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First Trust Advisors L.P. Announces Distributions for Exchange-Traded Funds

First Trust Advisors L.P. ("FTA") announces the declaration of distributions for 133 exchange-traded fund(s) (each a “Fund,” collectively, the “Funds”) advised by FTA.

The following dates apply to today's distribution declarations:

Expected Ex-Dividend Date:

March 21, 2024

Record Date:

March 22, 2024

Payable Date:

March 28, 2024

Ticker

Exchange

Fund Name

Frequency

Ordinary

Income

Per Share

Amount

ACTIVELY MANAGED EXCHANGE-TRADED FUNDS

 

First Trust Exchange-Traded Fund III

FCAL

Nasdaq

First Trust California Municipal High Income ETF

Monthly

$0.1200

FEMB

Nasdaq

First Trust Emerging Markets Local Currency Bond ETF

Monthly

$0.1325

FMB

Nasdaq

First Trust Managed Municipal ETF

Monthly

$0.1350

FMHI

Nasdaq

First Trust Municipal High Income ETF

Monthly

$0.1590

FMNY

NYSE Arca

First Trust New York Municipal High Income ETF

Monthly

$0.0775

FPE

NYSE Arca

First Trust Preferred Securities and Income ETF

Monthly

$0.0886

FPEI

NYSE Arca

First Trust Institutional Preferred Securities and Income ETF

Monthly

$0.0882

FSMB

NYSE Arca

First Trust Short Duration Managed Municipal ETF

Monthly

$0.0460

FTLS

NYSE Arca

First Trust Long/Short Equity ETF

Quarterly

$0.1284

FUMB

NYSE Arca

First Trust Ultra Short Duration Municipal ETF

Monthly

$0.0440

HDMV

NYSE Arca

First Trust Horizon Managed Volatility Developed International ETF

Quarterly

$0.0919

HSMV

NYSE Arca

First Trust Horizon Managed Volatility Small/Mid ETF

Quarterly

$0.0400

HUSV

NYSE Arca

First Trust Horizon Managed Volatility Domestic ETF

Quarterly

$0.0634

RFDI

Nasdaq

First Trust RiverFront Dynamic Developed International ETF

Quarterly

$0.2573

 

First Trust Exchange-Traded Fund IV

DOGG

Cboe BZX

FT Vest DJIA® Dogs 10 Target Income ETF

Monthly

$0.1609

ECLN

NYSE Arca

First Trust EIP Carbon Impact ETF

Quarterly

$0.1083

EIPX

NYSE Arca

FT Energy Income Partners Strategy ETF

Quarterly

$0.1658

EMLP

NYSE Arca

First Trust North American Energy Infrastructure Fund

Quarterly

$0.2636

FCVT

Nasdaq

First Trust SSI Strategic Convertible Securities ETF

Monthly

$0.0400

FIIG

NYSE Arca

First Trust Intermediate Duration Investment Grade Corporate ETF

Monthly

$0.0750

FSIG

NYSE Arca

First Trust Limited Duration Investment Grade Corporate ETF

Monthly

$0.0725

FTCB

NYSE Arca

First Trust Core Investment Grade ETF

Monthly

$0.0750

FTSL

Nasdaq

First Trust Senior Loan Fund

Monthly

$0.3000

HISF

Nasdaq

First Trust High Income Strategic Focus ETF

Monthly

$0.1640

HYLS

Nasdaq

First Trust Tactical High Yield ETF

Monthly

$0.2200

LGOV

NYSE Arca

First Trust Long Duration Opportunities ETF

Monthly

$0.0700

LMBS

Nasdaq

First Trust Low Duration Opportunities ETF

Monthly

$0.1750

MGOV

NYSE Arca

First Trust Intermediate Government Opportunities ETF

Monthly

$0.0775

RDVI

Cboe BZX

FT Vest Rising Dividend Achievers Target Income ETF

Monthly

$0.1726

SDVD

Cboe BZX

FT Vest SMID Rising Dividend Achievers Target Income ETF

Monthly

$0.1512

TDVI

Cboe BZX

FT Vest Technology Dividend Target Income ETF

Monthly

$0.1513

 

First Trust Exchange-Traded Fund V

FMF

NYSE Arca

First Trust Managed Futures Strategy Fund

Quarterly

$0.3471

 

First Trust Exchange-Traded Fund VI

FTHI

Nasdaq

First Trust BuyWrite Income ETF

Monthly

$0.1600

FTQI

Nasdaq

First Trust Nasdaq BuyWrite Income ETF

Monthly

$0.1980

 

