1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
|
Â
(1)
|
Â
(1)
|
Common Stock
|
722
|
$
(2)
|
D
|
Â
|
Restricted Stock Units
|
Â
(3)
|
Â
(3)
|
Common Stock
|
1,001
|
$
(2)
|
D
|
Â
|
Restricted Stock Units
|
Â
(4)
|
Â
(4)
|
Common Stock
|
747
|
$
(2)
|
D
|
Â
|
Restricted Stock Units
|
Â
(5)
|
Â
(5)
|
Common Stock
|
687
|
$
(2)
|
D
|
Â
|
Restricted Stock Units
|
Â
(6)
|
Â
(6)
|
Common Stock
|
266
|
$
(2)
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
05/11/2005 |
05/09/2014 |
Common Stock
|
7,005
|
$
84.4
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
05/10/2006 |
05/08/2015 |
Common Stock
|
6,198
|
$
76.8
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
05/09/2007 |
05/09/2016 |
Common Stock
|
6,069
|
$
87.35
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
05/08/2008 |
05/08/2017 |
Common Stock
|
2,612
|
$
84.78
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
(7)
|
05/13/2009 |
05/13/2018 |
Common Stock
|
2,888
|
$
77.18
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
(8)
|
02/09/2010 |
02/08/2019 |
Common Stock
|
4,004
|
$
54.11
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
(9)
|
02/09/2011 |
02/07/2020 |
Common Stock
|
3,362
|
$
78.72
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
(10)
|
02/08/2012 |
02/08/2021 |
Common Stock
|
3,092
|
$
89.47
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The restricted stock units will vest on 5/13/2011. |
(2) |
Each restricted stock unit represents a contingent right to receive one share of 3M common stock. |
(3) |
The restricted stock units will vest on 2/9/2012. |
(4) |
The restricted stock units will vest on 2/9/2013. |
(5) |
The restricted stock units will vest on 2/8/2014. |
(6) |
The restricted stock units will vest on 1/2/2014. |
(7) |
This option became exercisable in equal installments on each of the first three anniversaries of the grant date (5/13/2009) |
(8) |
This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009) |
(9) |
This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010). |
(10) |
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011). |