Unassociated Document
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K/A
(Amendment
No. 1)
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported) November 22, 2010
Gladstone
Capital Corporation
(Exact
name of registrant as specified in its charter)
|
Maryland
(State
or other jurisdiction
of
incorporation)
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814-00237
(Commission
File
Number)
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54-2040781
(IRS
Employer
Identification
No.)
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| |
|
|
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1521
Westbranch Drive, Suite 200
McLean,
Virginia
(Address
of principal executive offices)
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22102
(Zip
Code)
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Registrant's
telephone number, including area code: (703) 287-5800
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
EXPLANATORY
NOTE
Gladstone
Capital Corporation is filing this amendment to its current report on Form 8-K,
which was originally filed with the Securities and Exchange Commission on
November 22, 2010, to update the press release to include the amount of “Other
Expenses” in the Condensed Consolidated Statement of Operations for the three
months ended September 30, 2010. In all other regards, the Form 8-K
is unchanged.
Item
2.02. Results of Operation and Financial Condition
On
November 22, 2010, Gladstone Capital Corporation issued a press release
announcing its financial results for the fourth quarter and fiscal year ended
September 30, 2010. The text of the press release is included as an exhibit to
this Form 8-K. Pursuant to the rules and regulations of the Securities and
Exchange Commission, such exhibit and the information set forth therein and
herein are deemed to be furnished and shall not be deemed to be
filed.
Item
9.01. Financial Statements and Exhibits
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(d)
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Exhibit
99.1 – Press release dated November 22,
2010.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Gladstone
Capital Corporation
(Registrant)
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November
23, 2010
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By: /s/ Gresford Gray
(Gresford
Gray, Chief Financial
Officer)
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