SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
February 22, 2007
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U.S. GLOBAL INVESTORS, INC.
(Exact name of registrant as specified in its charter)
TEXAS 0-13928 74-1598370
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(State or Other Jurisdiction (Commission File Number) (I.R.S. Employer
of Incorporation) Identification No.)
7900 CALLAGHAN ROAD
SAN ANTONIO, TEXAS 78229
(Address of principal executive offices including Zip Code)
210-308-1234
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(Registrant's telephone number, including area code)
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(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of
the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
ITEM 8.01. OTHER EVENTS
On February 21, 2007, U.S. Global issued a press release announcing the
approval by its shareholders of certain amendments to U.S. Global's Third
Amended and Restated Articles of Incorporation. Further, the press release
announced that, as a result of the approval of the amendments, a two for one
stock split will be effectuated on March 29, 2007, to shareholders of record
as of March 19, 2007. U.S. Global further announced the adjournment of the
special meeting to February 22, 2007, at 3:00 P.M. to act on the second
proposal currently being considered by shareholders of the company. A copy of
the related press release is attached to this Current Report on Form 8-K as
Exhibit 99.1 and is incorporated herein by reference.
On February 22, 2007, U.S. Global issued a press release announcing the
approval by its shareholders of certain additional amendments to U.S. Global's
Third Amended and Restated Articles of Incorporation, which modify the
relative dividend and liquidation preference rights of the different classes
of common stock and permits conversion of Class C Common Stock to Class A
Common Stock and the payment of a $0.25 cash dividend resulting from the
approval of both proposals.
ITEM 9.01. EXHIBITS.
(d) Exhibits
Exhibit No. Description of Exhibit
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99.1 Press Release of U.S. Global Investors, Inc.
dated February 21, 2007, announcing the
approval of the proposal to split U.S.
Global's common stock and its adjournment of
the special meeting called for February 21,
2007, to February 22, 2007, to act on the
second proposal contained in its proxy
solicitation materials.
99.2 Press Release of U.S. Global Investors, Inc.
dated February 22, 2007, announcing the
approval of certain additional amendments to
U.S. Global's Third Amended and Restated
Articles of Incorporation and the payment of a
$0.25 cash dividend resulting from the
approval of both proposals.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
as amended, the registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
U.S. GLOBAL INVESTORS, INC.
(Registrant)
Dated: February 22, 2007 By: /s/ Catherine A. Rademacher
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Name: Catherine A. Rademacher
Title: Chief Financial Officer
EXHIBIT INDEX
Exhibit No. Description of Exhibit
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99.1 Press Release of U.S. Global Investors, Inc.
dated February 21, 2007 announcing the
approval of the proposal to split U.S.
Global's common stock and its adjournment of
the special meeting called for February 21,
2007 to February 22, 2007 to act on the second
proposal contained in its proxy solicitation
materials.
99.2 Press Release of U.S. Global Investors, Inc.
dated February 22, 2007 announcing the
approval of certain additional amendments to
U.S. Global's Third Amended and Restated
Articles of Incorporation and the payment of a
$0.25 cash dividend resulting from the
approval of both proposals.