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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G/A
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to
the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
Page 1 of 6
CUSIP No. | Ordinary Shares Not Applicable American Depositary Shares 29410P107 |
1. | Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities
only) SIEMENS AKTIENGESELLSCHAFT I.R.S. Identification No. not applicable |
|||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions): | |||||
(a) | o | |||||
(b) | o | |||||
3. | SEC Use Only | |||||
4. | Citizenship or Place of Organization Federal Republic of Germany | |||||
Number
of Shares Beneficially Owned by Each Reporting Person With: | ||||||
5. | Sole Voting Power | 0 | ||||
6. | Shared Voting Power | 0 | ||||
7. | Sole Dispositive Power | 0 | ||||
8. | Shared Dispositive Power | 0 | ||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | 0 | ||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | o | ||||
11. | Percent of Class Represented by Amount in Row (9) | 0% | ||||
12. | Type of Reporting Person (See Instructions) | CO | ||||
Page 2 of 6
Item 1. |
(a) | Name of Issuer | ||
EPCOS AG | |||
(b) | Address of Issuers Principal Executive Offices | ||
St.-Martin-Strasse 53 D-81669 Munich, Germany |
Item 2. |
(a) | Name of Person Filing | ||
SIEMENS AKTIENGESELLSCHAFT (Siemens AG) | |||
(b) | Address of Principal Business Office or, if none, Residence | ||
Wittelsbacherplatz 2 D-80333 Munich, Germany |
|||
(c) | Citizenship | ||
Federal Republic of Germany | |||
(d) | Title of Class of Securities | ||
Ordinary Shares, No Par Value, Notional Value 1 per share (the Shares) | |||
(e) | CUSIP Number | ||
Ordinary Shares Not Applicable American Depositary Shares, each representing the right to receive one Ordinary Share 29410P107 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |||
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |||
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |||
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||
(e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |||
(f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |||
(g) | o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |||
(h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||
(j) | o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Not Applicable. |
Page 3 of 6
Item 4. | Ownership |
(a) | Amount beneficially owned: 0 Shares | ||
On June 30, 1999, Siemens AG, Matsushita Electronic Components (Europe) GmbH, Matsushita Electronic Components Co., Ltd. and Matsushita Electric Industrial Co., Ltd. entered into a Shareholders Agreement relating to the voting, holding and disposition of Shares of EPCOS AG held by the parties (the Shareholders Agreement). At the time of the filing of the initial Schedule 13G, each of Siemens AG and Matsushita Electronic Components (Europe) GmbH directly owned 8,162,501 Shares of EPCOS AG. As reported in the initial Schedule 13G, the shares owned directly by each of |
Siemens AG and Matsushita Electronic Components (Europe) GmbH were subject to the Shareholders Agreement, and accordingly the Schedule 13G reported that each of Siemens AG, Matsushita Electronic Components (Europe) GmbH, and the parent companies of Matsushita Electronic Components (Europe) GmbH, Matsushita Electronic Components Co., Ltd. and Matsushita Electric Industrial Co., Ltd., beneficially owned 16,325,002 Shares of EPCOS AG. | |||
The Shareholders Agreement has since terminated according to its terms. Upon termination of the Shareholders Agreement, Siemens AG had beneficial ownership of the 8,162,501 Shares of EPCOS AG directly owned by it, and did not share beneficial ownership of any Shares with Matsushita Electronic Components (Europe) GmbH, Matsushita Electronic Components Co., Ltd., Matsushita Electric Industrial Co., Ltd. or any other person or entity. | |||
On March 24, 2006, Siemens AG entered into a sale and purchase agreement according to which it agreed to sell the 8,162,501 Shares held by it (the Transaction). The Transaction closed on March 29, 2006. As a result of the Transaction, Siemens AG no longer beneficially owns any Shares of EPCOS AG. | |||
(b) | Percent of class: 0% | ||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: 0 | ||
(ii) | Shared power to vote or to direct the vote: 0 | ||
(iii) | Sole power to dispose or to direct the disposition of: 0 | ||
(iv) | Shared power to dispose or to direct the disposition of: 0 | ||
