1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
|
Â
(1)
|
Â
(1)
|
Common Stock
|
8,798
|
$
(2)
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(3)
|
02/21/2026 |
Common Stock
|
9,192
|
$
57.325
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(4)
|
02/21/2027 |
Common Stock
|
7,912
|
$
73.195
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(5)
|
02/20/2028 |
Common Stock
|
7,518
|
$
83.046
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(6)
|
02/18/2029 |
Common Stock
|
56,085
|
$
90.785
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Not Applicable. |
(2) |
This security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. |
(3) |
These options were granted on February 22, 2016 and vest in four equal annual installments. The first three installments vested and became exercisable on February 22nd of 2017, 2018 and 2019. The remaining installment vests on February 22nd of 2020. |
(4) |
These options were granted on February 22, 2017 and vest in four equal annual installments. The first two installments vested and became exercisable on February 22nd of 2018 and 2019. The remaining installments vest on February 22nd of 2020 and 2021. |
(5) |
These options were granted on February 21, 2018 and vest in four equal annual installments. The first installment vested and became exercisable on February 21, 2019. The remaining installments vest on February 21st of 2020, 2021 and 2022. |
(6) |
These options were granted on February 19, 2019 and vest in four equal annual installments on February 19th of 2020, 2021, 2022 and 2023. |