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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Stock Options(Right to acquire Common Stock) | $ 2.75 | Â | Â | Â | Â | Â | 11/15/1998 | 11/15/2007 | Common Stock | Â | 300,000 | Â | ||
Stock Options(Right to acquire Common Stock) | $ 7.6 | Â | Â | Â | Â | Â | 10/04/1999 | 10/04/2009 | Common Stock | Â | 345,000 | Â | ||
Pre-paid variable delivery forward contract (3) | $ 0 (1) | Â | Â | Â | Â | Â | 03/07/2005 | 03/07/2005 | Common Stock | Â | 250,000 | Â | ||
Stock Options(Right to acquire Common Stock) | $ 4.03 | Â | Â | Â | Â | Â | 08/15/2003 | 08/15/2012 | Common Stock | Â | 200,000 | Â | ||
Pre-paid variable delivery forward contract (3) | $ 0 (2) | Â | Â | Â | Â | Â | 05/22/2006 | 05/22/2006 | Common Stock | Â | 200,000 | Â | ||
Pre-paid variable delivery forward contract (3) | $ 0 | Â | Â | Â | Â | Â | 01/24/2007 | 01/24/2007 | Common Stock | Â | 250,000 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DING JAMES 4/F ZHONGDIAN INFORMATION TOWER 6 ZHONGGUANCUN S. ST., HAIDIAN DIST. BEIJING, F4 100086 |
 X |  |  |  |
James Ding | 02/04/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | See Note 3 on Mr. Ding's Form 4 for March, 2002 filed with the SEC on April 10, 2002. |
(2) | See Note 5 on Mr. Ding's Form 4 for May 22, 2003 filed with the SEC on May 27, 2003. |
(3) | Obligation to sell Common Stock. |
(4) | Shares disposed on January 9, 2004 were transfered to Nina Zhang pursuant to the terms of a divorce settlement with Mr. Ding. |
(5) | Shares disposed on February 20, 2004 were transfered to certain individuals pursuant to Mr. Ding's divorce settlement. |