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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (1) | (1) | (1) | Class A Common Stock | 151,318 | 151,318 | I | Held by Standish Delta Trust. (2) | |||||||
Class B Common Stock | (1) | 08/28/2009 | P | 104 | (1) | (1) | Class A Common Stock | 868,013 | $ 16.96 | 868,117 | I | Held by J. S. Standish Co. (3) | |||
Class B Common Stock | (1) | (1) | (1) | Class A Common Stock | 1,345,565 | 1,345,565 | I | Held by trust u/w Florence Standish. (4) | |||||||
Class B Common Stock | (1) | (1) | (1) | Class A Common Stock | 108,729 | 108,729 | I | Held by trust u/w J. C. Standish. (5) | |||||||
Class B Common Stock | (1) | (1) | (1) | Class A Common Stock | 120,000 | 120,000 | I | Held by Christine L. Standish Delta Trust. (6) | |||||||
Class B Common Stock | (1) | (1) | (1) | Class A Common Stock | 120,000 | 120,000 | I | Held by John C. Standish Delta Trust. (7) | |||||||
Class B Common Stock | (1) | (1) | (1) | Class A Common Stock | 10,700 | 10,700 | I | Held by Christine L. Standish Gift Trust. (8) | |||||||
Class B Common Stock | (1) | (1) | (1) | Class A Common Stock | 10,700 | 10,700 | I | Held by John C. Standish Gift Trust. (9) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STANDISH J SPENCER C/O ALBANY INTERNATIONAL CORP. P.O. BOX 1907 ALBANY, NY 12201-1907 |
Chairman Emeritus |
J. Spencer Standish | 09/14/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Convertible, on a share-for-share basis, into Class A Common Stock. |
(2) | Held by Standish Delta Trust. Undersigned has neither voting nor investment power and disclaims beneficial ownership. |
(3) | Held by J. S. Standish Co. Undersigned is President and a director, and has the power to elect and remove all of the directors, of J. S. Standish Co. |
(4) | Held by trust u/w Florence Standish. Undersigned has voting and investment power. |
(5) | Held by trust u/w J. C. Standish. Undersigned has voting and investment power. |
(6) | Held by Christine L. Standish Delta Trust. Undersigned has sole voting and investment power, and disclaims beneficial ownership, with respect to such shares. |
(7) | Held by John C. Standish Delta Trust. Undersigned has sole voting and investment power, and disclaims beneficial ownership, with respect to such shares. |
(8) | Held by Christine L. Standish Gift Trust. Undersigned has sole voting and investment power, and disclaims beneficial ownership, with respect to such shares. |
(9) | Held by the John C. Standish Gift Trust. Undersigned has sole voting and investment power, and disclaims beneficial ownership, with respect to such shares. |