giga_8k-082212.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):  August 22, 2012
 
GIGA-TRONICS INCORPORATED
(Exact name of registrant as specified in its charter)
 
         
California
  
0-12719
  
94-2656341
(State or other jurisdiction of incorporation)
  
Commission File No.
  
(IRS Employer Identification Number)
 
 
 
 
4650 Norris Canyon Road, San Ramon, CA  94583
  
 
(Address of principal executive offices, including zip code)
  
     
 
(925) 328-4650
  
 
(Registrant’s telephone number, including area code)
  

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
[ ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[ ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[ ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[ ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
Item 5.07 Submission of Matters to a Vote of Security Holders.

On August 22, 2012, Giga-tronics Incorporated (the “Company”) held its annual meeting of shareholders.  There were issued and outstanding on July 17, 2012, the record date, 5,029,747 shares of Common Stock eligible to vote.

There were present at said meeting in person or by proxy, shareholders of the Corporation who were the holders of 4,445,309 (88.38%) shares of Common Stock entitled to vote thereat constituting a quorum.

All proposals passed, with the votes listed below.

1.
Elect seven directors to the Company’s Board of Directors for the ensuing year:

Election of Directors
Votes For
Votes Withheld
Gordon L. Almquist
1,502,221
318,947
James A. Cole
1,474,788
346,380
Garrett A. Garrettson
1,463,852
357,316
Kenneth A. Harvey
1,487,119
334,049
Lutz P Henckels
1,127,740
693,428
John C. Regazzi
1,500,555
320,613
William J. Thompson
1,472,297
348,871

The foregoing proposal passed; all nominees have been elected as Directors for the ensuing year.

2.
Approve an amendment to the 2005 Equity Incentive Plan (the “Plan”) increasing the number of shares of common stock available for grant by 500,000 shares.

Votes For
Against
Abstain
1,123,664
694,127
3,377

The foregoing proposal has been approved.

3.
Ratify the appointment of Crowe Horwath, LLP as independent certified public accountants for the fiscal year ending March 30, 2013:

Votes For
Against
Abstain
4,260,881
124,895
59,533

The foregoing proposal has been approved.


4.
In fiscal year 2012 Giga-tronics issued 9,997 shares of Series B convertible preferred stock at no par value to Alara Capital AVI II, LLC.  These shares have voting rights at an equivalent of 999,700 shares of common stock.  Alara voted the shares in favor of electing all seven nominees to the Board of Directors.  In addition Alara voted to approve the proposal to amend the 2005 Equity Incentive Plan; and, to ratify the appointment of Crowe Horwath, LLP as independent certified public accountants for the fiscal year ending March 30, 2013.


No other matters were presented for approval.
 
 
 
 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
GIGA-TRONICS INCORPORATED
  
Date:  August 23, 2012      
 
By:
/s/ Frank D Romejko  
   
Frank D. Romejko
  
   
Vice President, Finance, Chief Financial Officer  (Acting)