Item 5. | Ownership of Five Percent or Less of a Class | |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ. | ||
As described in Item 4 above, Siemens AG sold the 8,162,501 Shares held by it, thus reducing its ownership of the Shares to 0%. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person | |
Not Applicable. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person | |
Not Applicable. |
Item 8. | Identification and Classification of Members of the Group | |
Not Applicable. |
Item 9. | Notice of Dissolution of Group | |
Not Applicable. |
Item 10. | Certification | |
Not Applicable. |
Page 4 of 6
April 10, 2006 SIEMENS AKTIENGESELLSCHAFT |
||||
By: | /s/ Lothar Wilisch | |||
Name: | Lothar Wilisch | |||
Title: | Head of Capital Markets | |||
|
||||
By: | /s/ Dr. Werner Schick | |||
Name: | Dr. Werner Schick | |||
Title: | Senior Counsel | |||
Page 5 of 6
Exhibit A | Schedule 13G, as of October 13, 1999, previously filed with the Securities and Exchange Commission on February 29, 2000 in paper format. This exhibit restates the text of the Schedule 13G in accordance with Rule 13d-2(e). |
Page 6 of 6
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ____)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to
the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
Page 1 of 9
CUSIP No. Ordinary Shares Not
applicable American Depositary Shares 29410P107 |
||||||
1. | Names of Reporting
Persons. Siemens Aktiengesellschaft I.R.S. Identification Nos. of above persons (entities only). |
|||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions): | |||||
(a) | þ | |||||
(b) | o | |||||
3. | SEC Use Only | |||||
4. | Citizenship or Place of Organization Federal Republic of Germany | |||||
Number
of Shares Beneficially Owned by Each Reporting Person With: | ||||||
5. | Sole Voting Power | 0 | ||||
6. | Shared Voting Power | 16,325,002 | ||||
7. | Sole Dispositive Power | 0 | ||||
8. | Shared Dispositive Power | 16,325,002 | ||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | 16,325,002 | ||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | Not applicable | ||||
11. | Percent of Class Represented by Amount in Row (9) | 25.0% | ||||
12. | Type of Reporting Person (See Instructions) | CO | ||||
Page 2 of 9
CUSIP No. Ordinary Shares
Not
applicable American Depositary Shares 29410P107 |
||||||
1. | Names of Reporting
Persons. Matsushita Electronic
Components (Europe) GmbH I.R.S. Identification Nos. of above persons (entities only). |
|||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions): | |||||
(a) | þ | |||||
(b) | o | |||||
3. | SEC Use Only | |||||
4. | Citizenship or Place of Organization Federal Republic of Germany | |||||
Number
of Shares Beneficially Owned by Each Reporting Person With: | ||||||
5. | Sole Voting Power | 0 | ||||
6. | Shared Voting Power | 16,325,002 | ||||
7. | Sole Dispositive Power | 0 | ||||
8. | Shared Dispositive Power | 16,325,002 | ||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | 16,325,002 | ||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | Not applicable. | ||||
11. | Percent of Class Represented by Amount in Row (9) | 25.0% | ||||
12. | Type of Reporting Person (See Instructions) | OO | ||||
Page 3 of 9
CUSIP No. Ordinary Shares
Not
applicable American Depositary Shares 29410P107 |
||||||
1. | Names of Reporting
Persons. Matsushita Electronic
Components Co., Ltd. I.R.S. Identification Nos. of above persons (entities only). |
|||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions): | |||||
(a) | þ | |||||
(b) | o | |||||
3. | SEC Use Only | |||||
4. | Citizenship or Place of Organization Japan | |||||
Number
of Shares Beneficially Owned by Each Reporting Person With: | ||||||
5. | Sole Voting Power | 0 | ||||
6. | Shared Voting Power | 16,325,002 | ||||
7. | Sole Dispositive Power | 0 | ||||
8. | Shared Dispositive Power | 16,325,002 | ||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person | 16,325,002 | ||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | Not applicable. | ||||
11. | Percent of Class Represented by Amount in Row (9) | 25.0% | ||||
12. | Type of Reporting Person (See Instructions) | CO | ||||
Page 4 of 9
CUSIP No. Ordinary Shares
Not
applicable American Depositary Shares 29410P107 |
||||||
1. | Names of Reporting
Persons. Matsushita Electric Industrial Co., Ltd. I.R.S. Identification Nos. of above persons (entities only). |
|||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions): | |||||
(a) | þ | |||||
(b) | o | |||||
3. | SEC Use Only | |||||
