Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
form8kcaoappointmentf_image1.jpg
FORM 8-K
Current Report

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):   February 13, 2019

CATERPILLAR INC. 
(Exact name of registrant as specified in its charter)

Delaware 
(State or other jurisdiction of incorporation)

1-768 
(Commission File Number)

37-0602744 
(IRS Employer Identification No.)

510 Lake Cook Road, Suite 100, Deerfield, Illinois 
(Address of principal executive offices)

60015  
(Zip Code)

Registrant’s telephone number, including area code: (224) 551-4000

   Former name or former address, if changed since last report:  N/A

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: 
 
o
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
 
 
 
o
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
 
 
 
o
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
 
 
 
o
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company    o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o





Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.  

On February 13, 2019, the Board of Directors of Caterpillar Inc. (the “Company”) appointed G. Michael Marvel, age 57, as Chief Accounting Officer. Mr. Marvel’s appointment is effective March 1, 2019 and follows the previously announced retirement of Jananne A. Copeland as the Company’s Chief Accounting Officer.
Mr. Marvel has served as the Company’s Director of Financial Reporting since August 2018 and between August 2013 and July 2018 served as Chief Financial Officer of a wholly owned subsidiary of the Company.







SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
CATERPILLAR INC.
 
 
 
 
February 15, 2019
By:
/s/ Suzette M. Long
 
 
Suzette M. Long
General Counsel & Corporate Secretary