UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21455
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Guggenheim Enhanced Equity Strategy Fund
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(Exact name of registrant as specified in charter)
2455 Corporate West Drive
Lisle, IL 60532
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(Address of principal executive offices) (Zip code)
Kevin M. Robinson
2455 Corporate West Drive
Lisle, IL 60532
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(Name and address of agent for service)
Registrant's telephone number, including area code: (630) 505-3700
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Date of fiscal year end: October 31
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Date of reporting period: July 1, 2010 - June 30, 2011
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (ss.ss.
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE,
Washington, DC 20549-1090. The OMB has reviewed this collection of information
under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21455
Reporting Period: 07/01/2010 - 06/30/2011
Guggenheim Enhanced Equity Strategy Fund
======================= GUGGENHEIM ENHANCED EQUITY STRATEGY FUND ========================
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Linda G. Alvarado Management For For For
2 Elect Director George W. Buckley Management For For For
3 Elect Director Vance D. Coffman Management For For For
4 Elect Director Michael L. Eskew Management For For For
5 Elect Director W. James Farrell Management For For For
6 Elect Director Herbert L. Henkel Management For For For
7 Elect Director Edward M. Liddy Management For For For
8 Elect Director Robert S. Morrison Management For For For
9 Elect Director Aulana L. Peters Management For For For
10 Elect Director Robert J. Ulrich Management For For For
11 Ratify Auditors Management For For For
12 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
14 Report on Political Contributions Shareholder Against For Against
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ABB Ltd.
Ticker Security ID: Meeting Date Meeting Status
ABBN CUSIP 000375204 04/29/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Financial Statements and N/A N/A N/A N/A
Statutory Reports (Non-Voting)
2.1 Accept Financial Statements and Management For For For
Statutory Reports
2.2 Approve Remuneration Report Management For For For
3 Approve Discharge of Board and Management For For For
Senior Management
4 Approve Allocation of Income and Management For For For
Dividends of CHF 0.60 per Share
from Capital Contribution Reserves
5 Approve Creation of CHF 73.3 Million Management For Against Against
Pool of Conditional Capital without
Preemptive Rights for Employee
Stock Participation Plan
6 Approve Creation of CHF 206 Million Management For For For
Pool of Capital without Preemptive
Rights
7.1.1 Reelect Roger Agnelli as Director Management For For For
7.1.2 Reelect Louis Hughes as Director Management For For For
7.1.3 Reelect Hans Maerki as Director Management For For For
7.1.4 Reelect Michel de Rosen as Director Management For For For
7.1.5 Reelect Michael Treschow as Director Management For For For
7.1.6 Reelect Jacob Wallenberg as Director Management For For For
7.1.7 Reelect Hubertus von Gruenberg as Management For For For
Director
7.2 Elect Ying Yeh as Director Management For For For
8 Ratify Ernst & Young AG as Auditors Management For For For
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Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Robert J. Alpern Management For For For
1.2 Elect Director Roxanne S. Austin Management For For For
1.3 Elect Director W. James Farrell Management For For For
1.4 Elect Director H. Laurance Fuller Management For For For
1.5 Elect Director Edward M. Liddy Management For For For
1.6 Elect Director Phebe N. Novakovic Management For For For
1.7 Elect Director William A. Osborn Management For For For
1.8 Elect Director Samuel C. Scott III Management For For For
1.9 Elect Director Glenn F. Tilton Management For For For
1.10 Elect Director Miles D. White Management For For For
2 Ratify Auditors Management For For For
3 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
5 Adopt Policy on Pharmaceutical Price Shareholder Against Against For
Restraint
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Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Elizabeth E. Bailey Management For For For
2 Elect Director Gerald L. Baliles Management For For For
3 Elect Director John T. Casteen III Management For For For
4 Elect Director Dinyar S. Devitre Management For For For
5 Elect Director Thomas F. Farrell II Management For For For
6 Elect Director Thomas W. Jones Management For For For
7 Elect Director George Munoz Management For For For
8 Elect Director Nabil Y. Sakkab Management For For For
9 Elect Director Michael E. Szymanczyk Management For For For
10 Ratify Auditors Management For For For
11 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
12 Advisory Vote on Say on Pay Frequency N/A N/A 1 Year N/A
13 Cease Production of Flavored Tobacco Shareholder Against Against For
Products
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Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/04/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director George W. Buckley Management For For For
2 Elect Director Mollie Hale Carter Management For For For
3 Elect Director Pierre Dufour Management For For For
4 Elect Director Donald E. Felsinger Management For For For
5 Elect Director Victoria F. Haynes Management For For For
6 Elect Director Antonio Maciel Neto Management For For For
7 Elect Director Patrick J. Moore Management For For For
8 Elect Director Thomas F. O'Neill Management For For For
9 Elect Director Kelvin R. Westbrook Management For For For
10 Elect Director Patricia A. Woertz Management For For For
11 Ratify Auditors Management For For For
12 Adopt Policy to Prohibit Political Shareholder Against Against For
Spending
13 Report on Political Contributions Shareholder Against For Against
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AstraZeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CUSIP 046353108 04/28/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Management For For For
Statutory Reports
2 Confirm First Interim Dividend; Management For For For
Confirm as Final Dividend the
Second Interim Dividend
3 Reappoint KPMG Audit plc as Auditors Management For For For
4 Authorise Board to Fix Remuneration Management For For For
of Auditors
5(a) Re-elect Louis Schweitzer as Director Management For For For
5(b) Re-elect David Brennan as Director Management For For For
5(c) Re-elect Simon Lowth as Director Management For For For
5(d) Elect Bruce Burlington as Director Management For For For
5(e) Re-elect Jean-Philippe Courtois as Management For For For
Director
5(f) Re-elect Michele Hooper as Director Management For For For
5(g) Re-elect Rudy Markham as Director Management For For For
5(h) Re-elect Nancy Rothwell as Director Management For For For
5(i) Elect Shriti Vadera as Director Management For For For
5(j) Re-elect John Varley as Director Management For For For
5(k) Re-elect Marcus Wallenberg as Management For For For
Director
6 Approve Remuneration Report Management For For For
7 Authorise EU Political Donations and Management For For For
Expenditure
8 Authorise Issue of Equity with Management For For For
Pre-emptive Rights
9 Authorise Issue of Equity without Management For For For
Pre-emptive Rights
10 Authorise Market Purchase Management For For For
11 Authorise the Company to Call EGM Management For For For
with Two Weeks' Notice
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Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/09/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Gregory D. Brenneman Management For For For
1.2 Elect Director Leslie A. Brun Management For For For
1.3 Elect Director Gary C. Butler Management For For For
1.4 Elect Director Leon G. Cooperman Management For For For
1.5 Elect Director Eric C. Fast Management For For For
1.6 Elect Director Linda R. Gooden Management For For For
1.7 Elect Director R. Glenn Hubbard Management For For For
1.8 Elect Director John P. Jones Management For For For
1.9 Elect Director Sharon T. Rowlands Management For For For
1.10 Elect Director Enrique T. Salem Management For For For
1.11 Elect Director Gregory L. Summe Management For For For
2 Amend Qualified Employee Stock Management For For For
Purchase Plan
3 Ratify Auditors Management For For For
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Avery Dennison Corporation
Ticker Security ID: Meeting Date Meeting Status
AVY CUSIP 053611109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Peter K. Barker Management For For For
2 Elect Director Ken C. Hicks Management For For For
3 Elect Director Debra L. Reed Management For For For
4 Ratify Auditors Management For For For
5 Declassify the Board of Directors Management For For For
6 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Management 2 Years 1 Year Against
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Avon Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVP CUSIP 054303102 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director W. Don Cornwell Management For For For
1.2 Elect Director Lawrence A. Weinbach Management For For For
1.3 Elect Director V. Ann Hailey Management For For For
1.4 Elect Director Fred Hassan Management For For For
1.5 Elect Director Andrea Jung Management For For For
1.6 Elect Director Maria Elena Lagomasino Management For For For
1.7 Elect Director Ann S. Moore Management For For For
1.8 Elect Director Paul S. Pressler Management For For For
1.9 Elect Director Gary M. Rodkin Management For For For
1.10 Elect Director Paula Stern Management For For For
2 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
4 Ratify Auditors Management For For For
5 Reduce Supermajority Vote Requirement Management For For For
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Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Wayne T. Hockmeyer Management For For For
2 Elect Director Robert L. Parkinson, Management For For For
Jr.
3 Elect Director Thomas T. Stallkamp Management For For For
4 Elect Director Albert P.L. Stroucken Management For For For
5 Ratify Auditors Management For For For
6 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
8 Approve Qualified Employee Stock Management For For For
Purchase Plan
9 Approve Omnibus Stock Plan Management For For For
10 Amend Certificate of Incorporation Management For For For
to Declassify the Board and Reduce
Supermajority Voting Requirement
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Becton, Dickinson and Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Basil L. Anderson Management For For For
1.2 Elect Director Henry P. Becton, Jr. Management For For For
1.3 Elect Director Edward F. Degraan Management For For For
1.4 Elect Director C.M. Fraser-Liggett Management For For For
1.5 Elect Director Christopher Jones Management For For For
1.6 Elect Director Marshall O. Larsen Management For For For
1.7 Elect Director Edward J. Ludwig Management For For For
1.8 Elect Director Adel A.F. Mahmoud Management For For For
1.9 Elect Director Gary A. Mecklenburg Management For For For
1.10 Elect Director Cathy E. Minehan Management For Withhold Against
1.11 Elect Director James F. Orr Management For For For
1.12 Elect Director Willard J. Overlock, Management For For For
Jr
1.13 Elect Director Bertram L. Scott Management For For For
1.14 Elect Director Alfred Sommer Management For For For
2 Ratify Auditors Management For For For
3 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency N/A N/A 1 Year N/A
5 Amend Articles/Bylaws/Charter -- Shareholder Against For Against
Call Special Meetings
6 Provide for Cumulative Voting Shareholder Against For Against
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Bemis Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
BMS CUSIP 081437105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Edward N. Perry Management For For For
1.2 Elect Director William J. Scholle Management For For For
1.3 Elect Director Timothy M. Manganello Management For For For
1.4 Elect Director Philip G. Weaver Management For For For
1.5 Elect Director Henry J. Theisen Management For For For
2 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Shareholder 3 Years 1 Year Against
4 Ratify Auditors Management For For For
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Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director L. Andreotti Management For For For
2 Elect Director L.B. Campbell Management For For For
3 Elect Director J.M. Cornelius Management For For For
4 Elect Director L.J. Freeh Management For For For
5 Elect Director L.H. Glimcher Management For For For
6 Elect Director M. Grobstein Management For For For
7 Elect Director L. Johansson Management For For For
8 Elect Director A.J. Lacy Management For For For
9 Elect Director V.L. Sato Management For For For
10 Elect Director E. Sigal Management For For For
11 Elect Director T.D. West, Jr. Management For For For
12 Elect Director R.S. Williams Management For For For
13 Ratify Auditors Management For For For
14 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
16 Increase Disclosure of Executive Shareholder Against Against For
Compensation
17 Provide Right to Act by Written Shareholder Against For Against
Consent
18 Adopt Policy to Restrain Shareholder Against Against For
Pharmaceutical Price Increases
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Broadridge Financial Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
BR CUSIP 11133T103 11/17/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Leslie A. Brun Management For For For
2 Elect Director Richard J. Daly Management For For For
3 Elect Director Robert N. Duelks Management For For For
4 Elect Director Richard J. Haviland Management For For For
5 Elect Director Sandra S. Jaffee Management For For For
6 Elect Director Alexandra Lebenthal Management For For For
7 Elect Director Stuart R. Levine Management For For For
8 Elect Director Thomas J. Perna Management For For For
9 Elect Director Alan J. Weber Management For For For
10 Elect Director Arthur F. Weinbach Management For For For
11 Ratify Auditors Management For For For
12 Amend Omnibus Stock Plan Management For For For
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Campbell Soup Company
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP 134429109 11/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Edmund M. Carpenter Management For For For
1.2 Elect Director Paul R. Charron Management For For For
1.3 Elect Director Douglas R. Conant Management For For For
1.4 Elect Director Bennett Dorrance Management For For For
1.5 Elect Director Harvey Golub Management For For For
1.6 Elect Director Lawrence C. Karlson Management For For For
1.7 Elect Director Randall W. Larrimore Management For For For
1.8 Elect Director Mary Alice D. Malone Management For For For
1.9 Elect Director Sara Mathew Management For For For
1.10 Elect Director Denise M. Morrison Management For For For
1.11 Elect Director William D. Perez Management For For For
1.12 Elect Director Charles R. Perrin Management For For For
1.13 Elect Director A. Barry Rand Management For For For
1.14 Elect Director Nick Shreiber Management For For For
1.15 Elect Director Archbold D. Van Beuren Management For For For
1.16 Elect Director Les C. Vinney Management For For For
1.17 Elect Director Charlotte C. Weber Management For For For
2 Ratify Auditors Management For For For
3 Amend Omnibus Stock Plan Management For For For
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Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director L.F. Deily Management For For For
2 Elect Director R.E. Denham Management For For For
3 Elect Director R.J. Eaton Management For For For
4 Elect Director C. Hagel Management For For For
5 Elect Director E. Hernandez Management For For For
6 Elect Director G.L. Kirkland Management For For For
7 Elect Director D.B. Rice Management For For For
8 Elect Director K.W. Sharer Management For For For
9 Elect Director C.R. Shoemate Management For For For
10 Elect Director J.G. Stumpf Management For For For
11 Elect Director R.D. Sugar Management For For For
12 Elect Director C. Ware Management For For For
13 Elect Director J.S. Watson Management For For For
14 Ratify Auditors Management For For For
15 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
17 Request Director Nominee with Shareholder Against For Against
Environmental Qualifications
18 Amend Bylaws to Establish a Board Shareholder Against Against For
Committee on Human Rights
19 Include Sustainability as a Shareholder Against Against For
Performance Measure for Senior
Executive Compensation
20 Adopt Guidelines for Country Shareholder Against For Against
Selection
21 Report on Financial Risks of Climate Shareholder Against Against For
Change
22 Report on Environmental Impacts of Shareholder Against For Against
Natural Gas Fracturing
23 Report on Offshore Oil Wells and Shareholder Against Against For
Spill Mitigation Measures
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Chunghwa Telecom Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2412 CUSIP 17133Q502 06/24/2011 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve 2010 Business Operations Management For For For
Report and Financial Statements
2 Approve 2010 Allocation of Income Management For For For
and Dividends
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Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John T. Cahill Management For For For
2 Elect Director Ian Cook Management For For For
3 Elect Director Helene D. Gayle Management For For For
4 Elect Director Ellen M. Hancock Management For For For
5 Elect Director Joseph Jimenez Management For For For
6 Elect Director Richard J. Kogan Management For For For
7 Elect Director Delano E. Lewis Management For For For
8 Elect Director J. Pedro Reinhard Management For For For
9 Elect Director Stephen I. Sadove Management For For For
