1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class B Common Stock
(1)
|
Â
(1)
|
Â
(1)
|
Class A Common Stock
|
632,762
|
$
0
|
D
|
Â
|
Class B Common Stock
(1)
|
Â
(1)
|
Â
(1)
|
Class A Common Stock
|
3,416,823
|
$
0
|
I
|
By Mark Zuckerberg, Trustee of The Mark Zuckerberg 2008 Annuity Trust dated March 13, 2008
(2)
|
Class B Common Stock
(1)
|
Â
(1)
|
Â
(1)
|
Class A Common Stock
|
409,752,262
|
$
0
|
I
|
By Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006
(3)
|
Class B Common Stock
(1)
|
Â
(1)
|
Â
(1)
|
Class A Common Stock
|
3
|
$
0
|
I
|
By Mark Zuckerberg, Trustee of the Openess Trust, dated April 12, 2012
(4)
|
Stock option (right to buy Class B Common Stock)
(1)
|
Â
(5)
|
11/07/2015 |
Class B Common Stock
(1)
|
120,000,000
|
$
0.06
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Upon the closing of the issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, the Class B Common Stock will also become convertible into the issuer's Class A Common Stock on the same basis upon certain transfers of such shares. |
(2) |
Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg 2008 Annuity Trust dated March 13, 2008. |
(3) |
Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006. |
(4) |
Shares held of record by Mark Zuckerberg, Trustee of the Openess Trust, dated April 12, 2012. |
(5) |
Option was fully vested on November 1, 2010. |