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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Tucker Thomas E. 26000 COMMERCENTRE DRIVE LAKE FOREST, CA 92630 |
X |
/s/ Peter J. Moerbeek, by Power of Attorney | 08/24/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares of Common Stock held by Tucker Family Trust U/A dated 12/21/1998, a revocable trust, of which Mr. Tucker is a trustee and benificiary. |
(2) | Shares of Common Stock held by SaraJen Capital, LLC., a California limited liability corporation, of which Mr. Tucker is a one-third member and is its sole manager with full dispositive power over these shares. |
(3) | This transaction date was mistakenly identified in the original filing of this Form 4 on 08/17/2009 as 08/14/2007. The purpose of this amendment to Form 4 is to correctly identify the date of transaction to be 08/14/2009. |
(4) | These shares beneficially owned by Mr. Tucker were mistakenly excluded from the original filing of this Form 4 on 08/17/2009. The purpose of this amendment to Form 4 is to correctly report the amount of securities benificially owned by Mr. Tucker, indirectly through SaraJen Capital, LLC. |