10 Ratify Auditors Management For For For
11 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
12 Advisory Vote on Say on Pay Frequency Management 2 Years 1 Year Against
13 Amend Articles/Bylaws/Charter -- Shareholder Against For Against
Call Special Meetings
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Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Ticker Security ID: Meeting Date Meeting Status
SBSP3 CUSIP 20441A102 04/28/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Accept Financial Statements and Management For For For
Statutory Reports for Fiscal Year
Ended Dec. 31, 2010
1.2 Amend Articles Management For For For
2 Approve Allocation of Income and Management For For For
Dividends
3 Designate Newspapers to Publish Management For For For
Company Announcements
4 Elect Directors/Fiscal Council Management For Against Against
Members and Approve Their
Remuneration
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Compass Minerals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMP CUSIP 20451N101 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Bradley J. Bell Management For For For
1.2 Elect Director Richard S. Grant Management For For For
2 Ratify Auditors Management For For For
3 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency N/A N/A 1 Year N/A
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ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Richard L. Armitage Management For For For
2 Elect Director Richard H. Auchinleck Management For For For
3 Elect Director James E. Copeland, Jr. Management For For For
4 Elect Director Kenneth M. Duberstein Management For For For
5 Elect Director Ruth R. Harkin Management For For For
6 Elect Director Harold W. McGraw III Management For For For
7 Elect Director James J. Mulva Management For For For
8 Elect Director Robert A. Niblock Management For For For
9 Elect Director Harald J. Norvik Management For For For
10 Elect Director William K. Reilly Management For For For
11 Elect Director Victoria J. Tschinkel Management For For For
12 Elect Director Kathryn C. Turner Management For For For
13 Elect Director William E. Wade, Jr. Management For For For
14 Ratify Auditors Management For For For
15 Advisory Vote to Ratify Named Management For Against Against
Executive Officers' Compensation
16 Advisory Vote on Say on Pay Frequency N/A N/A 1 Year N/A
17 Approve Omnibus Stock Plan Management For For For
18 Amend EEO Policy to Prohibit Shareholder Against For Against
Discrimination based on Gender
Identity
19 Report on Political Contributions Shareholder Against For Against
20 Report on Lobbying Expenses Shareholder Against For Against
21 Report on Accident Risk Reduction Shareholder Against Against For
Efforts
22 Adopt Policy to Address Coastal Shareholder Against Against For
Louisiana Environmental Impacts
23 Adopt Quantitative GHG Goals for Sharehodler Against For Against
Products and Operations
24 Report on Financial Risks of Climate Shareholder Against Against For
Change
25 Report on Environmental Impact of Shareholder Against For Against
Oil Sands Operations in Canada
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Cooper Industries plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24140108 05/02/2011 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Linda A. Hill as Director Management For For For
2 Elect James J. Postl as Director Management For For For
3 Elect Mark S. Thompson as Director Management For For For
4 Accept Financial Statements and Management For For For
Statutory Reports
5 Approve Ernst & Young as Auditors Management For For For
and Authorize the Audit Committee
to Fix Their Remuneration
6 Approve Omnibus Stock Plan NManagement For For For
7 Advisory Vote to Ratify Named Management For Against Against
Executive Officers' Compensation
8 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
9 Authorize Share Repurchase by any Management For For For
Subsidiary of the Company
10 Authorize the Reissue Price Range of Management For For For
Treasury Shares
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CRH plc
Ticker Security ID: Meeting Date Meeting Status
CRG CUSIP 12626K203 05/04/2011 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Management For For For
Statutory Reports
2 Approve Final Dividends Management For For For
3 Approve Remuneration Report Management For For For
4(a) Reelect Maeve Carton as a Director Management For For For
4(b) Reelect Bill Egan as a Director Management For For For
4(c) Reelect Utz-Hellmuth Felcht as a Management For For For
Director
4(d) Reelect Nicky Hartery as a Director Management For For For
4(e) Reelect Jan de Jong as a Director Management For For For
4(f) Reelect John Kennedy as a Director Management For For For
4(g) Reelect Myles Lee as a Director Management For For For
4(h) Reelect Albert Manifold as a Director Management For For For
4(i) Reelect Kieran McGowan as a Director Management For For For
4(j) Reelect Dan O'Connor as a Director Management For For For
4(k) Reelect Liam O'Mahony as a Director Management For For For
4(l) Reelect Mark Towe as a Director Management For For For
5 Authorize Board to Fix Remuneration Management For For For
of Auditors
6 Authorize Issuance of Equity or Management For For For
Equity-Linked Securities without
Preemptive Rights
7 Authorize Share Repurchase Program Management For For For
8 Authorize Reissuance of Repurchased Management For For For
Shares
9 Authorise the Company to Call EGM Management For For For
with Two Weeks' Notice
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Darden Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRI CUSIP 237194105 09/14/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Leonard L. Berry Management For For For
1.2 Elect Director Odie C. Donald Management For For For
1.3 Elect Director Christopher J. Management For For For
Fraleigh
1.4 Elect Director Victoria D. Harker Management For For For
1.5 Elect Director David H. Hughes Management For For For
1.6 Elect Director Charles A. Ledsinger Management For For For
Jr
1.7 Elect Director William M. Lewis, Jr. Management For For For
1.8 Elect Director Senator Connie Mack, Management For For For
III
1.9 Elect Director Andrew H. Madsen Management For For For
1.10 Elect Director Clarence Otis, Jr. Management For For For
1.11 Elect Director Michael D. Rose Management For For For
1.12 Elect Director Maria A. Sastre Management For For For
2 Amend Omnibus Stock Plan Management For For For
3 Ratify Auditors Management For For For
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Diageo plc
Ticker Security ID: Meeting Date Meeting Status
DGE CUSIP 25243Q205 10/14/2010 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Management For For For
Statutory Reports
2 Approve Remuneration Report Management For For For
3 Approve Final Dividend Management For For For
4 Re-elect Peggy Bruzelius as Director Management For For For
5 Re-elect Laurence Danon as Director Management For For For
6 Re-elect Betsy Holden as Director Management For For For
7 Re-elect Lord (Clive) Hollick of Management For For For
Notting Hill as Director
8 Re-elect Franz Humer as Director Management For For For
9 Re-elect Philip Scott as Director Management For For For
10 Re-elect Todd Stitzer as Director Management For For For
11 Re-elect Paul Walker as Director Management For For For
12 Re-elect Paul Walsh as Director Management For For For
13 Elect Lord (Mervyn) Davies of Management For For For
Abersoch as
Director
14 Elect Deirdre Mahlan as Director Management For For For
15 Reappoint KPMG Audit plc as Auditors Management For For For
16 Authorise Board to Fix Remuneration Management For For For
of Auditors
17 Authorise Issue of Equity with Management For For For
Pre-emptive Rights
18 Authorise Issue of Equity without Management For For For
Pre-emptive Rights
19 Authorise Market Purchase Management For For For
20 Authorise EU Political Donations and Management For For For
Expenditure
21 Amend Diageo 2001 Share Incentive Management For For For
Plan
22 Approve Diageo 2010 Sharesave Plan Management For For For
23 Authorise the Company to Establish Management For For For
International Share Plans
24 Authorise the Company to Call EGM Management For For For
with Two Weeks' Notice
------------------------------------------------------------------------------------------------------
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/05/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director D.H. Benson Management For For For
2 Elect Director R.W. Cremin Management For For For
3 Elect Director J-P.M. Ergas Management For For For
4 Elect Director P.T. Francis Management For For For
5 Elect Director K.C. Graham Management For For For
6 Elect Director R.A. Livingston Management For For For
7 Elect Director R.K. Lochridge Management For For For
8 Elect Director B.G. Rethore Management For For For
9 Elect Director M.B. Stubbs Management For For For
10 Elect Director S.M. Todd Management For For For
11 Elect Director S.K. Wagner Management For For For
12 Elect Director M.A. Winston Management For For For
13 Ratify Auditors Management For For For
14 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Managment 1 Year 1 Year For
------------------------------------------------------------------------------------------------------
DPL Inc.
Ticker Security ID: Meeting Date Meeting Status
DPL CUSIP 233293109 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Paul M. Barbas Management For For For
1.2 Elect Director Barbara S. Graham Management For For For
1.3 Elect Director Glenn E. Harder Management For For For
2 Reduce Supermajority Vote Requirement Management For For For
3 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
5 Amend Omnibus Stock Plan Management For For For
6 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
E. I. du Pont de Nemours and Company
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Richard H. Brown Management For For For
2 Elect Director Robert A. Brown Management For For For
3 Elect Director Bertrand P. Collomb Management For For For
4 Elect Director Curtis J. Crawford Management For For For
5 Elect Director Alexander M. Cutler Management For For For
6 Elect Director Eleuthere I. du Pont Management For For For
7 Elect Director Marillyn A. Hewson Management For For For
8 Elect Director Lois D. Juliber Management For For For
9 Elect Director Ellen J. Kullman Management For For For
10 Elect Director William K. Reilly Management For For For
11 Ratify Auditors Management For For For
12 Amend Omnibus Stock Plan Management For For For
13 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
15 Amend Articles/Bylaws/Charter -- Shareholder Against For Against
Call Special Meetings
16 Report on Genetically Engineered Seed Shareholder Against Against For
17 Report on Pay Disparity Shareholder Against Against For
------------------------------------------------------------------------------------------------------
Elbit Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
CUSIP M3760D101 11/18/2010 Voted
Meeting Type Country of Trade
Annual Isreal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Moshe Arad as Director Management For For For
1.2 Elect Avraham Asheri as Director Management For For For
1.3 Elect Rina Baum as Director Management For For For
1.4 Elect David Federmann as Director Management For For For
1.5 Elect Michael Federmann as Director Management For For For
1.6 Elect Yigal Neeman as Director Management For For For
1.7 Elect Dov Ninveh as Director Management For For For
2 Elect Dalia Rabin as External Management For For For
Director
2a Indicate If You Are a Controlling N/A N/A N/A N/A
Shareholder
3 Ratify Kost Forer Gabbay and Management For For For
Kasierer as Auditors
------------------------------------------------------------------------------------------------------
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director M.L. Eskew Management For For For
2 Elect Director A.G. Gilman Management For For For
3 Elect Director K.N. Horn Management For For For
4 Elect Director J.C. Lechleiter Management For For For
5 Ratify Auditors Management For For For
6 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
8 Declassify the Board of Directors Management For For For
9 Reduce Supermajority Vote Requirement Management For For For
10 Approve Executive Incentive Bonus Management For For For
Plan
------------------------------------------------------------------------------------------------------
Embotelladora Andina S.A.
Ticker Security ID: Meeting Date Meeting Status
ANDINA-B CUSIP 29081P303 04/27/2011 Voted
Meeting Type Country of Trade
Annual Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Management For For For
Statutory Reports for 2010
2 Receive Board Report in Accordance Management For For For
with Circular 1945 of the Chilean
Securities and Insurance
Superintendency
3 Approve Allocation of Income and Management For For For
Dividend Policy
4 Approve Remuneration of Directors, Management For For For
Directors' Committee and Audit
Committee Members
5 Approve External Auditors for Fiscal Management For For For
Year 2011
6 Designate Risk Assessment Companies Management For For For
7 Approve Special Auditors' Report N/A N/A N/A N/A
Regarding Related-Party
Transactions
8 Other Business (Voting) Management For Against Against
------------------------------------------------------------------------------------------------------
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/01/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director D.N. Farr Management For For For
1.2 Elect Director H. Green Management For For For
1.3 Elect Director C.A. Peters Management For For For
1.4 Elect Director J.W. Prueher Management For For For
1.5 Elect Director R.L. Ridgway Management For For For
2 Amend Omnibus Stock Plan Management For For For
3 Approve Stock Option Plan Management For For For
4 Ratify Auditors Management For For For
5 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
7 Report on Sustainability Shareholder Against For Against
------------------------------------------------------------------------------------------------------
Empresa Nacional De Electricidad S.A. Endesa
Ticker Security ID: Meeting Date Meeting Status
ENDESA CUSIP 29244T101 04/26/2011 Voted
Meeting Type Country of Trade
Annual Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Management For For For
Statutory Reports for Fiscal Year
2010
2 Approve Allocation of Income and Management For For For
Distribution of Dividends
3 Approve Dividend Policy and N/A N/A N/A N/A
Distribution Procedures
4 Approve Investment and Financing Management For For For
Policy
5 Approve Remuneration of Directors Management For For For
6 Approve Remuneration and Budget of Management For For For
Directors' Committee for 2011
7 Present Annual Report of the N/A N/A N/A N/A
Directors' Committee
8 Elect External Auditor for 2011 Management For For For
9 Elect Two Supervisory Board Members Management For For For
and their Respective Alternates;
Fix their Remuneration
10 Present Report Regarding N/A N/A N/A N/A
Related-Party Transactions
11 Other Business Management For Against Against
------------------------------------------------------------------------------------------------------
Enersis S.A.
Ticker Security ID: Meeting Date Meeting Status
ENERSIS CUSIP 29274F104 04/26/2011 Voted
Meeting Type Country of Trade
Annual Chile
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements, Management For For For
Statutory and Reports of External
Auditors and Supervisory Board
Members for Fiscal Year Ended Dec.
31, 2010
2 Approve Allocation of Income and Management For For For
Distribution of Dividends
3 Approve Remuneration of Directors Management For For For
4 Approve Remuneration and Budget of Management For For For
Directors' Committee for Fiscal
Year 2011
5 Present Information on Board Reports N/A N/A N/A N/A
on Board Expenses, Annual
Management, Expenditures and
Activities of the Directors'
Committee
6 Elect External Auditors Management For For For
7 Elect Two Internal Statutory Management For For For
Auditors and their Respective
Alternates; Approve their
Remunerations
8 Designate Risk Assessment Companies Management For For For
9 Approve Investment and Financing Management For For For
Policy
10 Present Information on Dividend N/A N/A N/A N/A
Policy and Procedures for Dividend
Distribution
11 Receive Special Auditors' Report N/A N/A N/A N/A
Regarding Related-Party
Transactions
12 Present Report Re: Processing, N/A N/A N/A N/A
Printing, and Mailing Information
Required by Chilean Law
13 Other Business Management For Against Against
14 Authorize Board to Ratify and Management For For For
Execute Approved Resolutions
------------------------------------------------------------------------------------------------------
Ericsson (Telefonaktiebolaget L M Ericsson)
Ticker Security ID: Meeting Date Meeting Status
CUSIP 294821608 04/13/2011 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Michael Treschow as Chairman Management For For For
of Meeting
2 Prepare and Approve List of N/A N/A N/A N/A
Shareholders
3 Approve Agenda of Meeting N/A N/A N/A N/A
4 Acknowledge Proper Convening of N/A N/A N/A N/A
Meeting
5 Designate Inspector(s) of Minutes of N/A N/A N/A N/A
Meeting
6 Receive Financial Statements and N/A N/A N/A N/A
Statutory Reports; Receive
Auditor's Report
7 Receive President's Report; Allow N/A N/A N/A N/A
Questions
8.1 Approve Financial Statements and Management For For For
Statutory Reports
8.2 Approve Discharge of Board and Management For For For
President
8.3 Approve Allocation of Income and Management For For For
Dividends of SEK 2.25 per Share;
Set Record Date for Dividend as
April 18, 2011
9.1 Determine Number of Members (12) and Management For For For
Deputy Members (0) of
Board
9.2 Approve Remuneration of Directors in Management For For For
the Amount of SEK 3.75 Million to
the Chairman and SEK 825,000 for
Other Directors (Including
Possibility to Receive Part of
Remuneration in Phantom Shares);
Approve Remuneration for Committee
Work
9.3 Reelect R. Austin, P. Bonfield, B. Management For For For
Ekholm, U. Johansson, S.