4. | Citizenship or Place of Organization Japan | |||||
Number
of Shares Beneficially Owned by Each Reporting Person With: | ||||||
5. | Sole Voting Power | 0 | ||||
6. | Shared Voting Power | 16,325,002 | ||||
7. | Sole Dispositive Power | 0 | ||||
8. | Shared Dispositive Power | 16,325,002 | ||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person. | 16,325,002 | ||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) | Not applicable. | ||||
11. | Percent of Class Represented by Amount in Row (9) | 25.0% | ||||
12. | Type of Reporting Person (See Instructions) | CO | ||||
Page 5 of 9
Item 1. |
||||
(a) | Name of Issuer | |||
EPCOS AG. | ||||
(b) | Address of Issuers Principal Executive Offices | |||
EPCOS AG St.-Martin-Strasse 53 D-81541 Munich, Federal Republic of Germany |
Item 2. |
||||
(a) | Name of Person Filing | |||
Siemens Aktiengesellschaft Matsushita Electronic Components (Europe) GmbH Matsushita Electronic Components Co., Ltd. Matsushita Electric Industrial Co., Ltd. |
||||
(b) | Address of Principal Business Office or, if none, Residence | |||
Siemens Aktiengesellschaft Wittelsbacherplatz 2 D-80333 Munich Federal Republic of Germany |
||||
Matsushita Electronic Components (Europe) GmbH Zeppelinstrasse 19 D-21337 Lüneburg Federal Republic of Germany |
||||
Matsushita Electronic Components Co., Ltd. 1006 Oaza Kadoma Kadoma Osaka 571-8506 Japan |
||||
Matsushita Electric Industrial Co., Ltd. 1006 Oaza Kadoma Kadoma Osaka 571-8501 Japan |
||||
(c) | Citizenship | |||
Siemens Aktiengesellschaft Federal Republic of Germany Matsushita Electronic Components (Europe) GmbH Federal Republic of Germany Matsushita Electronic Components Co., Ltd. Japan Matsushita Electric Industrial Co., Ltd. Japan |
||||
(d) | Title of Class of Securities | |||
Ordinary Shares, No Par Value, Notional Value 1 per share | ||||
(e) | CUSIP Number | |||
Ordinary Shares Not Applicable American Depositary Shares, each representing the right to receive one Ordinary Share 29410P107 |
Item 3.
|
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
Page 6 of 9
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | ||||
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | ||||
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | ||||
(e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | ||||
(f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | ||||
(g) | o | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | ||||
(h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||||
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||||
(j) | o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). | ||||
Not applicable. |
Item 4.
|
Ownership |
(a) | Amount beneficially owned: 16,325,002 | |||
(b) | Percent of class: 25.0% | |||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: 0 | |||||
(ii) | Shared power to vote or to direct the vote: 16,325,002 | |||||
(iii) | Sole power to dispose or to direct the disposition of: 0 | |||||
(iv) | Shared power to dispose or to direct the disposition of: 16,325,002 |
Item 5.
|
Ownership of Five Percent or Less of a Class | |
Not applicable. |
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person | |
Matsushita Electronic Components (Europe) GmbH, the direct owner of 8,162,501
Ordinary Shares of EPCOS AG, is jointly owned by Matsushita Electronic
Components Co., Ltd. and Matsushita Electric Industrial Co., Ltd. |
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company | |
See attached Exhibit B. |
Item 8.
|
Identification and Classification of Members of the Group | |
See attached Exhibit B. |
Item 9.
|
Notice of Dissolution of Group | |
Not applicable. |
Item 10.
|
Certification | |
Not applicable. |
Page 7 of 9
February 29, 2000 SIEMENS AKTIENGESELLSCHAFT |
||||
/s/ ppa. HARTWIG /s/ ppa. KÖHL | ||||
Name: | Hartwig Köhl | |||
Title: | (Prokurist) (Prokurist) | |||
MATSUSHITA ELECTRONIC COMPONENTS
(EUROPE) GmbH |
||||
/s/ DR. KLAUS MARINUS HOENIG | ||||
Name: | Dr. Klaus Marinus Hoenig | |||
Title: | (Proxy) | |||
MATSUSHITA ELECTRONIC COMPONENTS CO., LTD. |
||||
/s/ DR. KLAUS MARINUS HOENIG | ||||
Name: | Dr. Klaus Marinus Hoenig | |||
Title: | (Proxy) | |||
MATSUSHITA ELECTRIC INDUSTRIAL CO.,
LTD. |
||||
/s/ DR. KLAUS MARINUS HOENIG | ||||
Name: | Dr. Klaus Marinus Hoenig | |||
Title: | (Proxy) | |||
Page 8 of 9
| Joint Filing Agreement | ||
| Powers of Attorney from each of Matsushita Electronic Components (Europe) GmbH, Matsushita Electronic Components Co., Ltd. and Matsushita Electric Industrial Co., Ltd. |
| Members of the Group |
Page 9 of 9