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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit (3-04) | $ 0 (2) | 03/03/2006 | M | 309 (3) | (2) | (2) | Common Stock | 309 (3) | $ 0 | 620 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Parran Richard B JR 13625 TECHNOLOGY DRIVE MINNEAPOLIS, MN 55344 |
VP & PRES PROFESS SERV BU |
RICHARD B PARRAN, JR. | 04/18/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On the initial filing, on Table II, the net balance after taxes was reported rather than the gross amount of securities disposed of with respect to the vesting of Restricted Stock Units. The amount of securities acquired pursuant to a release of Restricted Stock on Table I has been corrected to reflect the total amount of shares acquired from the transaction. |
(2) | Represents vesting of one-third of a grant of Restricted Stock Units issued on 3/3/04 under the ADC Telecommunications, Inc. Global Stock Incentive Plan. The remaining unvested units are subject to forfeiture and will vest one-half per year beginning on 3/3/07. Vested units are settled, one-for-one, in shares of common stock. |
(3) | On the initial filing, the net balance after taxes was reported rather than the gross amount of derivative securities disposed. The Restricted Stock Units have been corrected to reflect the total amount vested under the ADC Telecommunications, Inc. Global Stock Incentive Plan. |