Martin-Lof, N. McKinstry, A. Nyren,
C. Svanberg, H. Vestberg, and M.
Volpi as Directors; Elect L.
Johansson (Chair) and J. Wallenberg
as New
Directors
9.4 Authorize Chairman of Board and Management For For For
Representatives of Four of
Company's Largest Shareholders to
Serve on Nominating Committee
9.5 Approve Omission of Remuneration of Management For For For
Members of the Nomination
Committee
9.6 Approve Remuneration of Auditors Management For For For
9.7 Ratify PricewaterhouseCoopers as Management For For For
Auditors
10 Approve Remuneration Policy And Management For For For
Other Terms of Employment For
Executive Management
11.1 Approve 2011 Share Matching Plan for Management For For For
All Employees
11.2 Authorize Reissuance of 11.7 Million Management For For For
Repurchased Class B Shares for 2011
Share Matching Plan for All
Employees
11.3 Approve Equity Swap Agreement with Management For Against Against
Third Party as Alternative to Item
11.2
11.4 Approve 2011 Share Matching Plan for Management For For For
Key Contributors
11.5 Authorize Reissuance of 7.3 Million Management For For For
Repurchased Class B Shares for 2011
Share Matching Plan for Key
Contributors
11.6 Approve Swap Agreement with Third Management For Against Against
Party as Alternative to Item
11.5
11.7 Approve 2011 Restricted Stock Plan Management For For For
for Executives
11.8 Authorize Reissuance of 4.4 Million Management For For For
Repurchased Class B Shares for 2011
Restricted Stock Plan for
Executives
11.9 Approve Swap Agreement with Third Management For Against Against
Party as Alternative to Item 11.8
12 Authorize Reissuance of up to 13.8 Management For For For
Million Repurchased Class B Shares
to Cover Social Costs in Connection
with 2007, 2008, 2009, and 2010
Long-Term Variable Compensation
Plans
13 Amend Corporate Purpose Management For For For
14 General Meeting Shall Instruct the N/A N/A For N/A
Board to Investigate How All Shares
Are to be Given the Same Voting
Power and To Present Such a
Proposal at the Next Annual General
Meeting
15 Close Meeting N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John A. Canning, Jr. Management For For For
2 Elect Director M. Walter D Alessio Management For For For
3 Elect Director Nicholas Debenedictis Management For For For
4 Elect Director Nelson A. Diaz Management For For For
5 Elect Director Sue L. Gin Management For For For
6 Elect Director Rosemarie B. Greco Management For For For
7 Elect Director Paul L. Joskow Management For For For
8 Elect Director Richard W. Mies Management For For For
9 Elect Director John M. Palms Management For For For
10 Elect Director William C. Richardson Management For For For
11 Elect Director Thomas J. Ridge Management For For For
12 Elect Director John W. Rogers, Jr. Management For For For
13 Elect Director John W. Rowe Management For For For
14 Elect Director Stephen D. Steinour Management For For For
15 Elect Director Don Thompson Management For For For
16 Ratify Auditors Management For For For
17 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
18 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
------------------------------------------------------------------------------------------------------
Exxon Mobil
Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director M.J. Boskin Management For For For
1.2 Elect Director P. Brabeck-Letmathe Management For For For
1.3 Elect Director L.R. Faulkner Management For For For
1.4 Elect Director J.S. Fishman Management For For For
1.5 Elect Director K.C. Frazier Management For For For
1.6 Elect Director W.W. George Management For For For
1.7 Elect Director M.C. Nelson Management For For For
1.8 Elect Director S.J. Palmisano Management For For For
1.9 Elect Director S.S. Reinemund Management For For For
1.10 Elect Director R.W. Tillerson Management For For For
1.11 Elect Director E.E. Whitacre, Jr. Management For For For
2 Ratify Auditors Management For For For
3 Advisory Vote to Ratify Named Management For Against Against
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
5 Require Independent Board Chairman Shareholder Against For Against
6 Report on Political Contributions Shareholder Against For Against
7 Amend EEO Policy to Prohibit Shareholder Against Against For
Discrimination based on Sexual
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water Shareholder Against Against For
9 Report on Environmental Impact of Shareholder Against For Against
Oil Sands Operations in Canada
10 Report on Environmental Impacts of Shareholder Against For Against
Natural Gas Fracturing
11 Report on Energy Technologies Shareholder Against Against For
Development
12 Adopt Quantitative GHG Goals for Shareholder Against For Against
Products and Operations
------------------------------------------------------------------------------------------------------
Fresenius Medical Care AG & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
FME CUSIP 358029106 05/12/2011 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Financial Statements and Management For For For
Statutory Reports for Fiscal 2010;
Accept Financial Statements and
Statutory Reports for Fiscal
2010
2 Approve Allocation of Income and Management For For For
Dividends of EUR 0.65 per Common
Share and EUR 0.67 per Preference
Share
3 Approve Discharge of Personally Management For For For
Liable Partner for Fiscal 2010
4 Approve Discharge of Supervisory Management For For For
Board for Fiscal 2010
5 Approve Remuneration System for Management For For For
Management Board Members of
Personally Liable Partner
6 Ratify KPMG AG as Auditors for Management For For For
Fiscal 2011
7a Elect Gerd Krick to the Supervisory Management For Against Against
Board
7b Elect Dieter Schenk to the Management For Against Against
Supervisory Board
7c Elect Bernd Fahrholz to the Management For Against Against
Supervisory Board
7d Elect Walter Weisman to the Management For Against Against
Supervisory Board and Joint
Committee
7e Elect William Johnston to the Management For For For
Supervisory Board and Joint
Committee
7f Elect Rolf Classon to the Management For For For
Supervisory Board
8 Approve Remuneration of Supervisory Management For For For
Board
9a Approve Cancellation of Conditional Management For For For
Capital Pools
9b Approve Stock Option Plan for Key Management For For For
Employees; Approve Creation of EUR
12 Million Pool of Conditional
Capital to Guarantee Conversion
Rights
10 Authorize Share Repurchase Program Management For For For
and Reissuance or Cancellation of
Repurchased Shares
11 Additional And/or N/A N/A Against N/A
Supplemental-proposals Presented At
The Meeting
------------------------------------------------------------------------------------------------------
Garmin Ltd.
Ticker Security ID: Meeting Date Meeting Status
GRMN CUSIP H2906T109 06/03/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Consolidated Financial Management For For For
Statements and Statutory
Reports
2 Approve Discharge of Board and Management For For For
Senior Management
3.1 Elect Director Donald H. Eller Management For For For
3.2 Elect Director Clifton A. Pemble Management For For For
4 Ratify Auditors Management For For For
5 Approve Dividends Management For For For
6 Approve Non-Employee Director Management For For For
Omnibus Stock Plan
7 Advisory Vote to Ratify Named Management For For For
Executive Officers'
Compensation
8 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
------------------------------------------------------------------------------------------------------
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mary T. Barra Management For For For
2 Elect Director Nicholas D. Chabraja Management For For For
3 Elect Director James S. Crown Management For For For
4 Elect Director William P. Fricks Management For For For
5 Elect Director Jay L. Johnson Management For For For
6 Elect Director George A. Joulwan Management For For For
7 Elect Director Paul G. Kaminski Management For For For
8 Elect Director John M. Keane Management For For For
9 Elect Director Lester L. Lyles Management For For For
10 Elect Director William A. Osborn Management For For For
11 Elect Director Robert Walmsley Management For For For
12 Ratify Auditors Management For For For
13 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
15 Review and Assess Human Rights Shareholder Against For Against
Policies
16 Amend Articles/Bylaws/Charter -- Shareholder Against For Against
Call Special Meetings
------------------------------------------------------------------------------------------------------
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/27/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Bradbury H. Anderson Management For For For
2 Elect Director R. Kerry Clark Management For For For
3 Elect Director Paul Danos Management For For For
4 Elect Director William T. Esrey Management For For For
5 Elect Director Raymond V. Gilmartin Management For For For
6 Elect Director Judith Richards Hope Management For For For
7 Elect Director Heidi G. Miller Management For For For
8 Elect Director Hilda Management For For For
Ochoa-Brillembourg
9 Elect Director Steve Odland Management For For For
10 Elect Director Kendall J. Powell Management For For For
11 Elect Director Lois E. Quam Management For For For
12 Elect Director Michael D. Rose Management For For For
13 Elect Director Robert L. Ryan Management For For For
14 Elect Director Dorothy A. Terrell Management For For For
15 Approve Executive Incentive Bonus Management For For For
Plan
16 Ratify Auditors Management For For For
17 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
------------------------------------------------------------------------------------------------------
Genuine Parts Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP 372460105 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Mary B. Bullock Management For For For
1.2 Elect Director Jean Douville Management For For For
1.3 Elect Director Thomas C. Gallagher Management For For For
1.4 Elect Director George C. Guynn Management For For For
1.5 Elect Director John R. Holder Management For For For
1.6 Elect Director John D. Johns Management For For For
1.7 Elect Director Michael M.E. Johns Management For For For
1.8 Elect Director J. Hicks Lanier Management For For For
1.9 Elect Director Robert C. Loudermilk, Management For For For
Jr.
1.10 Elect Director Wendy B. Needham Management For For For
1.11 Elect Director Jerry W. Nix Management For For For
1.12 Elect Director Gary W. Rollins Management For For For
2 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
4 Amend Omnibus Stock Plan Management For For For
5 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
GlaxoSmithKline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/05/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and N/A For For For
Statutory Reports
2 Approve Remuneration Report Management For For For
3 Elect Simon Dingemans as Director Management For For For
4 Elect Stacey Cartwright as Director Management For For For
5 Elect Judy Lewent as Director Management For For For
6 Re-elect Sir Christopher Gent as Management For For For
Director
7 Re-elect Andrew Witty as Director Management For For For
8 Re-elect Sir Roy Anderson as Director Management For For For
9 Re-elect Dr Stephanie Burns as Management For For For
Director
10 Re-elect Larry Culp as Director Management For For For
11 Re-elect Sir Crispin Davis as Management For For For
Director
12 Re-elect Sir Deryck Maughan as Management For For For
Director
13 Re-elect James Murdoch as Director Management For For For
14 Re-elect Dr Daniel Podolsky as Management For For For
Director
15 Re-elect Dr Moncef Slaoui as Director Management For For For
16 Re-elect Tom de Swaan as Director Management For For For
17 Re-elect Sir Robert Wilson as Management For For For
Director
18 Reappoint PricewaterhouseCoopers LLP Management For For For
as Auditors
19 Authorise Audit Committee to Fix Management For For For
Remuneration of Auditors
20 Authorise EU Political Donations and Management For For For
Expenditure
21 Authorise Issue of Equity with Management For For For
Pre-emptive Rights
22 Authorise Issue of Equity without Management For For For
Pre-emptive Rights
23 Authorise Market Purchase Management For For For
24 Approve the Exemption from Statement Management For For For
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
25 Authorise the Company to Call EGM Management For For For
with Two Weeks' Notice
------------------------------------------------------------------------------------------------------
H. J. Heinz Company
Ticker Security ID: Meeting Date Meeting Status
HNZ CUSIP 423074103 08/31/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director William R. Johnson Management For For For
2 Elect Director Charles E. Bunch Management For For For
3 Elect Director Leonard S. Coleman Management For For For
4 Elect Director John G. Drosdick Management For For For
5 Elect Director Edith E. Holiday Management For For For
6 Elect Director Candace Kendle Management For For For
7 Elect Director Dean R. O'Hare Management For For For
8 Elect Director Nelson Peltz Management For For For
9 Elect Director Dennis H. Reilley Management For For For
10 Elect Director Lynn C. Swann Management For For For
11 Elect Director Thomas J. Usher Management For For For
12 Elect Director Michael F. Weinstein Management For For For
13 Ratify Auditors Management For For For
14 Provide Right to Act by Written Shareholder Against For Against
Consent
------------------------------------------------------------------------------------------------------
Harris Corporation
Ticker Security ID: Meeting Date Meeting Status
HRS CUSIP 413875105 10/22/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Howard L. Lance Management For For For
2 Elect Director Thomas A. Dattilo Management For For For
3 Elect Director Terry D. Growcock Management For For For
4 Elect Director Leslie F. Kenne Management For For For
5 Elect Director David B. Rickard Management For For For
6 Elect Director James C. Stoffel Management For For For
7 Elect Director Gregory T. Swienton Management For For For
8 Ratify Auditors Management For For For
9 Approve Executive Incentive Bonus Management For For For
Plan
10 Amend Omnibus Stock Plan Management For For For
11 Require Independent Board Chairman Shareholder Against Against For
------------------------------------------------------------------------------------------------------
Hasbro, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAS CUSIP 418056107 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Basil L. Anderson Management For For For
1.2 Elect Director Alan R. Batkin Management For For For
1.3 Elect Director Frank J. Biondi, Jr. Management For For For
1.4 Elect Director Kenneth A. Bronfin Management For For For
1.5 Elect Director John M. Connors, Jr. Management For For For
1.6 Elect Director Michael W.O. Garrett Management For For For
1.7 Elect Director Lisa Gersh Management For For For
1.8 Elect Director Brian D. Goldner Management For For For
1.9 Elect Director Jack M. Greenberg Management For For For
1.10 Elect Director Alan G. Hassenfeld Management For For For
1.11 Elect Director Tracy A. Leinbach Management For For For
1.12 Elect Director Edward M. Philip Management For For For
1.13 Elect Director Alfred J. Verrecchia Management For For For
2 Advisory Vote to Ratify Named Management For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
4 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
Honeywell International Inc.
