o | Rule 13d-1(b) | ||
o | Rule 13d-1(c) | ||
þ | Rule 13d-1(d) |
CUSIP
No. |
461203 10 1 |
13G | Page | 2 |
of | 6 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) A. Malachi Mixon, III |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP* Not Applicable |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 2,809,791 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 328,541 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 2,809,791 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
377,694 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
3,187,485 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES* Not Applicable |
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o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
9.6% | |||||
12 | TYPE OF REPORTING PERSON* | ||||
IN |
(a) | o Broker or dealer registered under Section 15 of the Act; | ||
(b) | o Bank as defined in Section 3(a)(6) of the Act; | ||
(c) | o Insurance Company as defined in Section 3(a)(19) of the Act; | ||
(d) | o Investment Company registered under Section 8 of the Investment Company Act; | ||
(e) | o An investment adviser in accordance with Rule 13-d-1(b)(1))(ii)(E); | ||
(f) | o An employee benefit plan or endowment fund; in accordance with Rule 13d-1(b)(1)(ii)(F); |
(g) | o A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); | ||
(h) | o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; | ||
(i) | o A church plan that is excluded from the definition of an investment company
under Section 3(c)(14) of the Investment Company Act; |
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(j) | o A non-U.S. institution is accordance with § 240.13d-1(b)(1)(ii)(J); | ||
(k) | o Group, in accordance with § 240.13d-1(b)(1)(ii)(K). |
(a) | Amount beneficially owned: |
(b) | Percent of class: |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote 2,809,791 (1) | ||
(ii) | Shared power to vote or to direct the vote 328,541 (2) | ||
(iii) | Sole power to dispose or to direct the disposition of 2,809,791(1) | ||
(iv) | Shared power to dispose or to direct the disposition of 377,694 (2) (3) |
(1) | Includes (a) 686,504 Class A Common Shares, (b) 703,912 Class B Common Shares and (c) 1,419,375 Common Shares issuable upon exercise of options. Each Class B Common Share is convertible at any time into one Common Share. | ||
(2) | Includes (a) 18,892 Common Shares owned by Trustee for Invacare Retirement Savings Plan and (b) 309,649 Common Shares owned of record by the reporting persons spouse. The reporting person disclaims beneficial ownership of the shares owned of record by the reporting persons spouse. | ||
(3) | Includes (a) 24,576 Common Shares owned by the trustee for the 1997 grantor retained annuity trust created by the reporting person and (b) 24,577 Common Shares owned by the trustee for the 1997 grantor retained annuity trust created by |
(4) | Assumes conversion of all Class B Common Shares held by reporting person into Common Shares. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
February 13, 2009 | ||
(Date) | ||
/s/ A. Malachi Mixon, III | ||
(Signature) | ||
A. Malachi Mixon, III | ||
(Name/Title) |