Ticker

Exchange

Fund Name

Frequency

Ordinary

Income

Per Share

Amount

 

First Trust Exchange-Traded Fund VII

FAAR

Nasdaq

First Trust Alternative Absolute Return Strategy ETF

Quarterly

$0.2032

FTGC

Nasdaq

First Trust Global Tactical Commodity Strategy Fund

Quarterly

$0.1640

 

First Trust Exchange-Traded Fund VIII

AFLG

NYSE Arca

First Trust Active Factor Large Cap ETF

Quarterly

$0.0225

AFMC

NYSE Arca

First Trust Active Factor Mid Cap ETF

Quarterly

$0.0218

AFSM

NYSE Arca

First Trust Active Factor Small Cap ETF

Quarterly

$0.0290

AGQI

NYSE Arca

First Trust Active Global Quality Income ETF

Quarterly

$0.0188

DEED

NYSE Arca

First Trust TCW Securitized Plus ETF

Monthly

$0.1050

EFIX

NYSE Arca

First Trust TCW Emerging Markets Debt ETF

Monthly

$0.0850

FIXD

Nasdaq

First Trust TCW Opportunistic Fixed Income ETF

Monthly

$0.1550

LDSF

Nasdaq

First Trust Low Duration Strategic Focus ETF

Monthly

$0.0688

MFLX

Nasdaq

First Trust Flexible Municipal High Income ETF

Monthly

$0.0510

UCON

NYSE Arca

First Trust TCW Unconstrained Plus Bond ETF

Monthly

$0.1000

XPND

NYSE Arca

First Trust Expanded Technology ETF

Quarterly

$0.0061

 

INDEX EXCHANGE-TRADED FUNDS

 

First Trust Exchange-Traded AlphaDEX® Fund

FAB

Nasdaq

First Trust Multi Cap Value AlphaDEX® Fund

Quarterly

$0.2430

FEX

Nasdaq

First Trust Large Cap Core AlphaDEX® Fund

Quarterly

$0.2108

FNK

Nasdaq

First Trust Mid Cap Value AlphaDEX® Fund

Quarterly

$0.1139

FNX

Nasdaq

First Trust Mid Cap Core AlphaDEX® Fund

Quarterly

$0.1685

FTA

Nasdaq

First Trust Large Cap Value AlphaDEX® Fund

Quarterly

$0.3091

FTC

Nasdaq

First Trust Large Cap Growth AlphaDEX® Fund

Quarterly

$0.0214

FXD

NYSE Arca

First Trust Consumer Discretionary AlphaDEX® Fund

Quarterly

$0.0959

FXG

NYSE Arca

First Trust Consumer Staples AlphaDEX® Fund

Quarterly

$0.0998

FXH

NYSE Arca

First Trust Health Care AlphaDEX® Fund

Quarterly

$0.1062

FXN

NYSE Arca

First Trust Energy AlphaDEX® Fund

Quarterly

$0.0812

FXO

NYSE Arca

First Trust Financials AlphaDEX® Fund

Quarterly

$0.1590

FXR

NYSE Arca

First Trust Industrials/Producer Durables AlphaDEX® Fund

Quarterly

$0.0722

FXU

NYSE Arca

First Trust Utilities AlphaDEX® Fund

Quarterly

$0.1759

FXZ

NYSE Arca

First Trust Materials AlphaDEX® Fund

Quarterly

$0.1934

FYT

Nasdaq

First Trust Small Cap Value AlphaDEX® Fund

Quarterly

$0.1220

FYX

Nasdaq

First Trust Small Cap Core AlphaDEX® Fund

Quarterly

$0.1234

 

First Trust Exchange-Traded AlphaDEX® Fund II

FBZ

Nasdaq

First Trust Brazil AlphaDEX® Fund

Quarterly

$0.0599

FCA

Nasdaq

First Trust China AlphaDEX® Fund

Quarterly

$0.1026

FDT

Nasdaq

First Trust Developed Markets ex-US AlphaDEX® Fund

Quarterly

$0.1962

FDTS

Nasdaq

First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund

Quarterly

$0.2036

FEM

Nasdaq

First Trust Emerging Markets AlphaDEX® Fund

Quarterly

$0.0949

FEMS

Nasdaq

First Trust Emerging Markets Small Cap AlphaDEX® Fund

Quarterly

$0.1684

FEP

Nasdaq

First Trust Europe AlphaDEX® Fund

Quarterly

$0.2853

FJP

Nasdaq

First Trust Japan AlphaDEX® Fund

Quarterly

$0.2998

FKU

Nasdaq

First Trust United Kingdom AlphaDEX® Fund

Quarterly

$0.1925

FLN

Nasdaq

First Trust Latin America AlphaDEX® Fund

Quarterly

$0.1878

FPA

Nasdaq

First Trust Asia Pacific ex-Japan AlphaDEX® Fund

Quarterly

$0.1181

NFTY

Nasdaq

First Trust India NIFTY 50 Equal Weight ETF

Quarterly

$0.0785

 