Ticker Security ID: Meeting Date Meeting Status
HON CUSIP 438516106 04/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Gordon M. Bethune Management For For For
2 Elect Director Kevin Burke Management For For For
3 Elect Director Jaime Chico Pardo Management For For For
4 Elect Director David M. Cote Management For For For
5 Elect Director D. Scott Davis Management For For For
6 Elect Director Linnet F. Deily Management For For For
7 Elect Director Judd Gregg Management For For For
8 Elect Director Clive R. Hollick Management For For For
9 Elect Director George Paz Management For For For
10 Elect Director Bradley T. Sheares Management For For For
11 Ratify Auditors Management For For For
12 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
14 Approve Omnibus Stock Plan Management For For For
15 Amend Executive Incentive Bonus Plan Management For For For
16 Provide Right to Act by Written Shareholder Against For Against
Consent
17 Amend Articles/Bylaws/Charter -- Shareholder Against For Against
Call Special Meetings
------------------------------------------------------------------------------------------------------
Hormel Foods Corporation
Ticker Security ID: Meeting Date Meeting Status
HRL CUSIP 440452100 01/31/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Terrell K. Crews Management For For For
2 Elect Director Jeffrey M. Ettinger Management For For For
3 Elect Director Jody H. Feragen Management For For For
4 Elect Director Susan I. Marvin Management For For For
5 Elect Director John L. Morrison Management For For For
6 Elect Director Elsa A. Murano Management For For For
7 Elect Director Robert C. Nakasone Management For For For
8 Elect Director Susan K. Nestegard Management For For For
9 Elect Director Ronald D. Pearson Management For For For
10 Elect Director Dakota A. Pippins Management For For For
11 Elect Director Hugh C. Smith Management For For For
12 Elect Director John G. Turner Management For For For
13 Amend Certificate of Incorporation Management For Against Against
to Increase Common Stock, Reduce
Par Value to Effect a Stock Split
and Increase Non-voting Common
Stock and Preferred Stock
14 Ratify Auditors Management For For For
15 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Management 2 Years 1 Year Against
------------------------------------------------------------------------------------------------------
Hubbell Incorporated
Ticker Security ID: Meeting Date Meeting Status
HUB.B CUSIP 443510201 05/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Timothy H. Powers Management For For For
1.2 Elect Director Lynn J. Good Management For For For
1.3 Elect Director Anthony J. Guzzi Management For For For
1.4 Elect Director Neal J. Keating Management For For For
1.5 Elect Director Andrew McNally, IV Management For For For
1.6 Elect Director G. Jackson Ratcliffe Management For For For
1.7 Elect Director Carlos A. Rodriguez Management For For For
1.8 Elect Director Richard J. Swift Management For For For
1.9 Elect Director Daniel S. Van Riper Management For For For
2 Ratify Auditors Management For For For
3 Amend Executive Incentive Bonus Plan Management For For For
4 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
------------------------------------------------------------------------------------------------------
Illinois Tool Works Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Susan Crown Management For For For
2 Elect Director Don H. Davis, Jr. Management For For For
3 Elect Director Robert C. McCormack Management For Against Against
4 Elect Director Robert S. Morrison Management For For For
5 Elect Director James A. Skinner Management For For For
6 Elect Director David B. Smith, Jr. Management For For For
7 Elect Director David B. Speer Management For For For
8 Elect Director Pamela B. Strobel Management For For For
9 Elect Director Kevin M. Warren Management For For For
10 Elect Director Anre D. Williams Management For For For
11 Ratify Auditors Management For For For
12 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
14 Approve Executive Incentive Bonus Management For For For
Plan
15 Amend Omnibus Stock Plan Management For For For
------------------------------------------------------------------------------------------------------
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Charlene Barshefsky Management For For For
2 Elect Director Susan L. Decker Management For For For
3 Elect Director John J. Donahoe Management For For For
4 Elect Director Reed E. Hundt Management For For For
5 Elect Director Paul S. Otellini Management For For For
6 Elect Director James D. Plummer Management For For For
7 Elect Director David S. Pottruck Management For For For
8 Elect Director Jane E. Shaw Management For For For
9 Elect Director Frank D. Yeary Management For For For
10 Elect Director David B. Yoffie Management For For For
11 Ratify Auditors Management For For For
12 Amend Omnibus Stock Plan Management For For For
13 Amend Qualified Employee Stock Management For For For
Purchase Plan
14 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
15 Advisory Vote on Say on Pay Frequency N/A N/A 1 Year N/A
------------------------------------------------------------------------------------------------------
International Flavors & Fragrances Inc.
Ticker Security ID: Meeting Date Meeting Status
IFF CUSIP 459506101 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Margaret Hayes Adame Management For For For
2 Elect Director Marcello Bottoli Management For For For
3 Elect Director Linda B. Buck Management For For For
4 Elect Director J. Michael Cook Management For For For
5 Elect Director Roger W. Ferguson, Jr. Management For For For
6 Elect Director Andreas Fibig Management For For For
7 Elect Director Alexandra A. Herzan Management For For For
8 Elect Director Henry W. Howell, Jr. Management For For For
9 Elect Director Katherine M. Hudson Management For For For
10 Elect Director Arthur C. Martinez Management For For For
11 Elect Director Dale F. Morrison Management For For For
12 Elect Director Douglas D. Tough Management For For For
13 Ratify Auditors Management For For For
14 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
------------------------------------------------------------------------------------------------------
ITT Corporation
Ticker Security ID: Meeting Date Meeting Status
ITT CUSIP 450911102 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Steven R. Loranger Management For For For
1.2 Elect Director Curtis J. Crawford Management For For For
1.3 Elect Director Christina A. Gold Management For For For
1.4 Elect Director Ralph F. Hake Management For For For
1.5 Elect Director John J. Hamre Management For For For
1.6 Elect Director Paul J. Kern Management For For For
1.7 Elect Director Frank T. MacInnis Management For For For
1.8 Elect Director Surya N. Mohapatra Management For For For
1.9 Elect Director Linda S. Sanford Management For For For
1.10 Elect Director Markos I. Tambakeras Management For For For
2 Ratify Auditors Management For For For
3 Approve Omnibus Stock Plan Management For For For
4 Provide Right to Call Special Meeting Management For For For
5 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
7 Amend Human Rights Policies Shareholder Against Against For
------------------------------------------------------------------------------------------------------
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Mary Sue Coleman Management For For For
2 Elect Director James G. Cullen Management For For For
3 Elect Director Ian E.L. Davis Management For For For
4 Elect Director Michael M.e. Johns Management For For For
5 Elect Director Susan L. Lindquist Management For For For
6 Elect Director Anne M. Mulcahy Management For For For
7 Elect Director Leo F. Mullin Management For For For
8 Elect Director William D. Perez Management For For For
9 Elect Director Charles Prince Management For For For
10 Elect Director David Satcher Management For For For
11 Elect Director William C. Weldon Management For For For
12 Ratify Auditors Management For For For
13 Advisory Vote to Ratify Named Management For Against Against
Executive Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
15 Adopt Policy to Restrain Shareholder Against Against For
Pharmaceutical Price Increases
16 Amend EEO Policy to Prohibit Shareholder Against Against For
Discrimination Based on Applicant's
Health Status
17 Adopt Animal-Free Training Methods Shareholder Against Against For
------------------------------------------------------------------------------------------------------
Kellogg Company
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 487836108 04/29/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director John Bryant Management For For For
1.2 Elect Director Rogelio Rebolledo Management For For For
1.3 Elect Director Sterling Speirn Management For For For
1.4 Elect Director John Zabriskie Management For For For
2 Approve Executive Incentive Bonus Management For For For
Plan
3 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
5 Ratify Auditors Management For For For
6 Reduce Supermajority Vote Requirement Shareholder Against For Against
7 Require a Majority Vote for the Shareholder Against For Against
Election of Directors
------------------------------------------------------------------------------------------------------
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John R. Alm Management For For For
2 Elect Director John F. Bergstrom Management For For For
3 Elect Director Abelardo E. Bru Management For For For
4 Elect Director Robert W. Decherd Management For For For
5 Elect Director Thomas J. Falk Management For For For
6 Elect Director Mae C. Jemison Management For For For
7 Elect Director James M. Jenness Management For For For
8 Elect Director Nancy J. Karch Management For For For
9 Elect Director Ian C. Read Management For For For
10 Elect Director Linda Johnson Rice Management For For For
11 Elect Director Marc J. Shapiro Management For For For
12 Elect Director G. Craig Sullivan Management For For For
13 Ratify Auditors Management For For For
14 Approve Non-Employee Director Management For For For
Omnibus Stock Plan
15 Approve Omnibus Stock Plan Management For For For
16 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
17 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
------------------------------------------------------------------------------------------------------
Konami Corp.
Ticker Security ID: Meeting Date Meeting Status
9766 CUSIP 50046R101 06/29/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Kozuki, Kagemasa Management For For For
1.2 Elect Director Yamaguchi, Noriaki Management For For For
1.3 Elect Director Higashio, Kimihiko Management For For For
1.4 Elect Director Kozuki, Takuya Management For For For
1.5 Elect Director Godai, Tomokazu Management For For For
1.6 Elect Director Mizuno, Hiroyuki Management For For For
1.7 Elect Director Genma, Akira Management For For For
2.1 Appoint Statutory Auditor Usui, Management For For For
Nobuaki
------------------------------------------------------------------------------------------------------
Koninklijke Philips Electronics
Ticker Security ID: Meeting Date Meeting Status
CUSIP 500472303 03/31/2011 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 President's Speech N/A N/A N/A N/A
2a Approve Financial Statements and Management For For For
Statutory Reports
2b Receive Explanation on Company's N/A N/A N/A N/A
Reserves and Dividend Policy
2c Approve Dividends of EUR 0.75 Per Management For For For
Share
2d Approve Discharge of Management Board Management For For For
2e Approve Discharge of Supervisory Management For For For
Board
3a Elect F.A.Van Houten to Management Management For For For
Board as CEO
3b Elect R.H. Wirahadiraksa to Management For For For
Management Board
3c Elect P.A.J. Nota to Management Management For For For
Board
4a Reelect C.J.A. van Lede to Management For For For
Supervisory Board
4b Reelect J.M. Thompson to Supervisory Management For For For
Board
4c Reelect H. von Prondzynski to Management For For For
Supervisory Board
4d Elect J.P. Tai to Supervisory Board Management For For For
5 Ratify KPMG Accountants NV as Management For For For
Auditors
6a Grant Board Authority to Issue Management For For For
Shares Up To 10 Percent of Issued
Capital Plus Additional 10 Percent
in Case of Takeover/Merger and
Restricting/Excluding Preemptive
Rights
6b Authorize Board to Exclude Management For For For
Preemptive Rights from Issuance
under Item 6a
7 Authorize Repurchase of Shares NManagement For For For
8 Other Business N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------
Kraft Foods Inc.
Ticker Security ID: Meeting Date Meeting Status
KFT CUSIP 50075N104 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Ajaypal S. Banga Management For For For
2 Elect Director Myra M. Hart Management For For For
3 Elect Director Peter B. Henry Management For For For
4 Elect Director Lois D. Juliber Management For For For
5 Elect Director Mark D. Ketchum Management For For For
6 Elect Director Richard A. Lerner Management For For For
7 Elect Director Mackey J. McDonald Management For For For
8 Elect Director John C. Pope Management For For For
9 Elect Director Fredric G. Reynolds Management For For For
10 Elect Director Irene B. Rosenfeld Management For For For
11 Elect Director J.F. Van Boxmeer Management For For For
12 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
14 Amend Non-Employee Director Omnibus Management For For For
Stock Plan
15 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
Leggett & Platt, Incorporated
Ticker Security ID: Meeting Date Meeting Status
LEG CUSIP 524660107 05/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Robert E. Brunner Management For For For
2 Elect Director Ralph W. Clark Management For For For
3 Elect Director R. Ted Enloe, III Management For For For
4 Elect Director Richard T. Fisher Management For For For
5 Elect Director Matthew C. Flanigan Management For For For
6 Elect Director Karl G. Glassman Management For For For
7 Elect Director Ray A. Griffith Management For For For
8 Elect Director David S. Haffner Management For For For
9 Elect Director Joseph W. McClanathan Management For For For
10 Elect Director Judy C. Odom Management For For For
11 ElectElect Director Maurice E. NManagement For For For
Purnell, Jr.
12 Elect Director Phoebe A. Wood Management For For For
13 Ratify Auditors Management For For For
14 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
16 Amend EEO Policy to Prohibit Shareholder Against For Against
Discrimination based on Sexual
Orientation and Gender Identity
------------------------------------------------------------------------------------------------------
Limited Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTD CUSIP 532716107 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Donna A. James Management For For For
2 Elect Director Jeffrey H. Miro Management For For For
3 Elect Director Raymond Zimmerman Management For For For
4 Ratify Auditors Management For For For
5 Approve Omnibus Stock Plan Management For For For
6 Approve Executive Incentive Bonus Management For For For
Plan
7 Advisory Vote to Ratify Named Management For Against Against
Executive Officers' Compensation
8 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
9 Reduce Supermajority Vote Requirement Shareholder Against For Against
------------------------------------------------------------------------------------------------------
Linear Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
LLTC CUSIP 535678106 11/03/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Robert H. Swanson, Jr. Management For For For
1.2 Elect Director Lothar Maier Management For For For
1.3 Elect Director Arthur C. Agnos Managemnt For Withhold Against
1.4 Elect Director John J. Gordon Managemnt For Withhold Against
1.5 Elect Director David S. Lee Management For For For
1.6 Elect Director Richard M. Moley Managemnt For Withhold Against
1.7 Elect Director Thomas S. Volpe Managemnt For Withhold Against
2 Approve Omnibus Stock Plan Management For For For
3 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
Lockheed Martin Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Nolan D. Archibald Management For For For
2 Elect Director Rosalind G. Brewer Management For For For
3 Elect Director David B. Burritt Management For For For
4 Elect Director James O. Ellis, Jr. Management For For For
5 Elect Director Thomas J. Falk Management For For For
6 Elect Director Gwendolyn S. King Management For For For
7 Elect Director James M. Loy Management For For For
8 Elect Director Douglas H. Management For For For
McCorkindale
9 Elect Director Joseph W. Ralston Management For For For
10 Elect Director Anne Stevens Management For For For
11 Elect Director Robert J. Stevens Management For For For
12 Ratify Auditors Management For For For
13 Approve Omnibus Stock Plan Management For For For
14 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
16 Provide Right to Act by Written Sharehodler Against For Against
Consent
------------------------------------------------------------------------------------------------------
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP 544147101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Dianne Neal Blixt Management For For For
1.2 Elect Director David E. R. Dangoor Management For For For
1.3 Elect Director Murray S. Kessler Management For For For
2 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
4 Ratify Auditors Management For For For
5 Require a Majority Vote for the N/A N/A For N/A
Election of Directors
6 Report on Political Contributions Shareholder Against For Against
------------------------------------------------------------------------------------------------------
Marsh & McLennan Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMC CUSIP 571748102 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Zachary W. Carter Management For For For
2 Elect Director Brian Duperreault Management For For For
3 Elect Director Oscar Fanjul Management For For For
4 Elect Director H. Edward Hanway Management For For For
5 Elect Director Lang of Monkton Management For For For
6 Elect Director Steven A. Mills Management For For For
7 Elect Director Bruce P. Nolop Management For For For
8 Elect Director Marc D. Oken Management For For For
9 Elect Director Morton O. Schapiro Management For For For
10 Elect Director Adele Simmons Management For For For
11 Elect Director Lloyd M. Yates Management For For For
12 Ratify Auditors Management For For For
13 Approve Omnibus Stock Plan Management For For For
14 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
16 Provide Right to Act by Written Shareholder Against For Against
Consent
------------------------------------------------------------------------------------------------------
Masco Corporation
Ticker Security ID: Meeting Date Meeting Status
MAS CUSIP 574599106 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Verne G. Istock Management For For For
2 Elect Director J. Michael Losh Management For For For
3 Elect Director Timothy Wadhams Management For For For
4 Advisory Vote to Ratify Named Management For Against Against
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
6 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
Mattel, Inc.
