----------------------------------
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES AND EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
January 14, 2004
Annaly Mortgage Management, Inc.
----------------------------------------------------
(Exact Name of Registrant as Specified in its Charter)
MARYLAND 1-13447 22-3479661
--------------------------- ------------- -------------------
State or Other Jurisdiction (Commission (I.R.S. Employer
Of Incorporation) File Number) Identification No.)
1211 Avenue of the Americas
Suite 2902 10036
New York, New York ----------
------------------------------- (Zip Code)
(Address of Principal Executive
Offices)
Registrant's telephone number, including area code: (212) 696-0100
No Change
--------------------------------------------------------------------------------
(Former Name or Former Address, if Changed Since Last Report)
Item 5. OTHER EVENTS
On January 14, 2004, Annaly Mortgage Management, Inc. (the "Company")
entered into an underwriting agreement with UBS Securities LLC and Merrill
Lynch, Pierce, Fenner & Smith Incorporated as representatives of the several
underwriters (collectively, the "Underwriters"), relating to the sale of
18,000,000 shares of common stock, par value $0.01 per share (the "Common
Stock"), and the granting of an over-allotment option for an additional
2,700,000 shares of Common Stock to the Underwriters to fulfill over-allotments.
The offering is expected to close on January 21, 2004.
The aggregate net proceeds, excluding the proceeds the Company may
obtain from the exercise of the over-allotment option, to the Company (after
deducting estimated expenses) are estimated to be approximately $316,050,000.
Item 7. FINANCIAL STATEMENTS; PRO FORMA FINANCIAL INFORMATION AND
EXHIBITS.
(a) Not applicable.
(b) Not applicable.
(c) Exhibits:
1.1 Underwriting Agreement, dated January 14,
2004 between the Company and the
Underwriters
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
ANNALY MORTGAGE MANAGEMENT, INC.
By: /s/ Kathryn Fagan
----------------------------------
Name: Kathryn Fagan
Title: Chief Financial Officer
Dated: January 15, 2004
EXHIBIT INDEX
EXHIBIT NO. DESCRIPTION
----------- -----------
1.1 Underwriting Agreement, dated January 14, 2004
between the Company and the Underwriters