UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-A
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FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
PLAINS RESOURCES INC.
(Exact name of registrant as specified in its charter)
Delaware 13-2898764
(State of incorporation or organization) (I.R.S. Employer Identification No.)
One Allen Center, Suite 700
500 Dallas Street
Houston, Texas 77002-2781
(Address of principal executive offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
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Common Stock, par value New York Stock Exchange, Inc.
$0.10 per share
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If this form relates to the registration of a class of securities pursuant
to Section 12(b) of the Exchange Act and is effective pursuant to general
Instruction A.(c), check the following box. [ X ]
If this form relates to the registration of a class of securities pursuant
to Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. [ ]
Securities Act registration statement file number to which this form relates:
Not Applicable
Securities to be registered pursuant to Section 12(g) of the Act:
None
Item 1. Description of Registrant's Securities to be Registered.
Plains Resources Inc., a Delaware corporation ("Company"), has authorized
50,000,000 shares of common stock, par value $0.10 per share ("Common Stock"),
of which 23,513,190 shares are issued and outstanding as of November 30, 2001.
The Company also has 4,115,298 shares of Common Stock held in treasury as of
November 30, 2001. The Common Stock is held by approximately 4,389 beneficial
holders.
We incorporate the description of the Common Stock by reference to the
Company's Registration Statement on Form 8-A filed with the Securities Exchange
Commission on February 12, 1990, File No. 1-10455, including any amendment or
report filed for the purpose of updating such description.
Item 2. Exhibits.
Exhibit Number Description of Exhibit
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3.1 Second Restated Certificate of Incorporation of the Company
(incorporated by reference to Exhibit 3(a) to the Company's
Annual Report on Form 10-K for the year ended December 31,
1995).
3.2 Bylaws of the Company (incorporated by reference to Exhibit
3(b) to the Company's Annual Report on Form 10-K for the
year ended December 31, 1993).
3.3 First Amendment to the Plains Resources Inc. Bylaws
(incorporated by reference to Exhibit 4.3 to the Company's
Form S-8 (Registration No. 333-66602)).
2
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, thereunto duly authorized.
PLAINS RESOURCES INC
By: /s/ Timothy T. Stephens
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Name: Timothy T. Stephens
Title: Executive Vice President -
Administration, Secretary and
General Counsel
Dated: December 10, 2001