Ticker Security ID: Meeting Date Meeting Status
MAT CUSIP 577081102 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Michael J. Dolan Management For For For
2 Elect Director Robert A. Eckert Management For For For
3 Elect Director Frances D. Fergusson Management For For For
4 Elect Director Tully M. Friedman Management For For For
5 Elect Director Dominic Ng Management For For For
6 Elect Director Vasant M. Prabhu Management For For For
7 Elect Director Andrea L. Rich Management For For For
8 Elect Director Dean A. Scarborough Management For For For
9 Elect Director Christopher A. Management For For For
Sinclair
10 Elect Director G. Craig Sullivan Management For For For
11 Elect Director Kathy Brittain White Management For For For
12 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
14 Provide Right to Call Special Meeting Management For Against Against
15 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Susan E. Arnold Management For For For
2 Elect Director Richard H. Lenny Management For For For
3 Elect Director Cary D. McMillan Management For For For
4 Elect Director Sheila A. Penrose Management For For For
5 Elect Director James A. Skinner Management For For For
6 Ratify Auditors Management For For For
7 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
8 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
9 Reduce Supermajority Vote Management For For For
Requirement for Transactions With
Interested Shareholders
10 Reduce Supermajority Vote Management For For For
Requirement Relating to the Board
of Directors
11 Reduce Supermajority Vote Management For For For
Requirement for Shareholder
Action
12 Declassify the Board of Directors Shareholder Against For Against
13 Require Suppliers to Adopt CAK Shareholder Against Against For
14 Report on Policy Responses to Shareholder Against Against For
Children's Health Concerns and Fast
Food
15 Report on Beverage Container Shareholder Against For Against
Environmental Strategy
------------------------------------------------------------------------------------------------------
MeadWestvaco Corporation
Ticker Security ID: Meeting Date Meeting Status
MWV CUSIP 583334107 04/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Michael E. Campbell Management For For For
2 Elect Director Thomas W. Cole, Jr. Management For For For
3 Elect Director James G. Kaiser Management For For For
4 Elect Director Richard B. Kelson Management For For For
5 Elect Director James M. Kilts Management For For For
6 Elect Director Susan J. Kropf Management For For For
7 Elect Director Douglas S. Luke Management For For For
8 Elect Director John A. Luke, Jr. Management For For For
9 Elect Director Robert C. McCormack Management For For For
10 Elect Director Timothy H. Powers Management For For For
11 Elect Director Jane L. Warner Management For For For
12 Ratify Auditors Management For For For
13 Amend Omnibus Stock Plan Management For For For
14 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
15 Advisory Vote on Say on Pay Frequency N/A 1 Year 1 Year For
------------------------------------------------------------------------------------------------------
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Leslie A. Brun Management For For For
2 Elect Director Thomas R. Cech Management For For For
3 Elect Director Richard T. Clark Management For For For
4 Elect Director Kenneth C. Frazier Management For For For
5 Elect Director Thomas H. Glocer Management For For For
6 Elect Director Steven F. Goldstone Management For For For
7 Elect Director William B. Harrison. Management For For For
Jr.
8 Elect Director Harry R. Jacobson Management For For For
9 Elect Director William N. Kelley Management For For For
10 Elect Director C. Robert Kidder Management For For For
11 Elect Director Rochelle B. Lazarus Management For For For
12 Elect Director Carlos E. Represas Management For For For
13 Elect Director Patricia F. Russo Management For For For
14 Elect Director Thomas E. Shenk Management For For For
15 Elect Director Anne M. Tatlock Management For For For
16 Elect Director Craig B. Thompson Management For For For
17 Elect Director Wendell P. Weeks Management For For For
18 Elect Director Peter C. Wendell Management For For For
19 Ratify Auditors Management For For For
20 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
21 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
------------------------------------------------------------------------------------------------------
Molson Coors Brewing Company
Ticker Security ID: Meeting Date Meeting Status
TAP CUSIP 60871R209 05/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Directors John E. Cleghorn Management For For For
1.2 Elect Directors Charles M. Herington Management For For For
1.3 Elect Directors David P. O'Brien Management For For For
------------------------------------------------------------------------------------------------------
National Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
NSM CUSIP 637640103 09/24/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director William J. Amelio Management For For For
2 Elect Director Steven R. Appleton Management For For For
3 Elect Director Gary P. Arnold Management For For For
4 Elect Director Richard J. Danzig Management For For For
5 Elect Director Robert J. Frankenberg Management For For For
6 Elect Director Donald Macleod Management For For For
7 Elect Director Edward R. McCracken Management For For For
8 Elect Director Roderick C. McGeary Management For For For
9 Elect Director William E. Mitchell Management For For For
10 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
Nokia Corp.
Ticker Security ID: Meeting Date Meeting Status
CUSIP 654902204 05/03/2011 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting N/A N/A N/A N/A
2 Call the Meeting to Order N/A N/A N/A N/A
3 Designate Inspector or Shareholder N/A N/A N/A N/A
Representative(s) of Minutes of
Meeting
4 Acknowledge Proper Convening of N/A N/A N/A N/A
Meeting
5 Prepare and Approve List of N/A N/A N/A N/A
Shareholders
6 Receive Financial Statements and N/A N/A N/A N/A
Statutory Reports, the Board's
Report, and the Auditor's Report;
Receive Review by the CEO
7 Accept Financial Statements and Management For For For
Statutory Reports
8 Approve Allocation of Income and Management For For For
Dividends of EUR 0.40 Per Share
9 Approve Discharge of Board and Management For For For
President
10 Approve Remuneration of Directors in Management For For For
the Amount of EUR 440,000 for
Chairman, EUR 150,000 for Vice
Chairman, and EUR 130,000 for Other
Directors; Approve Remuneration for
Committee
Work
11 Fix Number of Directors at Eleven Management For For For
12.1 Elect Stephen Elopas as Director Management For For For
12.2 Elect Risto Siilasmaa as Director Management For For For
12.3 Elect Kari Stadigh as Director Management For For For
12.4 Elect Dr. Bengt Holmstrom as Director Management For For For
12.5 Elect Prof. Dr. H. Kagermann as Management For For For
Director
12.6 Elect Per Karlsson as Director Management For For For
12.7 Elect Jouko Karvinen as Director Management For For For
12.8 Elect Helge Lund as Director Management For For For
12.9 Elect Isabel Marey-Semper as Director Management For For For
12.10 Elect Jorma Ollila as Director Management For For For
12.11 Elect Dame Marjorie Scardino as Management For For For
Director
13 Approve Remuneration of Auditors Management For For For
14 Ratify PricewaterhouseCoopers Oy as Management For For For
Auditors
15 Authorize Repurchase of up to 360 Management For For For
Million Issued Shares
16 Approve Stock Option Plan for Key Management For For For
Employees; Approve Issuance of up
to 35 Million Stock Options
17 Close Meeting N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------
Northrop Grumman Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Wesley G. Bush Management For For For
2 Elect Director Lewis W. Coleman Management For For For
3 Elect Director Victor H. Fazio Management For For For
4 Elect Director Donald E. Felsinger Management For For For
5 Elect Director Stephen E. Frank Management For For For
6 Elect Director Bruce S. Gordon Management For For For
7 Elect Director Madeleine Kleiner Management For For For
8 Elect Director Karl J. Krapek Management For For For
9 Elect Director Richard B. Myers Management For For For
10 Elect Director Aulana L. Peters Management For For For
11 Elect Director Kevin W. Sharer Management For For For
12 Ratify Auditors Management For For For
13 Approve Omnibus Stock Plan Management For For For
14 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
16 Provide for Cumulative Voting Shareholder Against For Against
17 Report on Political Contributions Shareholder Against For Against
18 Provide Right to Act by Written Shareholder Against For Against
Consent
------------------------------------------------------------------------------------------------------
NTT DOCOMO, INC.
Ticker Security ID: Meeting Date Meeting Status
9437 CUSIP 62942M201 06/17/2011 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Allocation of Income, with a Management For For For
Final Dividend of JPY 2600
2 Amend Articles To Amend Business Management For For For
Lines
3.1 Elect Director Shindo, Tsutomu Management For For For
3.2 Elect Director Kagawa, Wataru Management For For For
3.3 Elect Director Yoshizawa, Kazuhiro Management For For For
4.1 Appoint Statutory Auditor Hoshizawa, Management For For For
Shuro
4.2 Appoint Statutory Auditor Yoshizawa, Management For Against Against
Kyoichi
4.3 Appoint Statutory Auditor Morosawa, Management For For For
Haruo
4.4 Appoint Statutory Auditor Tsujiyama, Management For For For
Eiko
------------------------------------------------------------------------------------------------------
Omnicom Group Inc.
Ticker Security ID: Meeting Date Meeting Status
OMC CUSIP 681919106 05/24/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John D. Wren Management For For For
2 Elect Director Bruce Crawford Management For For For
3 Elect Director Alan R. Batkin Management For For For
4 Elect Director Robert Charles Clark Management For For For
5 Elect Director Leonard S. Coleman, Management For For For
Jr.
6 Elect Director Errol M. Cook Management For For For
7 Elect Director Susan S. Denison Management For For For
8 Elect Director Michael A. Henning Management For For For
9 Elect Director John R. Murphy Management For For For
10 Elect Director John R. Purcell Management For For For
11 Elect Director Linda Johnson Rice Management For For For
12 Elect Director Gary L. Roubos Management For For For
13 Ratify Auditors Management For For For
14 Provide Right to Act by Written Management For For For
Consent
15 Reduce Supermajority Vote Requirement Management For For For
16 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
17 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
------------------------------------------------------------------------------------------------------
Packaging Corporation of America
Ticker Security ID: Meeting Date Meeting Status
PKG CUSIP 695156109 05/10/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Cheryl K. Beebe Management For For For
1.2 Elect Director Henry F. Frigon Management For For For
1.3 Elect Director Hasan Jameel Management For For For
1.4 Elect Director Mark W. Kowlzan Management For For For
1.5 Elect Director Samuel M. Mencoff Management For For For
1.6 Elect Director Roger B. Porter Management For For For
1.7 Elect Director Thomas S. Souleles Management For For For
1.8 Elect Director Paul T. Stecko Management For For For
1.9 Elect Director James D. Woodrum Management For For For
2 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
4 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
Partner Communications Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
PTNR CUSIP 70211M109 05/05/2011 Voted
Meeting Type Country of Trade
Annual Isreal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Ratify Kesselman and Kesselman as Management For For For
Auditors
2 Discuss Auditor's Remuneration N/A N/A N/A N/A
3 Receive Financial Statements and N/A N/A N/A N/A
Statutory Reports (Non-Voting)
4 Elect Directors and Approve Their Management For Against Against
Remuneration
5a Approve Director/Officer Liability Management For For For
and Indemnification Insurance
5b Approve Director/Officer Liability Management For For For
and Indemnification Insurance
6 Approve Director Indemnification Management For For For
Agreement
7 Approve Related Party Transaction Management For For For
7a Indicate Personal Interest in N/A N/A N/A N/A
Proposed Agenda Item
8 Indicate If Your Holdings or Vote N/A N/A N/A N/A
Does Not Require Consent of
Minister of Communications
------------------------------------------------------------------------------------------------------
Paychex, Inc.
Ticker Security ID: Meeting Date Meeting Status
PAYX CUSIP 704326107 10/13/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director B. Thomas Golisano Management For For For
2 Elect Director David J. S. Flaschen Management For For For
3 Elect Director Grant M. Inman Management For For For
4 Elect Director Pamela A. Joseph Management For For For
5 Elect Director Joseph M. Tucci Management For For For
6 Elect Director Joseph M. Velli Management For For For
7 Amend Omnibus Stock Plan Management For For For
8 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
Pearson plc
Ticker Security ID: Meeting Date Meeting Status
PSON CUSIP 705015105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and N/A For For For
Statutory Reports
2 Approve Final Dividend Management For For For
3 Re-elect David Arculus as Director Management For For For
4 Re-elect Patrick Cescau as Director Management For For For
5 Re-elect Will Ethridge as Director Management For For For
6 Re-elect Rona Fairhead as Director Management For For For
7 Re-elect Robin Freestone as Director Management For For For
8 Re-elect Susan Fuhrman as Director Management For For For
9 Re-elect Ken Hydon as Director Management For For For
10 Re-elect John Makinson as Director Management For For For
11 Re-elect Glen Moreno as Director Management For For For
12 Re-elect Marjorie Scardino as Management For For For
Director
13 Elect Joshua Lewis as Director Management For For For
14 Approve Remuneration Report Management For For For
15 Reappoint PricewaterhouseCoopers LLP Management For For For
as Auditors
16 Authorise Board to Fix Remuneration Management For For For
of Auditors
17 Authorise Issue of Equity with Management For For For
Pre-emptive Rights
18 Authorise Issue of Equity without Management For For For
Pre-emptive Rights
19 Authorise Market Purchase Management For For For
20 Authorise the Company to Call EGM Management For For For
with Two Weeks' Notice
21 Renew Long-Term Incentive Plan Management For For For
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Pentair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNR CUSIP 709631105 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Leslie Abi-Karam Management For For For
2 Elect Director Jerry W. Burris Management For For For
3 Elect Director Ronald L. Merriman Management For For For
4 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
6 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director S.L. Brown Management For For For
2 Elect Director I.M. Cook Management For For For
3 Elect Director D. Dublon Management For For For
4 Elect Director V.J. Dzau Management For For For
5 Elect Director R.L. Hunt Management For For For
6 Elect Director A. Ibarguen Management For For For
7 Elect Director A.C. Martinez Management For For For
8 Elect Director I.K. Nooyi Management For For For
9 Elect Director S.P. Rockefeller Management For For For
10 Elect Director J.J. Schiro Management For For For
11 Elect Director L.G. Trotter Management For For For
12 Elect Director D. Vasella Management For For For
13 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
15 Ratify Auditors Management For For For
16 Adopt Majority Voting for Management For For For
Uncontested Election of Directors
17 Amend Articles/Bylaws/Charter -- Shareholder Against For Against
Call Special Meetings
18 Report on Political Contributions Shareholder Against Against For
------------------------------------------------------------------------------------------------------
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Dennis A. Ausiello Management For For For
2 Elect Director Michael S. Brown Management For For For
3 Elect Director M. Anthony Burns Management For For For
4 Elect Director W. Don Cornwell Management For For For
5 Elect Director Frances D. Fergusson Management For For For
6 Elect Director William H. Gray III Management For For For
7 Elect Director Constance J. Horner Management For For For
8 Elect Director James M. Kilts Management For For For
9 Elect Director George A. Lorch Management For For For
10 Elect Director John P. Mascotte Management For For For
11 Elect Director Suzanne Nora Johnson Management For For For
12 Elect Director Ian C. Read Management For For For
13 Elect Director Stephen W. Sanger Management For For For
14 Ratify Auditors Management For For For
15 Advisory Vote to Ratify Named Management For Against Against
Executive Officers' Compensation
16 Advisory Vote on Say on Pay Frequency management 2 Years 1 Year Against
17 Publish Political Contributions Shareholder Against Against For
18 Report on Public Policy Advocacy Shareholder Against Against For
Process
19 Adopt Policy to Restrain Shareholder Against Against For
Pharmaceutical Price Increases
20 Provide Right to Act by Written Shareholder Against For Against
Consent
21 Amend Articles/Bylaws/Charter -- Shareholder Against For Against
Call Special Meetings
22 Report on Animal Testing and Plans Shareholder Against Against For
for Reduction
------------------------------------------------------------------------------------------------------
Pharmaceutical Product Development, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPDI CUSIP 717124101 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Stuart Bondurant Management For For For
1.2 Elect Director Vaughn D. Bryson Management For For For
1.3 Elect Director Fredric N. Eshelman Management For For For
1.4 Elect Director Frederick Frank Management For For For
1.5 Elect Director Robert A. Ingram Management For For For
1.6 Elect Director Terry Magnuson Management For For For
1.7 Elect Director Ernest Mario Management For For For
1.8 Elect Director Ralph Snyderman Management For For For
2 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
4 Ratify Auditors Management For For For
5 Other Business Management For Against Against
------------------------------------------------------------------------------------------------------
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Harold Brown Management For For For
2 Elect Director Mathis Cabiallavetta Management For For For
3 Elect Director Louis C. Camilleri Management For For For
4 Elect Director J. Dudley Fishburn Management For For For
5 Elect Director Jennifer Li Management For For For
6 Elect Director Graham Mackay Management For For For
7 Elect Director Sergio Marchionne Management For Against Against
8 Elect Director Lucio A. Noto Management For For For
9 Elect Director Carlos Slim Helu Management For For For
10 Elect Director Stephen M. Wolf Management For For For
11 Ratify Auditors Management For For For
12 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
14 Report on Effect of Marketing Shareholder Against Against For
Practices on the Poor
15 Require Independent Board Chairman Shareholder Against Against For
------------------------------------------------------------------------------------------------------
Pitney Bowes Inc.