First Trust Exchange-Traded Fund

EDOW

NYSE Arca

First Trust Dow 30 Equal Weight ETF

Quarterly

$0.1445

FCFY

NYSE Arca

First Trust S&P 500 Diversified Free Cash Flow ETF

Quarterly

$0.0656

FCG

NYSE Arca

First Trust Natural Gas ETF

Quarterly

$0.0548

FCTR

Cboe BZX

First Trust Lunt U.S. Factor Rotation ETF

Quarterly

$0.0406

 

Ticker

Exchange

Fund Name

Frequency

Ordinary

Income

Per Share

Amount

 

FDL

NYSE Arca

First Trust Morningstar Dividend Leaders Index Fund

Quarterly

$0.3320

FDM

NYSE Arca

First Trust Dow Jones Select MicroCap Index Fund

Quarterly

$0.0560

FIW

NYSE Arca

First Trust Water ETF

Quarterly

$0.0797

FPX

NYSE Arca

First Trust US Equity Opportunities ETF

Quarterly

$0.0108

FRI

NYSE Arca

First Trust S&P REIT Index Fund

Quarterly

$0.0975

FTCS

Nasdaq

First Trust Capital Strength ETF

Quarterly

$0.2247

FTDS

Nasdaq

First Trust Dividend Strength ETF

Quarterly

$0.1936

FTGS

Nasdaq

First Trust Growth Strength ETF

Quarterly

$0.0209

FTIF

NYSE Arca

First Trust Bloomberg Inflation Sensitive Equity ETF

Quarterly

$0.0732

FVD

NYSE Arca

First Trust Value Line® Dividend Index Fund

Quarterly

$0.1887

MISL

NYSE Arca

First Trust Indxx Aerospace & Defense ETF

Quarterly

$0.0385

QABA

Nasdaq

First Trust NASDAQ® ABA Community Bank Index Fund

Quarterly

$0.2733

QQEW

Nasdaq

First Trust NASDAQ-100 Equal Weighted Index Fund

Quarterly

$0.2153

QQXT

Nasdaq

First Trust NASDAQ-100 Ex-Technology Sector Index Fund

Quarterly

$0.2887

QTEC

Nasdaq

First Trust NASDAQ-100-Technology Sector Index Fund

Quarterly

$0.0084

 

First Trust Exchange-Traded Fund II

CIBR

Nasdaq

First Trust Nasdaq Cybersecurity ETF

Quarterly

$0.0237

DTRE

NYSE Arca

First Trust Alerian Disruptive Technology Real Estate ETF

Quarterly

$0.0311

EMDM

NYSE Arca

First Trust Bloomberg Emerging Market Democracies ETF

Quarterly

$0.0156

FAN

NYSE Arca

First Trust Global Wind Energy ETF

Quarterly

$0.0258

FDD

NYSE Arca

First Trust STOXX® European Select Dividend Index Fund

Quarterly

$0.0432

FGD

NYSE Arca

First Trust Dow Jones Global Select Dividend Index Fund

Quarterly

$0.0179

FPXE

Nasdaq

First Trust IPOX® Europe Equity Opportunities ETF

Quarterly

$0.0594

FTAG

Nasdaq

First Trust Indxx Global Agriculture ETF

Quarterly

$0.0166

FTHF

NYSE Arca

First Trust Emerging Markets Human Flourishing ETF

Quarterly

$0.0475

FTRI

Nasdaq

First Trust Indxx Global Natural Resources Income ETF

Quarterly

$0.0609

GRID

Nasdaq

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

Quarterly

$0.1018

NXTG

Nasdaq

First Trust Indxx NextG ETF

Quarterly

$0.0440

RBLD

NYSE Arca

First Trust Alerian U.S. NextGen Infrastructure ETF

Quarterly

$0.1587

 

