dr. Cartwright was entitled to a payout of her deferred stock account in phantom stock over a ten year period, with the first payment due July 1, 2006. Dr. Cartwright requested to have some of the phantom stock converted into the underlying common stock. These shares were ordered for Dr. Cartwright on September 5, 2006 and posted to her account on September 8, 2006. Due to an administrative error the conversion of these shares from phantom stock (a derivative security) into common stock (a non-derivative security) was inadvertently not reported previously. |
(4) | Dr. Cartwright was entitled to a payout of her deferred stock account in phantom stock over a ten year period, with the first payment due July 1, 2006. Dr. Cartwright requested to have some of the phantom stock converted into the underlying common stock. These shares were ordered for Dr. Cartwright on September 18, 2006 and posted to her account on September 20, 2006. Due to an administrative error the conversion of these shares from phantom stock (a derivative security) into common stock (a non-derivative security) was inadvertently not reported previously. |