File No. __________________
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-57
NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS
Filed under section 33(a) of the
Public Utility Holding Company Act of 1935, as amended
Empresa Electrica de Oriente, S.A. de C.V.
(name of foreign utility company)
by
THE AES CORPORATION
1001 N. 19th Street
Suite 2000
Arlington, Virginia 22209
(name of filing company, if filed on behalf of a foreign utility company)
The Commission is requested to mail copies of all correspondence relating to
this Notification to:
William R. Luraschi
The AES Corporation
1001 N. 19th Street
Suite 2000
Arlington, Virginia 22209
Andrew B. Young
Hugh E. Hilliard
Dewey Ballantine LLP
1775 Pennsylvania Avenue, N.W.
Washington, D.C. 20006
ITEM 1
Foreign utility company status is claimed by Empresa Electrica de
Oriente, S.A. de C.V., a company organized under the laws of El Salvador, with
its business address at 9a. Avenida Sur #201-BIS, Colonia Santa Gertrudis, San
Miguel, El Salvador.
Empresa Electrica de Oriente, S.A. de C.V. owns and operates an
electricity distribution company in El Salvador.
The AES Corporation owns an 83.32% interest in Empresa Electrica de
Oriente, S.A. de C.V. through its ownership in C.A. La Electricidad de Caracas
(Venezuela) and the following wholly-owned subsidiaries of C.A. La Electricidad
de Caracas: AES Caess Distribution, Inc (Delaware), AES EEO Distribution, Inc.
(Delaware), AES El Salvador Distribution Ventures, Ltd (Cayman Islands), AES El
Salvador Electric Light, Ltd (Cayman Islands), AES Central America Electric
Light, Ltd (Cayman Islands), AES Empresa Electrica de El Salvador, Ltd de C.V.
(El Salvador), and El Salvador Energy Holdings, S.A. (El Salvador). The AES
Corporation owns 87.18% of C.A. La Electricidad de Caracas.
The AES Corporation, a Delaware corporation, is an exempt public
utility holding company under section 3(a)(5) of the Public Utility Holding
Company Act of 1935 (the "Act").
ITEM 2
Empresa Electrica de Oriente, S.A. de C.V. has two domestic associate
public utility companies, Central Illinois Light Company ("CILCO") and
Indianapolis Power and Light Company ("IPL"). CILCO is wholly-owned by CILCORP,
Inc., which in turn is a wholly-owned subsidiary of The AES Corporation. IPL is
wholly-owned by IPALCO Enterprises Inc., which in turn is a wholly-owned
subsidiary of The AES Corporation.
Neither CILCO nor IPL has made any investment in, nor has any
contractual relationship with, Empresa Electrica de Oriente, S.A. de C.V., nor
are any such investments or contractual relationships contemplated.
EXHIBIT A
By letter dated March 10, 1999, the Illinois Commerce Commission
certified to the SEC with respect to CILCO that (1) it has the authority and
resources to protect Illinois consumers in accordance with applicable Illinois
statutes, and (2) it intends to exercise that authority, as required under
section 33(a)(2) of the Act in connection with The AES Corporation's acquisition
of foreign utility companies. The AES Corporation hereby incorporates this
letter, filed June 10, 1999, in file number 070-09465, by reference.
By letter dated September 28, 2000, the Indiana Utility Regulatory
Commission certified to the SEC with respect to IPL that (1) it has the
authority and resources to protect ratepayers subject to its jurisdiction, and
(2) it intends to exercise that authority as required under section 33(a)(2) of
the Act in connection with The AES Corporation's acquisition of foreign utility
2
companies. The AES Corporation hereby incorporates this letter, filed
October 27, 2000, in file number 070-09779, by reference.
The undersigned company has duly caused this statement to be signed on
its behalf by the undersigned thereunto duly authorized.
By: /s/ WILLIAM R. LURASCHI
--------------------------
William R. Luraschi
Vice President and Secretary
The AES Corporation
1001 N. 19th Street, Suite 2000
Arlington, Virginia 22209
(703) 522-1315
Dated: August 30, 2001.
3