First Trust Exchange-Traded Fund IV

KNG

Cboe BZX

FT Vest S&P 500® Dividend Aristocrats Target Income ETF®

Monthly

$0.3821

 

First Trust Exchange-Traded Fund VI

AIRR

Nasdaq

First Trust RBA American Industrial Renaissance® ETF

Quarterly

$0.0096

DALI

Nasdaq

First Trust Dorsey Wright DALI 1 ETF

Quarterly

$0.0046

DDIV

Nasdaq

First Trust Dorsey Wright Momentum & Dividend ETF

Quarterly

$0.1363

DVLU

Nasdaq

First Trust Dorsey Wright Momentum & Value ETF

Quarterly

$0.0424

DVOL

Nasdaq

First Trust Dorsey Wright Momentum & Low Volatility ETF

Quarterly

$0.0527

FICS

Nasdaq

First Trust International Developed Capital Strength® ETF

Quarterly

$0.0545

FID

Nasdaq

First Trust S&P International Dividend Aristocrats ETF

Quarterly

$0.0317

FTXG

Nasdaq

First Trust Nasdaq Food & Beverage ETF

Quarterly

$0.0911

FTXH

Nasdaq

First Trust Nasdaq Pharmaceuticals ETF

Quarterly

$0.0676

FTXL

Nasdaq

First Trust Nasdaq Semiconductor ETF

Quarterly

$0.0767

FTXN

Nasdaq

First Trust Nasdaq Oil & Gas ETF

Quarterly

$0.1404

FTXO

Nasdaq

First Trust Nasdaq Bank ETF

Quarterly

$0.1069

FTXR

Nasdaq

First Trust Nasdaq Transportation ETF

Quarterly

$0.1146

FV

Nasdaq

First Trust Dorsey Wright Focus 5 ETF

Quarterly

$0.0070

FVC

Nasdaq

First Trust Dorsey Wright Dynamic Focus 5 ETF

Quarterly

$0.1390

IFV

Nasdaq

First Trust Dorsey Wright International Focus 5 ETF

Quarterly

$0.0733

KNGZ

Nasdaq

First Trust S&P 500 Diversified Dividend Aristocrats ETF

Quarterly

$0.1288

LEGR

Nasdaq

First Trust Indxx Innovative Transaction & Process ETF

Quarterly

$0.0925

MDIV

Nasdaq

Multi-Asset Diversified Income Index Fund

Monthly

$0.1249

RDVY

Nasdaq

First Trust Rising Dividend Achievers ETF

Quarterly

$0.2238

RNMC

Nasdaq

Mid Cap US Equity Select ETF

Quarterly

$0.0600

 

Ticker

Exchange

Fund Name

Frequency

Ordinary

Income

Per Share

Amount

 

RNSC

Nasdaq

Small Cap US Equity Select ETF

Quarterly

$0.0419

SDVY

Nasdaq

First Trust SMID Cap Rising Dividend Achievers ETF

Quarterly

$0.1032

SHRY

Nasdaq

First Trust Bloomberg Shareholder Yield ETF

Quarterly

$0.0832

TDIV

Nasdaq

First Trust NASDAQ Technology Dividend Index Fund

Quarterly

$0.1907

FTA is a federally registered investment advisor and serves as the Fund's investment advisor. FTA and its affiliate First Trust Portfolios L.P. ("FTP"), a FINRA registered broker-dealer, are privately-held companies that provide a variety of investment services. FTA has collective assets under management or supervision of approximately $218 billion as of February 29, 2024 through unit investment trusts, exchange-traded funds, closed-end funds, mutual funds and separate managed accounts. FTA is the supervisor of the First Trust unit investment trusts, while FTP is the sponsor. FTP is also a distributor of mutual fund shares and exchange-traded fund creation units. FTA and FTP are based in Wheaton, Illinois.

You should consider the investment objectives, risks, charges and expenses of a Fund before investing. Prospectuses for the Funds contain this and other important information and are available free of charge by calling toll-free at 1-800-621-1675 or visiting https://www.ftportfolios.com. A prospectus should be read carefully before investing.

Principal Risk Factors: You could lose money by investing in a fund. An investment in a fund is not a deposit of a bank and is not insured or guaranteed. There can be no assurance that a fund's objective(s) will be achieved. Investors buying or selling shares on the secondary market may incur customary brokerage commissions. Please refer to each fund's prospectus and Statement of Additional Information for additional details on a fund's risks. The order of the below risk factors does not indicate the significance of any particular risk factor.

