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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom / Retirement | $ 1 | (2) | (2) | Common Stock | 6,795.468 | 6,795.468 | D | ||||||||
Phantom 3/05D | $ 1 | 02/25/2005 | 03/01/2008 | Common Stock | 270.413 | 270.413 | D | ||||||||
Phantom 3/07D | $ 1 (3) | 02/22/2007 | A | 5,408.85 (4) | 03/01/2007 | 03/01/2010 | Common Stock | 5,408.85 | $ 62.68 | 5,408.85 | D | ||||
Phantom3/04D | $ 1 | 03/01/2004 | 03/01/2007 | Common Stock | 3,209.338 | 3,209.338 | D | ||||||||
RSUP1 | $ 1 | 03/01/2008 | 03/01/2008 | Common Stock | 4,468.508 | 4,468.508 | D | ||||||||
RSUP4 | $ 1 | 03/01/2009 | 03/01/2009 | Common Stock | 3,858.248 | 3,858.248 | D | ||||||||
Stock Options (Right to buy) | $ 29.5 | 05/16/2005 | 05/16/2011 | Common Stock | 40,000 | 40,000 | D | ||||||||
Stock Options (Right to buy) | $ 29.71 | 03/01/2004 | 03/01/2013 | Common Stock | 45,000 | 45,000 | D | ||||||||
Stock Options (Right to buy) | $ 34.45 | 04/01/2003 | 04/01/2012 | Common Stock | 35,000 | 35,000 | D | ||||||||
Stock Options (Right to buy) | $ 38.76 | 03/01/2005 | 03/01/2014 | Common Stock | 48,800 | 48,800 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VESPOLI LEILA L 76 SOUTH MAIN STREET AKRON, OH 44308 |
Sr. Vice Pres & Gen. Counsel |
David W. Whitehead, POA | 02/23/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(2) | This transaction reflects the extension and vesting of phantom stock to retirement or other termination of employment under arrangements approved by the Compensation Committee. |
(3) | 1 for 1 |
(4) | 4,507.37 of these shares are vested (i.e., non-forfeited) immediately; 901.48 of these shares become vested (i.e., non-forfeited) on 3/1/2010. |
(1) | On February 20, 2007, the Board authorized the cash payout of the 2004 grant of performance shares, no earlier than February 23, 2007, based on the average of the high and low prices of FirstEnergy's stock on December 29, 2006. Based on performance, the amount of the cash payout was increased by 50%. |