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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 8.25 | 02/07/2004 | 02/07/2010 | Class A Common Stock | 5,998 | 5,998 | D | ||||||||
Stock Option (Right to Buy) | $ 18.32 | 03/06/2005 | 03/06/2011 | Class A Common Stock | 20,000 | 20,000 | D | ||||||||
Stock Option (Right to Buy) | $ 55 | 12/16/2005 | 12/16/2009 | Class A Common Stock | 100,000 | 100,000 | D | ||||||||
Stock Option (Right to Buy) | $ 26.32 | 01/25/2006 | 01/25/2012 | Class A Common Stock | 4,000 | 4,000 | D | ||||||||
Stock Option (Right to Buy) | $ 62.675 | 01/05/2007(4) | 01/05/2011 | Class A Common Stock | 100,000 | 100,000 | D | ||||||||
Stock Option (Right to Buy) | $ 13.54 | 07/23/2009(5) | 07/23/2013 | Class A Common Stock | 500,000 | 500,000 | D | ||||||||
Stock Option (Right to Acquire) | $ 0 | 02/07/2004 | 02/07/2010 | Class B Common Stock | 599 (6) | 599 | D | ||||||||
Stock Option (Right to Acquire) | $ 0 | 03/06/2005 | 03/06/2011 | Class B Common Stock | 2,000 (6) | 2,000 | D | ||||||||
Stock Option (Right to Acquire) | $ 0 | 01/25/2006 | 01/25/2012 | Class B Common Stock | 400 (6) | 400 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JAFFE JONATHAN M 700 NW 107TH AVENUE SUITE 400 MIAMI, FL 33172 |
Vice President/COO |
Mark Sustana as Attorney-in-fact for Jonathan Jaffe | 04/16/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares delivered to pay tax liability on vesting restricted stock pursuant to a 10b5-1 plan. |
(2) | 486,652 shares are held in a family trust. 15,000 shares are held through a financial intermediary. 2,464 shares are held through an ESOP trust and 25 shares are owned by Mr. Jaffe's son of which Mr. Jaffe disclaims beneficial ownership. |
(3) | 48,151 shares are held in a family trust. 1,500 shares are held through a financial intermediary and 249 shares are held through an ESOP trust. |
(4) | Stock Options granted become exercisable in four annual installments. 10% become exercisable on the first anniversary of the grant date and 30% of the stock options become exercisable on each of the next three anniversaries of the grant date. |
(5) | These stock options become exercisable in istallments of 25% on each of the first four anniversaries of the grant date. |
(6) | Represents shares of Class B Common Stock to be issued upon the exercise of certain options to purchase Class A Common Stock. |