1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-qualified Stock Option (Right to Buy)
|
05/09/2007 |
05/09/2016 |
Common Stock
|
5,392
|
$
87.35
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
05/08/2008 |
05/08/2017 |
Common Stock
|
6,392
|
$
84.78
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
05/13/2009 |
05/13/2018 |
Common Stock
|
12,616
|
$
77.18
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
02/09/2010 |
02/08/2019 |
Common Stock
|
11,660
|
$
54.11
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
02/09/2011 |
02/07/2020 |
Common Stock
|
16,065
|
$
78.72
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
02/08/2012 |
02/08/2021 |
Common Stock
|
10,922
|
$
89.47
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
(2)
|
02/07/2013 |
02/07/2022 |
Common Stock
|
8,996
|
$
87.89
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
(3)
|
02/05/2014 |
02/03/2023 |
Common Stock
|
35,105
|
$
101.49
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
(4)
|
02/04/2015 |
02/02/2024 |
Common Stock
|
23,095
|
$
126.72
|
D
|
Â
|
Restricted Stock Units
|
Â
(5)
|
Â
(5)
|
Common Stock
|
4,630
|
$
0
(6)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. |
(2) |
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012). |
(3) |
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013). |
(4) |
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/4/2014). |
(5) |
The restricted stock units will vest 100% on 9-1-2015. |
(6) |
Each restricted stock unit represents a contingent right to receive one share of 3M common stock. |