1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(1)
|
05/03/2017 |
Common Stock
|
5,000
|
$
4.3
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(2)
|
07/23/2023 |
Common Stock
|
10,000
|
$
14.28
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
01/02/2014 |
Common Stock
|
150,000
|
$
6.08
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option is immediately exercisable as to both vested and unvested shares. The option was granted on May 3, 2007. 1/48th of the total number of shares of common stock subject to the option vested on January 1, 2007, and 1/48th of the total remaining number of shares of common stock subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. To the extent the reporting person exercises the option as to unvested shares, the reporting person will receive restricted shares that will vest in accordance with the vesting schedule for the option. |
(2) |
The option was granted on July 23, 2013. 25% of the total number of shares of common stock subject to the option vested on July 1, 2014, and 1/48th of the total remaining number of shares of common stock subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. |
(3) |
The option was granted on January 2, 2014. 1/48th of the total number of shares of common stock subject to the option vested on December 1, 2013, and 1/48th of the total remaining number of shares of common stock subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. |