Ticker Security ID: Meeting Date Meeting Status
PBI CUSIP 724479100 05/09/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Rodney C. Adkins Management For For For
2 Elect Director Murray D. Martin Management For For For
3 Elect Director Michael I. Roth Management For For For
4 Elect Director Robert E. Weissman Management For For For
5 Ratify Auditors Management For For For
6 Reduce Supermajority Vote Management For For For
Requirement for Removing
Directors
7 Reduce Supermajority Vote Management For For For
Requirement for Certain Business
Combinations
8 Reduce Supermajority Vote Management For For For
Requirement for Amendments to the
Certificate
9 Reduce Supermajority Vote Management For For For
Requirement for Amendments to the
By-laws
10 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
12 Amend Executive Incentive Bonus Plan Management For For For
13 Amend Omnibus Stock Plan Management For For For
------------------------------------------------------------------------------------------------------
Plum Creek Timber Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCL CUSIP 729251108 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Rick R. Holley Management For For For
2 Elect Director Robin Josephs Management For For For
3 Elect Director John G. McDonald Management For For For
4 Elect Director Robert B. McLeod Management For For For
5 Elect Director John F. Morgan Sr. Management For For For
6 Elect Director Marc F. Racicot Management For For For
7 Elect Director John H. Scully Management For For For
8 Elect Director Stephen C. Tobias Management For For For
9 Elect Director Martin A. White Management For For For
10 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
12 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
PPG Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPG CUSIP 693506107 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Stephen F. Angel Management For For For
1.2 Elect Director Hugh Grant Management For For For
1.3 Elect Director Michele J. Hooper Management For For For
1.4 Elect Director Robert Mehrabian Management For For For
2 Amend Omnibus Stock Plan Management For For For
3 Amend Omnibus Stock Plan Management For For For
4 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
6 Ratify Auditors Management For For For
7 Report on Community Environmental Shareholder Against Against For
Impact Disclosure Process
------------------------------------------------------------------------------------------------------
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Albert R. Gamper, Jr. Management For For For
2 Elect Director Conrad K. Harper Management For For For
3 Elect Director William V. Hickey Management For For For
4 Elect Director Ralph Izzo Management For For For
5 Elect Director Shirley Ann Jackson Management For For For
6 Elect Director David Lilley Management For For For
7 Elect Director Thomas A. Renyi Management For For For
8 Elect Director Hak Cheol Shin Management For For For
9 Elect Director Richard J. Swift Management For For For
10 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
12 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
R. R. Donnelley & Sons Company
Ticker Security ID: Meeting Date Meeting Status
RRD CUSIP 257867101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Thomas J. Quinlan, III Management For For For
2 Elect Director Stephen M. Wolf Management For For For
3 Elect Director Lee A. Chaden Management For For For
4 Elect Director Judith H. Hamilton Management For For For
5 Elect Director Susan M. Ivey Management For For For
6 Elect Director Thomas S. Johnson Management For For For
7 Elect Director John C. Pope Management For For For
8 Elect Director Michael T. Riordan Management For For For
9 Elect Director Oliver R. Sockwell Management For For For
10 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
12 Ratify Auditors Management For For For
13 Report on Sustainable Paper Shareholder Against For Against
Purchasing
14 Report on Political Contributions Shareholder Against For Against
15 Provide Right to Act by Written Shareholder Against For Against
Consent
16 Other Business Management For Against Against
------------------------------------------------------------------------------------------------------
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Vernon E. Clark Management For For For
2 Elect Director John M. Deutch Management For For For
3 Elect Director Stephen J. Hadley Management For For For
4 Elect Director Frederic M. Poses Management For For For
5 Elect Director Michael C. Ruettgers Management For For For
6 Elect Director Ronald L. Skates Management For For For
7 Elect Director William R. Spivey Management For For For
8 Elect Director Linda G. Stuntz Management For Against Against
9 Elect Director William H. Swanson Management For For For
10 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
12 Ratify Auditors Management For For For
13 Provide Right to Act by Written Shareholder Against For Against
Consent
14 Stock Retention/Holding Period Shareholder Against For Against
15 Report on Lobbying Contributions and Shareholder Against For Against
Expenses
16 Submit SERP to Shareholder Vote Shareholder Against For Against
------------------------------------------------------------------------------------------------------
Repsol YPF S.A
Ticker Security ID: Meeting Date Meeting Status
REP CUSIP 76026T205 04/15/2011 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Individual and Consolidated Management For For For
Financial Statements and Statutory
Reports, and Allocation of Income
for Fiscal Year Ended Dec. 31, 2010
2 Approve Discharge of Directors for Management For For For
Fiscal Year 2010
3 Reelect Deloitte SL as Auditor Management For For For
4 Amend Articles 9, 11, 19, 24, 27, Management For For For
29, 32, 39, 44, 50, and 56 of
Company Bylaws; Amend Articles 3,
5, 8, 13, 14, and 15 of General
Meeting Regulations
5 Amend Article 52 of Company Bylaws Management For For For
Re: Allocation of Income
6 Amend Articles 40 and 35 of Company Management For For For
Bylaws Re: Chairman and
Vice-Chairman, and Board of
Directors' Meeting
7 Reelect Antonio Brufau Niubo as Management For Against Against
Director
8 Reelect Luis Fernando del Rivero Management For For For
Asensio as Director
9 Reelect Juan Abello Gallo as Director Management For For For
10 Reelect Luis Carlos Croissier Management For For For
Batista as Director
11 Reelect Angel Durandez Adeva as Management For For For
Director
12 Reelect Jose Manuel Loureda Mantinan Management For For For
as Director
13 Elect Mario Fernandez Pelaz as Management For For For
Director
14 Approve Share Matching Plan Management For For For
15 Approve Payment to Executives and Management For For For
Other Employees of the Group of
Compensation Owed to Them in the
Form of Stock in Lieu of Cash
16 Authorize EUR 3 Billion Issuance of Management For For For
Convertibles including Warrants
without Preemptive Rights and EUR 4
Billion Issuance of Convertibles
including Warrants with Preemptive
Rights; Void Unused Part of
Authorization Granted at the AGM
Held on June 16, 2006
17 Authorize Board to Ratify and Management For For For
Execute Approved Resolutions
------------------------------------------------------------------------------------------------------
Reynolds American Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Luc Jobin Management For For For
1.2 Elect Director Nana Mensah Management For For For
1.3 Elect Director John J. Zillmer Management For For For
1.4 Elect Director John P. Daly Management For For For
1.5 Elect Director Daniel M. Delen Management For For For
2 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
4 Increase Authorized Common Stock Management For For For
5 Ratify Auditors Management For For For
6 Declassify the Board of Directors Shareholder Against For Against
7 Cease Production of Flavored Tobacco Shareholder Against Against For
Products
8 Adopt Human Rights Protocols for Shareholder Against For Against
Company and Suppliers
------------------------------------------------------------------------------------------------------
RPM International Inc.
Ticker Security ID: Meeting Date Meeting Status
RPM CUSIP 749685103 10/07/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director David A. Daberko Managment For Withhold Against
1.2 Elect Director William A. Papenbrock Managment For Withhold Against
1.3 Elect Director Frank C. Sullivan Managment For Withhold Against
1.4 Elect Director Thomas C. Sullivan Managment For Withhold Against
2 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
SA Groupe Delhaize
Ticker Security ID: Meeting Date Meeting Status
CUSIP 29759W101 04/27/2011 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authorize Repurchase of Up to 10 Management For For For
Percent of Issued Share Capital
2 Amend Articles Re: Board Committees Management For For For
3 Amend Articles Re: Ownership Management For For For
Threshold to Submit Agenda Items
4 Amend Articles Re: Meeting Materials Management For For For
5 Amend Articles Re: Registration Management For For For
Requirements
6 Amend Articles Re: Proxy Voting Management For For For
7 Amend Articles Re: General Meeting Management For For For
8 Amend Articles Re: Postponement of Management For For For
Meetings
9 Amend Articles Re: Electronic Voting Management For For For
10 Amend Articles Re: Fiscal Year Management For For For
11 Amend Articles Re: Questions at Management For For For
General Meetings
12 Delete Article 47 Re: Disclosure fo Management For For For
Significant Shareholdings
13 Approve Condition Precedent Management For For For
14 Authorize Implementation of Approved Management For For For
Resolutions and Filing of Required
Documents/Formalities at Trade
Registry
------------------------------------------------------------------------------------------------------
SA Groupe Delhaize
Ticker Security ID: Meeting Date Meeting Status
CUSIP 29759W101 05/26/2011 Voted
Meeting Type Country of Trade
Annual/Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Receive Directors' Report N/A N/A N/A N/A
(Non-Voting)
2 Receive Auditors' Report (Non-Voting) N/A N/A N/A N/A
3 Receive Consolidated Financial N/A N/A N/A N/A
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements, Management For For For
Allocation of Income, and Dividends
of EUR 1.72 per Share
5 Approve Discharge of Directors Management For For For
6 Approve Discharge of Auditors Management For For For
7.1 Reelect Hugh G. Farrington as Management For For For
Director
7.2 Reelect Luc Vansteenkiste as Director Management For For For
7.3 Reelect Jacques de Vaucleroy as Management For For For
Director
7.4 Reelect Jean-Pierre Hansen as Management For For For
Director
7.5 Reelect William G. McEwan as Director Management For For For
7.6 Reelect Mats Jansson as Director Management For For For
8.1 Indicate Luc Vansteenkiste as Management For For For
Independent Board Member
8.2 Indicate Jacques de Vaucleroy as Management For Against Against
Independent Board Member
8.3 Indicate Jean-Pierre Hansen as NManagement For For For
Independent Board Member
8.4 Indicate William G. McEwan as Management For For For
Independent Board Member
8.5 Indicate Mats Jansson as Independent Management For For For
Board Member
9 Ratify Deloitte Bedrijfsrevisoren as Management For For For
Auditors
10 Approve Change-of-Control Clause Re: Management For For For
Early Redemption of Bonds,
Convertible Bonds or Medium-Term
Notes Upon Change of Control of
Company
11 Approve Change-of-Control Clause Re Management For For For
: Approve Change-of-Control Clause
Re: Credit Facility
12 Approve Continuation of Vesting Management For Against Against
Period under U.S. Stock Incentive
Plans
13 Approve Remuneration of Directors Management For For For
14 Authorize Repurchase of Up to 10 Management For For For
Percent of Issued Share Capital
15 Amend Articles Re: Board Committees Management For For For
16 Amend Articles Re: Ownership Management For For For
Threshold to Submit Agenda
Items
17 Amend Articles Re: Meeting Materials Management For For For
18 Amend Articles Re: Registration Management For For For
Requirements
19 Amend Articles Re: Proxy Voting Management For For For
20 Amend Articles Re: General Meeting Management For For For
21 Amend Articles Re: Postponement of Management For For For
Meetings
22 Amend Articles Re: Electronic Voting Management For For For
23 Amend Articles Re: Fiscal Year Management For For For
24 Amend Articles Re: Questions at Management For For For
General Meetings
25 Delete Article 47 Re: Disclosure fo Management For For For
Significant Shareholdings
26 Approve Provisional Condition Management For For For
27 Authorize Implementation of Approved Management For For For
Resolutions and Filing of Required
Documents/Formalities at Trade
Registry
------------------------------------------------------------------------------------------------------
SABESP, Companhia Saneamento Basico Sao Paulo
Ticker Security ID: Meeting Date Meeting Status
CUSIP 20441A102 08/09/2010 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amend Article 46 to Establish New Management For For For
Pension Plan for SABESP
Employees
------------------------------------------------------------------------------------------------------
Sara Lee Corporation
Ticker Security ID: Meeting Date Meeting Status
SLE CUSIP 803111103 10/28/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Christopher B. Begley Management For For For
2 Elect Director Crandall C. Bowles Management For For For
3 Elect Director Virgis W. Colbert Management For For For
4 Elect Director James S. Crown Management For For For
5 Elect Director Laurette T. Koellner Management For For For
6 Elect Director Cornelis J.A. Van Lede Management For For For
7 Elect Director Dr. John Mcadam Management For For For
8 Elect Director Sir Ian Prosser Management For For For
9 Elect Director Norman R. Sorensen Management For For For
10 Elect Director Jeffrey W. Ubben Management For For For
11 Elect Director Jonathan P. Ward Management For For For
12 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
Sasol Ltd
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amend Articles of Association Re: Management For For For
New Definitions for New Articles
162, 163, 164.1 and 165 to 169
2 Accept Financial Statements and Management For For For
Statutory Reports for the Year
Ended 30 June 2010
3 Approve Audit Committee Report on Management For For For
its Statutory Duties for the Year
Ended 30 June 2010
4 Amend Articles of Association Re: Management For For For
Bulk Dematerialisation
5 Amend Articles of Association Re: Management For For For
Continued Application of Cash
Contract or New Cash Contract in
Respect of Sasol BEE Ordinary
Shares That Are Not Dematerialised
Pursuant to Bulk Dematerialisation
6 Re-elect Pat Davies as Director Management For For For
7 Re-elect Mandla Gantsho as Director Management For For For
8 Re-elect Hixonia Nyasulu as Director Management For For For
9 Re-elect Christine Ramon as Director Management For For For
10 Authorise Transfer Secretaries to Management For For For
Replace Share Certificates of All
the Election Shareholders and Issue
New Share Certificates in the Event
That Sasol BEE Ordinary Shares are
Listed on Proposed BEE Segment
11 Re-elect Nolitha Fakude as Director Management For For For
12 Re-elect Imogen Mkhize as Director Management For For For
13 Amend Articles of Association Re: Management For For For
Additional Terms Applicable to the
BEE Contract for Trading in Respect
of Sasol BEE Ordinary Shares on the
BEE Segment
14 Elect Greg Lewin as Director Management For For For
15 Amend Articles of Association Re: Management For For For
Rights, Privileges and Restrictions
Applicable to Sasol BEE Ordinary
Shares to Take Account of the
Listing on BEE Segment
16 Reappoint KPMG Inc as Auditors of Management For For For
the Company and CH Basson as the
Individual Registered Auditor
17 Amend Articles of Association Re: Management For For For
Provisions Covering the Holding of
Shares Either in Certificated or
Dematerialised Form and Cessation
of Any Proof-of-Participation
Documents Issued by the Company to
Any Holder of Certificated Sasol
BEE Ordinary Shares
18 Authorise Repurchase of Up to Ten Management For For For
Percent of Issued Share Capital
19 Amend Articles of Association Re: Management For For For
Right on the Part of the Company to
Delist the Sasol BEE Ordinary
Shares from the JSE in Limited
Circumstances
20 Amend Articles of Association Management For For For
21 Amend Articles of Association Re: Management For For For
Release of Contact Information by
the CSD Participant, Broker and/or
