UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 14A

 

Proxy Statement Pursuant to Section 14(a) of
the Securities Exchange Act of 1934 (Amendment No.     )

 

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Preliminary Proxy Statement

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Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

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Definitive Proxy Statement

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Soliciting Material under §240.14a-12

 

Piper Jaffray Companies

(Name of Registrant as Specified In Its Charter)

 

 

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*** Exercise Your Right to Vote *** Important Notice Regarding the Availability of Proxy Materials for the Shareholder Meeting to Be Held on May 17, 2019. PIPER JAFFRAY COMPANIES You are receiving this communication because you hold shares in the company named above. This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of 800 NICOLLET MALL SUITE 1000 MAIL STOP J12NSH MINNEAPOLIS, MN 55402 the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com or easily request a paper copy (see reverse side). We encourage you to access and review all of the important information contained in the proxy materials before voting. materials and voting instructions. E70591-See the reverse side of this notice to obtain proxy Meeting Information Meeting Type:Annual For holders as of:March 21, 2019 Date: May 17, 2019Time: 2:00 p.m., CDT Location:U.S. Bancorp Center 800 Nicollet Mall 12th Floor - The Huber Room Minneapolis, MN 55402

 

Before You Vote How to Access the Proxy Materials How To Vote Please Choose One of the Following Voting Methods E70592-Vote In Person: Many shareholder meetings have attendance requirements including, but not limited to, the possession of an attendance ticket issued by the entity holding the meeting. Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares. Vote By Internet: To vote now by Internet, go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow (located on the following page) available and follow the instructions. Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card. XXXX XXXX XXXX XXXX Proxy Materials Available to VIEW or RECEIVE: NOTICE AND PROXY STATEMENTANNUAL REPORT How to View Online: Have the information that is printed in the box marked by the arrow (located on the following page) and visit: www.proxyvote .com. How to Request and Receive a PAPER or E-MAIL Copy: If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request: 1) BY INTERNET:www.proxyvote.com 2) BY TELEPHONE: 1-800-579-1639 3) BY E-MAIL*:sendmaterial@proxyvote.com * If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow (located on the following page) in the subject line. Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the request as instructed above on or before May 3, 2019 to facilitate timely delivery. XXXX XXXX XXXX XXXX XXXX XXXX XXXX XXXX

 

The Board of Directors recommends you vote FOR the following proposals: 1.Election of Directors Nominees: 2. Ratification of the selection of Ernst & Young LLP as the independent auditor for the fiscal year ending December 31, 2019. 3. An advisory (non-binding) vote to approve the compensation of the officers disclosed in the enclosed proxy statement, or say-on-pay vote. 1a. Chad R. Abraham 1b. William R. Fitzgerald Note: Such other business as may properly come before the meeting or any adjournment thereof. 1c. B. Kristine Johnson 1d. Addison L. Piper 1e. Debbra L. Schoneman 1f. Thomas S. Schreier 1g. Sherry M. Smith 1h. Philip E. Soran 1i. Scott C. Taylor E70593-Voting Items

 

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