UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of report (Date of earliest event reported) December 22, 2009
SS&C Technologies, Inc.
(Exact Name of Registrant as Specified in Charter)
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Delaware
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000-28430
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06-1169696 |
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(State or Other Jurisdiction of
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(Commission
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(IRS Employer |
Incorporation)
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File Number)
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Identification No.) |
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80 Lamberton Road, Windsor, CT
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06095 |
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(Address of Principal Executive Offices)
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(Zip Code) |
Registrants telephone number, including area code (860) 298-4500
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Item 1.01.
Entry into a Material Definitive Agreement.
On November 19, 2009,
SS&C Technologies, Inc. (the Company) acquired all of the outstanding shares of capital stock of TheNextRound,
Inc., a Massachusetts corporation (TNR), and TNR became a wholly-owned subsidiary of the Company.
Matters Relating to the Credit Agreement
As required by the Credit Agreement,
dated as of November 23, 2005, as amended, among Sunshine Acquisition II, Inc. (Sunshine), the Company, SS&C Technologies
Canada Corp., the Lenders named therein, JPMorgan Chase Bank, N.A., as Administrative Agent (the Administrative Agent),
JPMorgan Chase Bank, N.A., Toronto Branch, as Canadian Administrative Agent, Wachovia Bank, National Association, as
Syndication Agent, and Bank of America, N.A., as Documentation Agent (as amended, the Credit Agreement), TNR entered into
an Assumption Agreement (the Assumption Agreement), dated as of December 22, 2009, in favor of the Administrative Agent.
Pursuant to the Assumption Agreement, TNR became a party, as an Additional Grantor thereunder, to the Guarantee and Collateral
Agreement, dated as of November 23, 2005, by and among Sunshine, Sunshine Acquisition Corporation, the Company and certain
of its subsidiaries in favor of the Administrative Agent, and granted certain security interests in connection therewith.
Matters Relating to the Indenture
As required by the Indenture,
dated as of November 23, 2005, among Sunshine, the Company, the Guarantors named therein, and Wells Fargo Bank, National
Association, as Trustee (the Trustee), relating to the
Companys 113/4% Senior Subordinated Notes due 2013 (the Indenture),
as supplemented by the First Supplemental Indenture dated as of April 27, 2006, and the Second Supplemental Indentured
dated as of September 1, 2009, the Company, TNR and the Trustee entered into a Third Supplemental Indenture (the Third
Supplemental Indenture) and a related Note Guarantee (the Note Guarantee) on December 22, 2009, pursuant to which TNR
became a Guarantor under the Indenture and unconditionally guaranteed all of the Companys obligations under the Indenture
and the notes issued thereunder.
TNR also entered into a Joinder Agreement
(the Joinder Agreement), dated December 22, 2009, pursuant to which it joined as a Guarantor to (i) the Purchase
Agreement, dated November 17, 2005, by and among Sunshine and the Initial Purchasers named therein and (ii) the Registration
Rights Agreement, dated as of November 23, 2005, among Sunshine, the Company, the Guarantors named therein and the Initial
Purchasers named therein.
Copies of the Assumption
Agreement, Third Supplemental Indenture, Note Guarantee and Joinder Agreement are attached to this Current Report on
Form 8-K as Exhibits 10.1, 10.2, 10.3 and 10.4, respectively, and are incorporated herein by reference as though
fully set forth herein. The foregoing summaries of the Assumption Agreement, Third Supplemental Indenture, Note Guarantee
and Joinder Agreement and the transactions contemplated thereby are qualified in their entirety by the complete text of the
respective agreements filed herewith.
Item 9.01 Financial
Statement and Exhibits.
(d) Exhibits
See Exhibit Index attached hereto.
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