Nominee Company of any Sasol
Shareholder to Sasol
22 Approve Remuneration Policy Management For For For
23 Authorise Company to Provide Management For For For
Potential Financial Assistance to
the Public Facilitation Trust
24 Approve Non-executive Directors Fees Management For For For
with Effect from 1 July 2010
------------------------------------------------------------------------------------------------------
Sasol Ltd
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Amend Articles of Association Re: Management For For For
New Definitions for New Articles
162, 163, 164.1 and 165 to 169
2 Amend Articles of Association Re: Management For For For
Bulk Dematerialisation
3 Amend Articles of Association Re: Management For For For
Continued Application of Cash
Contract or New Cash Contract in
Respect of Sasol BEE Ordinary
Shares That Are Not Dematerialised
Pursuant to Bulk Dematerialisation
4 Authorise Transfer Secretaries to Management For For For
Replace Share Certificates of All
the Election Shareholders and Issue
New Share Certificates in the Event
That Sasol BEE Ordinary Shares are
Listed on Proposed BEE Segment
5 Amend Articles of Association Re: Management For For For
Additional Terms Applicable to the
BEE Contract for Trading in Respect
of Sasol BEE Ordinary Shares on the
BEE Segment
6 Amend Articles of Association Re: Management For For For
Rights, Privileges and Restrictions
Applicable to Sasol BEE Ordinary
Shares to Take Account of the
Listing on BEE Segment
7 Amend Articles of Association Re: Management For For For
Provisions Covering the Holding of
Shares Either in Certificated or
Dematerialised Form and Cessation
of Any Proof-of-Participation
Documents Issued by the Company to
Any Holder of Certificated Sasol
BEE Ordinary Shares
8 Amend Articles of Association Re: Management For For For
Right on the Part of the Company to
Delist the Sasol BEE Ordinary
Shares from the JSE in Limited
Circumstances
9 Amend Articles of Association Re: Management For For For
Release of Contact Information by
the CSD Participant, Broker and/or
Nominee Company of any Sasol
Shareholder to Sasol
10 Authorise Company to Provide Management For For For
Potential Financial Assistance to
the Public Facilitation Trust
------------------------------------------------------------------------------------------------------
Sasol Ltd
Ticker Security ID: Meeting Date Meeting Status
SOL CUSIP 803866300 11/26/2010 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Management For For For
Statutory Reports for the Year
Ended 30 June 2010
2 Approve Audit Committee Report on Management For For For
its Statutory Duties for the Year
Ended 30 June 2010
3.1 Re-elect Pat Davies as Director Management For For For
3.2 Re-elect Mandla Gantsho as Director Management For For For
3.3 Re-elect Hixonia Nyasulu as Director Management For For For
3.4 Re-elect Christine Ramon as Director Management For For For
4.1 Re-elect Nolitha Fakude as Director Management For For For
4.2 Re-elect Imogen Mkhize as Director Management For For For
5 Elect Greg Lewin as Director Management For For For
6 Reappoint KPMG Inc as Auditors of Management For For For
the Company and CH Basson as the
Individual Registered Auditor
7 Authorise Repurchase of Up to Ten Management For For For
Percent of Issued Share Capital
8 Amend Articles of Association Management For For For
9 Approve Remuneration Policy Management For For For
10 Approve Non-executive Directors Fees Management For For For
with Effect from 1 July 2010
------------------------------------------------------------------------------------------------------
Sealed Air Corporation
Ticker Security ID: Meeting Date Meeting Status
SEE CUSIP 81211K100 05/18/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Hank Brown Management For For For
2 Elect Director Michael Chu Management For For For
3 Elect Director Lawrence R. Codey Management For For For
4 Elect Director Patrick Duff Management For For For
5 Elect Director T. J. Dermot Dunphy Management For For For
6 Elect Director William V. Hickey Management For For For
7 Elect Director Jacqueline B. Kosecoff Management For For For
8 Elect Director Kenneth P. Manning Management For For For
9 Elect Director William J. Marino Management For For For
10 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
12 Amend Omnibus Stock Plan Management For For For
13 Amend Outside Director Stock Awards Management For For For
in Lieu of Cash
14 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
Snap-on Incorporated
Ticker Security ID: Meeting Date Meeting Status
SNA CUSIP 833034101 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Roxanne J. Decyk Management For For For
2 Elect Director Nicholas T. Pinchuk Management For For For
3 Elect Director Gregg M. Sherrill Management For For For
4 Ratify Auditors Management For For For
5 Approve Omnibus Stock Plan Management For For For
6 Amend Qualified Employee Stock Management For For For
Purchase Plan
7 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
8 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
------------------------------------------------------------------------------------------------------
Sonoco Products Company
Ticker Security ID: Meeting Date Meeting Status
SON CUSIP 835495102 04/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director J.L. Coker Management For For For
1.2 Elect Director J.M. Micali Management For For For
1.3 Elect Director L.W. Newton Management For For For
1.4 Elect Director M.D. Oken Management For For For
2 Ratify Auditors Management For For For
3 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
------------------------------------------------------------------------------------------------------
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
CUSIP 85771P102 05/19/2011 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Open Meeting N/A N/A N/A N/A
2 Elect Olaug Svarva as Chairman of Management For For For
Meeting
3 Approve Notice of Meeting and Agenda Management For For For
4 Registration of Attending N/A N/A N/A N/A
Shareholders and Proxies
5 Designate Inspector(s) of Minutes of Management For For For
Meeting
6 Approve Financial Statements and Management For For For
Statutory Reports; Approve
Allocation of Income and Dividends
of NOK 6.25 per Share
7 Approve Remuneration Policy And Management For Against Against
Other Terms of Employment For
Executive Management
8 Approve Remuneration of Auditors Management For For For
9 Approve Remuneration of Corporate Management For For For
Assembly in the Amount of NOK
103,500 for Chair, NOK 54,500 for
Vice Chair, NOK 38,250 for Other
Members, and NOK 5,500 Per Meeting
for Deputy Members
10 Elect Ingrid Rasmussen as Member of Management For For For
Nominating Committee
11 Approve Remuneration of Nominating Management For For For
Committee in the Amount of NOK
10,400 Per Meeting for Chair and
NOK 7,700 Per Meeting for Other
Members
12 Authorize Repurchase and Reissuance Management For Against Against
of Shares up to a Nominal Value of
NOK 20 Million in Connection with
Share Saving Scheme for Employees
13 Authorize Repurchase of Shares up to Management For For For
a Nominal Value of NOK 187.5
Million and Cancellation of
Repurchased Shares
14 Adjustments in the Marketing Management For For For
Instructions for Statoil
ASA
15 Amend Articles Re: Number of Board Management For For For
Members and Board Term; Proxy
Voting; Guidelines for Nominating
Committee
16 Approve Guidelines for Nominating Management For For For
Committee
17 Withdraw Company From Tar Sands Shareholder Against Against For
Activities in Canada
------------------------------------------------------------------------------------------------------
SYSCO Corporation
Ticker Security ID: Meeting Date Meeting Status
SYY CUSIP 871829107 11/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director John M. Cassaday Management For For For
2 Elect Director Manuel A. Fernandez Management For For For
3 Elect Director Hans-joachim Koerber Management For For For
4 Elect Director Jackie M. Ward Management For For For
5 Amend Qualified Employee Stock Management For For For
Purchase Plan
6 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/09/2011 Voted
Meeting Type Country of Trade
Annual Taiwan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve 2010 Business Operations Management For For For
Report and Financial Statements
2 Approve 2010 Allocation of Income Management For For For
and Dividends
3 Approve Amendments on the Procedures Management For For For
for Lending Funds to Other Parties
and Procedures for Endorsement and
Guarantees
4 Approve Transfer of TSMC's Solar Management For For For
Business and Solid State Lighting
Business into Two New TSMC Wholly
Owned Companies Respectively, and
to Further Approve the "Solar
Business Transfer Plan" and "Solid
State Lighting Business Transfer
Plan"
5.1 Approve By-Election of Gregory C. Management For For For
Chow as Independent Director
5.2 Approve By-Election of Kok-Choo Chen Management For For For
as Independent Director
------------------------------------------------------------------------------------------------------
Telecom Corporation of New Zealand Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP 879278208 09/30/2010 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Authorize the Board to Fix the Management For For For
Remuneration of KPMG, the Auditors
of the Company
2 Elect Murray Horn as a Director Management For For For
3 Elect Sue Sheldon as a Director Management For For For
------------------------------------------------------------------------------------------------------
Teleflex Incorporated
Ticker Security ID: Meeting Date Meeting Status
TFX CUSIP 879369106 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director George Babich, Jr. Management For For For
1.2 Elect Director William R. Cook Management For For For
1.3 Elect Director Stephen K. Klasko Management For For For
1.4 Elect Director Benson F. Smith Management For For For
2 Approve Executive Incentive Bonus Management For For For
Plan
3 Advisory Vote to Ratify Named Management For Against Against
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Management 2 Years 1 Year Against
5 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/21/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director R.W. Babb, Jr. Management For For For
2 Elect Director D.A. Carp Management For For For
3 Elect Director C.S. Cox Management For For For
4 Elect Director S.P. MacMillan Management For For For
5 Elect Director P.H. Patsley Management For For For
6 Elect Director R.E. Sanchez Management For For For
7 Elect Director W.R. Sanders Management For For For
8 Elect Director R.J. Simmons Management For For For
9 Elect Director R.K. Templeton Management For For For
10 Elect Director C.T. Whitman Management For For For
11 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
12 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
13 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
The Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Herbert A. Allen Management For For For
2 Elect Director Ronald W. Allen Management For For For
3 Elect Director Howard G. Buffett Management For For For
4 Elect Director Barry Diller Management For For For
5 Elect Director Evan G. Greenberg Management For For For
6 Elect Director Alexis M. Herman Management For For For
7 Elect Director Muhtar Kent Management For For For
8 Elect Director Donald R. Keough Management For For For
9 Elect Director Maria Elena Lagomasino Management For For For
10 Elect Director Donald F. McHenry Management For For For
11 Elect Director Sam Nunn Management For For For
12 Elect Director James D. Robinson III Management For For For
13 Elect Director Peter V. Ueberroth Management For For For
14 Elect Director Jacob Wallenberg Management For For For
15 Elect Director James B. Williams Management For For For
16 Ratify Auditors Management For For For
17 Amend Executive Incentive Bonus Plan Management For For For
18 Amend Restricted Stock Plan Management For For For
19 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
20 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
21 Publish Report on Chemical Shareholder Against For Against
Bisphenol-A (BPA)
------------------------------------------------------------------------------------------------------
The Dun & Bradstreet Corporation
Ticker Security ID: Meeting Date Meeting Status
DNB CUSIP 26483E100 05/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Naomi O. Seligman Management For For For
2 Elect Director Michael J. Winkler Management For For For
3 Ratify Auditors Management For For For
4 Amend Executive Incentive Bonus Plan Management For For For
5 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
7 Reduce Supermajority Vote Requirement Management For For For
8 Declassify the Board of Directors Management For For For
------------------------------------------------------------------------------------------------------
The Hershey Company
Ticker Security ID: Meeting Date Meeting Status
HSY CUSIP 427866108 04/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director P.M. Arway Management For For For
1.2 Elect Director R.F. Cavanaugh Management For For For
1.3 Elect Director C.A. Davis Management For For For
1.4 Elect Director J.M. Mead Management For For For
1.5 Elect Director J.E. Nevels Management For For For
1.6 Elect Director A.J. Palmer Management For For For
1.7 Elect Director T.J. Ridge Management For For For
1.8 Elect Director D.L. Shedlarz Management For For For
1.9 Elect Director D.J. West Management For For For
2 Ratify Auditors Management For For For
3 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
5 Amend Omnibus Stock Plan Management For For For
------------------------------------------------------------------------------------------------------
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 06/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director F. Duane Ackerman Management For For For
2 Elect Director Francis S. Blake Management For For For
3 Elect Director Ari Bousbib Management For For For
4 Elect Director Gregory D. Brenneman Management For For For
5 Elect Director J. Frank Brown Management For For For
6 Elect Director Albert P. Carey Management For For For
7 Elect Director Armando Codina Management For For For
8 Elect Director Bonnie G. Hill Management For For For
9 Elect Director Karen L. Katen Management For For For
10 Elect Director Ronald L. Sargent Management For For For
11 Ratify Auditors Management For For For
12 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
14 Provide Right to Act by Written Management For For For
Consent
15 Restore or Provide for Cumulative Shareholder Against For Against
Voting
16 Amend Articles/Bylaws/Charter -- Shareholder Against For Against
Call Special Meetings
17 Prepare Employment Diversity Report Shareholder Against For Against
18 Adopt Proxy Statement Reporting on Shareholder Against Against For
Political Contributions and
Advisory Vote
------------------------------------------------------------------------------------------------------
The J. M. Smucker Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/18/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Kathryn W. Dindo Management For For For
2 Elect Director Richard K. Smucker Management For For For
3 Elect Director William H. Steinbrink Management For For For
4 Elect Director Paul Smucker Wagstaff Management For For For
5 Ratify Auditors Management For For For
6 Approve Omnibus Stock Plan Management For For For
------------------------------------------------------------------------------------------------------
The McGraw-Hill Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHP CUSIP 580645109 04/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Pedro Aspe Management For For For
2 Elect Director Winfried Bischoff Management For For For
3 Elect Director Douglas N. Daft Management For For For
4 Elect Director William D. Green Management For For For
5 Elect Director Linda Koch Lorimer Management For For For
6 Elect Director Harold McGraw III Management For For For
7 Elect Director Robert P. McGraw Management For For For
8 Elect Director Hilda Management For For For
Ochoa-Brillembourg
9 Elect Director Michael Rake Management For For For
10 Elect Director Edward B. Rust, Jr. Management For For For
11 Elect Director Kurt L. Schmoke Management For For For
12 Elect Director Sidney Taurel Management For For For
13 Provide Right to Call Special Meeting Management For For For
14 Advisory Vote to Ratify Named Management For For For
Executive Officers'
Compensation
15 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
