SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
AMENDMENT NO. 1
TO
SCHEDULE TO
(Rule 14d-100)
TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
Tucows Inc.
(Name of Subject Company (Issuer))
Tucows Inc. (Offeror)
(Names of Filing Persons (Identifying Status as Offeror, Issuer or Other Person))
Common Stock, no par value per share
(Title of Class of Securities)
898697107
(CUSIP Number of Class of Securities)
Elliot Noss
Tucows Inc.
96 Mowat Avenue
Toronto, Ontario M6K 3M1
(416) 535-0123
(Name, Address, and Telephone Numbers of Person Authorized
to Receive Notices and Communications on Behalf of Filing Persons)
With a copy to:
Joanne Soslow, Esquire
Morgan, Lewis & Bockius LLP
1701 Market Street
Philadelphia, PA 19103-2921
(215) 963-5000
CALCULATION OF FILING FEE
|
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Transaction Valuation* |
Amount of Filing Fee |
|
---|---|---|
|
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$1,800,000 | $100.44 | |
|
Amount Previously Paid: $100.44 | Filing Party: Tucows Inc. | |
Form of Registration No.: Schedule TO | Date Filed: May 26, 2009 |
Check the appropriate boxes below to designate any transactions to which the statement relates:
Check the following box if the filing is a final amendment reporting the results of the tender offer: o
If applicable, check the appropriate box(es) below to designate the appropriate rule provision relied upon:
This Amendment No. 1 ("Amendment No. 1") amends and supplements the Tender Offer Statement on Schedule TO initially filed pursuant to Rule 13e-4 under the Securities Exchange Act of 1934, as amended (the "Act"), with the Securities and Exchange Commission on May 26, 2009 (the "Schedule TO") by Tucows Inc. ("Tucows" or the "Company"), in connection with the Company's offer to purchase 4,000,000 shares of its common stock, no par value per share, or such fewer number of shares as are properly tendered and not properly withdrawn, at a price not greater than $0.45 per share nor less than $0.36 per share, net to the seller in cash, without interest, upon the terms and subject to the conditions set forth in the Offer to Purchase dated May 26, 2009 (the "Offer to Purchase") and the accompanying letter of transmittal (the "Letter of Transmittal"), which together, as each may be amended and supplemented from time to time, constitute the tender offer (the "Offer").
This Amendment No. 1 is being filed solely to amend and supplement the Offer to Purchase and to amend the Letter of Transmittal and the Notice of Guaranteed Delivery as follows:
This Tender Offer Statement on Schedule TO is filed in satisfaction of the reporting requirements of Rule 13e-4(c)(2) promulgated under the Securities Exchange Act of 1934, as amended.
Item 12 of the Schedule TO is hereby amended and supplemented by the addition of Exhibits (a)(1)(G), (a)(1)(H), (a)(1)(I), (a)(1)(J), (a)(1)(K), (a)(5)(C), and (a)(5)(D), and as so amended, is restated as follows:
(a)(1)(A) | Offer to Purchase, dated May 26, 2009* | |
(a)(1)(B) |
Letter of Transmittal* |
|
(a)(1)(C) |
Notice of Guaranteed Delivery* |
|
(a)(1)(D) |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, dated May 26, 2009* |
|
(a)(1)(E) |
Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, dated May 26, 2009* |
|
(a)(1)(F) |
Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9* |
|
(a)(1)(G) |
Supplement to the Offer to Purchase, dated June 24, 2009 |
|
(a)(1)(H) |
Amended Letter of Transmittal |
|
(a)(1)(I) |
Amended Notice of Guaranteed Delivery |
|
(a)(1)(J) |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, dated June 24, 2009 |
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(a)(1)(K) | Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, dated June 24, 2009 | |
(a)(2)-(a)(4) |
Not applicable |
|
(a)(5)(A) |
Letter to Shareholders from the President and Chief Executive Officer, dated May 26, 2009* |
|
(a)(5)(B) |
Press Release, dated May 26, 2009* |
|
(a)(5)(C) |
Letter to Shareholders from the President and Chief Executive Officer, dated June 24, 2009 |
|
(a)(5)(D) |
Press Release, dated June 24, 2009 |
|
(d)(1) |
Tucows Inc. 2006 Omnibus Equity Compensation Plan (incorporated by reference to Exhibit 10.3 filed with Tucows' annual report on Form 10-K for the year ended December 31, 2006, as filed with the SEC on March 29, 2007) |
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After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
/s/ MICHAEL COOPERMAN Michael Cooperman Chief Financial Officer |
||
June 24, 2009 |
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(a)(1)(A) | Offer to Purchase, dated May 26, 2009* | |
(a)(1)(B) |
Letter of Transmittal* |
|
(a)(1)(C) |
Notice of Guaranteed Delivery* |
|
(a)(1)(D) |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, dated May 26, 2009* |
|
(a)(1)(E) |
Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, dated May 26, 2009* |
|
(a)(1)(F) |
Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9* |
|
(a)(1)(G) |
Supplement to the Offer to Purchase, dated June 24, 2009 |
|
(a)(1)(H) |
Amended Letter of Transmittal |
|
(a)(1)(I) |
Amended Notice of Guaranteed Delivery |
|
(a)(1)(J) |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, dated June 24, 2009 |
|
(a)(1)(K) |
Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, dated June 24, 2009 |
|
(a)(2)-(a)(4) |
Not applicable |
|
(a)(5)(A) |
Letter to Shareholders from the President and Chief Executive Officer, dated May 26, 2009* |
|
(a)(5)(B) |
Press Release, dated May 26, 2009* |
|
(a)(5)(C) |
Letter to Shareholders from the President and Chief Executive Officer, dated June 24, 2009 |
|
(a)(5)(D) |
Press Release, dated June 24, 2009 |
|
(d)(1) |
Tucows Inc. 2006 Omnibus Equity Compensation Plan (incorporated by reference to Exhibit 10.3 filed with Tucows' annual report on Form 10-K for the year ended December 31, 2006, as filed with the SEC on March 29, 2007) |
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