16 Ratify Auditors Management For For For
17 Provide Right to Act by Written Shareholder Against For Against
Consent
------------------------------------------------------------------------------------------------------
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/12/2010 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Angela F. Braly Management For For For
2 Elect Director Kenneth I. Chenault Management For For For
3 Elect Director Scott D. Cook Management For For For
4 Elect Director Rajat K. Gupta Management For For For
5 Elect Director Robert A. Mcdonald Management For For For
6 Elect Director W. James Mcnerney, Jr. Management For For For
7 Elect Director Johnathan A. Rodgers Management For For For
8 Elect Director Mary A. Wilderotter Management For For For
9 Elect Director Patricia A. Woertz Management For For For
10 Elect Director Ernesto Zedillo Management For For For
11 Ratify Auditors Management For For For
12 Provide for Cumulative Voting Shareholder Against For Against
------------------------------------------------------------------------------------------------------
The Sherwin-Williams Company
Ticker Security ID: Meeting Date Meeting Status
SHW CUSIP 824348106 04/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director A.F. Anton Management For For For
1.2 Elect Director J.C. Boland Management For For For
1.3 Elect Director C.M. Connor Management For For For
1.4 Elect Director D.F. Hodnik Management For For For
1.5 Elect Director T.G. Kadien Management For For For
1.6 Elect Director S.J. Kropf Management For For For
1.7 Elect Director G.E. McCullough Management For For For
1.8 Elect Director A.M. Mixon, III Management For For For
1.9 Elect Director C.E. Moll Management For For For
1.10 Elect Director R.K. Smucker Management For For For
1.11 Elect Director J.M. Stropki, Jr. Management For For Forr
2 Advisory Vote to Ratify Named Management For For For
Executive Officers'
Compensation
3 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
4 Permit Board to Amend Bylaws Without Management For For For
Shareholder Consent
5 Ratify Auditors Management For For For
6 Require a Majority Vote for the Shareholder Against For Against
Election of Directors
------------------------------------------------------------------------------------------------------
The Valspar Corporation
Ticker Security ID: Meeting Date Meeting Status
VAL CUSIP 920355104 02/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Ian R. Friendly Management For For For
1.2 Elect Director Janel S. Haugarth Management For For For
1.3 Elect Director William L. Mansfield Management For For For
2 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
4 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
Thomson Reuters Corporation
Ticker Security ID: Meeting Date Meeting Status
TRI CUSIP 884903105 05/03/2011 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director David Thomson Management For For For
1.2 Elect Director W. Geoffrey Beattie Management For Withhold Against
1.3 Elect Director Thomas H. Glocer Management For For For
1.4 Elect Director Manvinder S. Banga Management For For For
1.5 Elect Director Mary Cirillo Management For For For
1.6 Elect Director Steven A. Denning Management For For For
1.7 Elect Director Lawton W. Fitt Management For For For
1.8 Elect Director Roger L. Martin Management For For For
1.9 Elect Director Sir Deryck Maughan Management For For For
1.10 Elect Director Ken Olisa Management For For For
1.11 Elect Director Vance K. Opperman Management For For For
1.12 Elect Director John M. Thompson Management For For For
1.13 Elect Director Peter J. Thomson Management For For For
1.14 Elect Director John A. Tory Management For For For
2 Approve PricewaterhouseCoopers LLP Management For For For
as Auditors and Authorize Board to
Fix Their Remuneration
3 Advisory Vote on Executive Management For For For
Compensation Approach
------------------------------------------------------------------------------------------------------
Tomkins plc
Ticker Security ID: Meeting Date Meeting Status
CUSIP 890030208 08/31/2010 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Scheme of Arrangement Management For For For
2 Approve Acquisition of Tomkins plc Management For For For
by Pinafore Acquisitions Limited
3 Approve the Executive Team Management For For For
Arrangements
------------------------------------------------------------------------------------------------------
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CUSIP 89151E109 05/13/2011 Voted
Meeting Type Country of Trade
Special France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Approve Financial Statements and Management For For For
Statutory Reports
2 Accept Consolidated Financial Management For For For
Statements and Statutory
Reports
3 Approve Allocation of Income and Management For For For
Dividends of EUR 2.28 per Share
4 Approve Auditors' Special Report on Management For For For
Related-Party Transactions
5 Authorize Repurchase of Up to 10 Management For For For
Percent of Issued Share Capital
6 Reelect Patricia Barbizet as Director Management For Against Against
7 Reelect Paul Desmarais Jr. as Management For Against Against
Director
8 Reelect Claude Mandil as Director Management For For For
9 Elect Marie-Christine Coisne as Management For For Forr
Director
10 Elect Barbara Kux as Director Management For For For
11 Authorize up to 0.8 Percent of Management For For For
Issued Capital for Use in
Restricted Stock Plan
A Amend Article 9 of Bylaws Re: Share Shareholder Against Against For
Ownership Disclosure Threshold
Publication
------------------------------------------------------------------------------------------------------
Tupperware Brands Corporation
Ticker Security ID: Meeting Date Meeting Status
TUP CUSIP 899896104 05/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Catherine A. Bertini Management For For For
2 Elect Director Rita Bornstein Management For For For
3 Elect Director Kriss Cloninger, III Management For For For
4 Elect Director E. V. Goings Management For For For
5 Elect Director Clifford J. Grum Management For For For
6 Elect Director Joe R. Lee Management For For For
7 Elect Director Bob Marbut Management For For For
8 Elect Director Angel R. Martinez Management For For For
9 Elect Director Antonio Monteiro de Management For For For
Castro
10 Elect Director Robert J. Murray Management For For For
11 Elect Director David R. Parker Management For For For
12 Elect Director Joyce M. Roche Management For For For
13 Elect Director J. Patrick Spainhour Management For For For
14 Elect Director M. Anne Szostak Management For For For
15 Ratify Auditors Management For For For
16 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
17 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
------------------------------------------------------------------------------------------------------
Tyco International, Ltd.
Ticker Security ID: Meeting Date Meeting Status
TYC CUSIP H89128104 03/09/2011 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Accept Financial Statements and Management For For For
Statutory Reports for Fiscal
2009/2010
2 Approve Discharge of Board and Management For For For
Senior Management
3.1 Elect Edward D. Breen as Director Management For For For
3.2 Elect Michael Daniels as Director Management For For For
3.3 Reelect Timothy Donahue as Director Management For For For
3.4 Reelect Brian Duperreault as Director Management For For For
3.5 Reelect Bruce Gordon as Director Management For For For
3.6 Reelect Rajiv L. Gupta as Director Management For For For
3.7 Reelect John Krol as Director Management For For For
3.8 Reelect Brendan O'Neill as Director Management For For For
3.9 Reelect Dinesh Paliwal as Director Management For For For
3.10 Reelect William Stavropoulos as Management For For For
Director
3.11 Reelect Sandra Wijnberg as Director Management For For For
3.12 Reelect R. David Yost as Director Management For For For
4a Ratify Deloitte AG as Auditors Management For For For
4b Appoint Deloitte & Touche LLP as Management For For For
Independent Registered Public
Accounting Firm for Fiscal
2010/2011
4c Ratify PricewaterhouseCoopers AG as Management For For For
Special Auditors
5a Approve Carrying Forward of Net Loss Management For For For
5b Approve Ordinary Cash Dividend Management For For For
6 Amend Articles to Renew Authorized Management For For For
Share Capital
7 Approve CHF 188,190,276.70 Reduction Management For For For
in Share Capital
8a Advisory Vote to Ratify Named Managemnt For Against Against
Executive Officers' Compensation
8b Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
------------------------------------------------------------------------------------------------------
UGI Corporation
Ticker Security ID: Meeting Date Meeting Status
UGI CUSIP 902681105 01/20/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director S.D. Ban Management For For For
1.2 Elect Director L.R. Greenberg Management For For For
1.3 Elect Director M.O. Schlanger Management For For For
1.4 Elect Director A. Pol Management For For For
1.5 Elect Director E.E. Jones Management For For For
1.6 Elect Director J.L. Walsh Management For For For
1.7 Elect Director R.B. Vincent Management For For For
1.8 Elect Director M.S. Puccio Management For For For
1.9 Elect Director R.W. Gochnauer Management For For For
2 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Louis R. Chenevert Management For For For
2 Elect Director John V. Faraci Management For For For
3 Elect Director Jean-Pierre Garnier Management For For For
4 Elect Director Jamie S. Gorelick Management For For For
5 Elect Director Edward A. Kangas Management For For For
6 Elect Director Ellen J. Kullman Management For For For
7 Elect Director Charles R. Lee Management For For For
8 Elect Director Richard D. McCormick Management For For For
9 Elect Director Harold McGraw III Management For For For
10 Elect Director Richard B. Myers Management For For For
11 Elect Director H. Patrick Swygert Management For For For
12 Elect Director Andre Villeneuve Management For For For
13 Elect Director Christine Todd Whitman Management For For For
14 Ratify Auditors Management For For For
15 Amend Omnibus Stock Plan Management For For For
16 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
17 Advisory Vote on Say on Pay Frequency N/A N/A 1 Year N/A
18 Stock Retention/Holding Period Shareholder Against For Against
------------------------------------------------------------------------------------------------------
Valeant Pharmaceuticals International Inc
Ticker Security ID: Meeting Date Meeting Status
BVF CUSIP 09067J109 09/27/2010 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Issue Shares in Connection with Management For For For
Merger
2 If Item #1 is approved: Change Management For For For
Company Name to Valeant
Pharmaceuticals International,
Inc.
------------------------------------------------------------------------------------------------------
VF Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Juan Ernesto de Bedout Management For For For
1.2 Elect Director Ursula O. Fairbairn Management For For For
1.3 Elect Director Eric C Wiseman Management For For For
2 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Management 2 Years 1 Year Against
4 Adopt Majority Voting for Management For For For
Uncontested Election of Directors
5 Ratify Auditors Management For For For
------------------------------------------------------------------------------------------------------
Waddell & Reed Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
WDR CUSIP 930059100 04/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Director Sharilyn S. Gasaway Management For For For
1.2 Elect Director Alan W. Kosloff Management For For For
1.3 Elect Director Jerry W. Walton Management For For For
2 Ratify Auditors Management For For For
3 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Management 3 Years 1 Year Against
------------------------------------------------------------------------------------------------------
Wal-Mart Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Aida M. Alvarez Management For For For
2 Elect Director James W. Breyer Management For For For
3 Elect Director M. Michele Burns Management For For For
4 Elect Director James I. Cash, Jr. Management For For For
5 Elect Director Roger C. Corbett Management For For For
6 Elect Director Douglas N. Daft Management For For For
7 Elect Director Michael T. Duke Management For For For
8 Elect Director Gregory B. Penner Management For For For
9 Elect Director Steven S Reinemund Management For For For
10 Elect Director H. Lee Scott, Jr. Management For For For
11 Elect Director Arne M. Sorenson Management For For For
12 Elect Director Jim C. Walton Management For For For
13 Elect Director S. Robson Walton Management For For For
14 Elect Director Christopher J. Management For For For
Williams
15 Elect Director Linda S. Wolf Management For For For
16 Ratify Auditors Management For For For
17 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
18 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
19 Amend EEO Policy to Prohibit Shareholder Against For Against
Discrimination based on Gender
Identity
20 Report on Political Contributions Shareholder Against For Against
21 Amend Articles/Bylaws/Charter -- Shareholder Against For Against
Call Special Meetings
22 Require Suppliers to Produce Shareholder Against Against For
Sustainability Reports
23 Report on Climate Change Business Shareholder Against Against For
Risks
------------------------------------------------------------------------------------------------------
Waste Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
WM CUSIP 94106L109 05/13/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Pastora San Juan Management For For For
Cafferty
2 Elect Director Frank M. Clark, Jr. Management For For For
3 Elect Director Patrick W. Gross Management For For For
4 Elect Director John C. Pope Management For For For
5 Elect Director W. Robert Reum Management For For For
6 Elect Director Steven G. Rothmeier Management For For For
7 Elect Director David P. Steiner Management For For For
8 Elect Director Thomas H. Weidemeyer Management For For For
9 Ratify Auditors Management For For For
10 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
12 Provide Right to Call Special Meeting Management For For For
------------------------------------------------------------------------------------------------------
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director Samuel R. Allen Management For For For
2 Elect Director Jeff M. Fettig Management For For For
3 Elect Director Michael F. Johnston Management For For For
4 Elect Director William T. Kerr Management For For For
5 Elect Director John D. Liu Management For For For
6 Elect Director Miles L. Marsh Management For For For
7 Elect Director William D. Perez Management For For For
8 Elect Director Michael D. White Management For For For
9 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
10 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
11 Ratify Auditors Management For For For
12 Provide Right to Act by Written Shareholder Against For Against
Consent
13 Submit Severance Agreement Shareholder Against For Against
(Change-in-Control) to Shareholder
Vote
------------------------------------------------------------------------------------------------------
YUM! Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
YUM CUSIP 988498101 05/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1 Elect Director David W. Dorman Management For For For
2 Elect Director Massimo Ferragamo Management For For For
3 Elect Director J. David Grissom Management For For For
4 Elect Director Bonnie G. Hill Management For For For
5 Elect Director Robert Holland, Jr. Management For For For
6 Elect Director Kenneth G. Langone Management For For For
7 Elect Director Jonathan S. Linen Management For For For
8 Elect Director Thomas C. Nelson Management For For For
9 Elect Director David C. Novak Management For For For
10 Elect Director Thomas M. Ryan Management For For For
11 Elect Director Jing-Shyh S. Su Management For For For
12 Elect Director Robert D. Walter Management For For For
13 Ratify Auditors Management For For For
14 Advisory Vote to Ratify Named Management For For For
Executive Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Management 1 Year 1 Year For
16 Provide Right to Call Special Meeting Management For For For
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Guggenheim Enhanced Equity Strategy Fund
By: /s/ Kevin M. Robinson
Name: Kevin M. Robinson
Title: Chief Executive Officer and Chief Legal Officer
Date: August 30, 2011