Past performance is no assurance of future results. Investment return and market value of an investment in a Fund will fluctuate. Shares, when sold, may be worth more or less than their original cost.

A Fund's shares will change in value, and you could lose money by investing in a Fund. An investment in a Fund is not a deposit of a bank and is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency. There can be no assurance that a Fund's investment objectives will be achieved. An investment in a Fund involves risks similar to those of investing in any portfolio of equity securities traded on exchanges. The risks of investing in each Fund are spelled out in its prospectus, shareholder report, and other regulatory filings.

ETF shares may only be redeemed directly from a fund by authorized participants in very large creation/redemption units. ETF shares may trade at a discount to net asset value and possibly face delisting.

All or a portion of a fund's otherwise tax exempt interest dividends may be taxable to those shareholders subject to the federal and state alternative minimum tax.

Securities of small- and mid-capitalization companies may experience greater price volatility and be less liquid than larger, more established companies whereas large capitalization companies may grow at a slower rate than the overall market.

A fund that effects all or a portion of its creations and redemptions for cash rather than in-kind may be less tax efficient.

Current market conditions risk is the risk that a particular investment, or shares of the fund in general, may fall in value due to current market conditions. As a means to fight inflation, the Federal Reserve and certain foreign central banks have raised interest rates and expect to continue to do so, and the Federal Reserve has announced that it intends to reverse previously implemented quantitative easing. Recent and potential future bank failures could result in disruption to the broader banking industry or markets generally and reduce confidence in financial institutions and the economy as a whole, which may also heighten market volatility and reduce liquidity. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities have and could continue to have a significant impact on certain fund investments as well as fund performance and liquidity. The COVID-19 global pandemic, or any future public health crisis, and the ensuing policies enacted by governments and central banks have caused and may continue to cause significant volatility and uncertainty in global financial markets, negatively impacting global growth prospects.

A fund is susceptible to operational risks through breaches in cyber security. Such events could cause a fund to incur regulatory penalties, reputational damage, additional compliance costs associated with corrective measures and/or financial loss.

Trading FLEX Options involves risks different than, and possibly greater than, investing directly in securities. A Target Outcome fund may experience substantial downside for FLEX Option positions and certain FLEX Option positions may expire worthless. There can be no guarantee that a liquid secondary market will exist for the FLEX Options and the FLEX Options may be less liquid than exchange-traded options.

A fund's return may not match the return of its underlying index. A fund invests in securities included in the index regardless of investment merit and the securities held by a fund will generally not be bought or sold in response to market fluctuations.

In managing a fund's investment portfolio, the portfolio managers will apply investment techniques and risk analyses that may not have the desired result.

Market risk is the risk that a particular security, or shares of a fund in general may fall in value. Securities are subject to market fluctuations caused by such factors as general economic conditions, political events, regulatory or market developments, changes in interest rates and perceived trends in securities prices. Shares of a fund could decline in value or underperform other investments as a result. In addition, local, regional or global events such as war, acts of terrorism, spread of infectious disease or other public health issues, recessions, natural disasters or other events could have significant negative impact on a fund.

A fund classified as "non-diversified" may invest a relatively high percentage of its assets in a limited number of issuers. As a result, a fund may be more susceptible to a single adverse economic or regulatory occurrence affecting one or more of these issuers, experience increased volatility and be highly concentrated in certain issuers.

A fund and a fund's advisor may seek to reduce various operational risks through controls and procedures, but it is not possible to completely protect against such risks. A fund also relies on third parties for a range of services, including custody, and any delay or failure related to those services may affect a fund's ability to achieve its objectives.

A fund with significant exposure to a single asset class, country, region, industry, or sector may be more affected by an adverse economic or political development than a broadly diversified fund.

Certain funds have characteristics unlike many other traditional investment products and may not be appropriate for all investors.

Commodity prices can have a significant volatility and exposure to commodities can cause the value of a fund's shares to decline or fluctuate in a rapid and unpredictable manner.

Certain securities are subject to call, credit, extension, income, inflation, interest rate, prepayment and zero coupon risks. These risks could result in a decline in a security's value and/or income, increased volatility as interest rates rise or fall and have an adverse impact on a fund's performance.

The use of listed and OTC derivatives, including futures, options, swap agreements and forward contracts, can lead to losses because of adverse movements in the price or value of the underlying asset, index or rate, which may be magnified by certain features of the derivatives.

Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. These risk may be heightened for securities of companies located in, or with significant operations in, emerging market countries.

A fund may invest in the shares of other funds, which involves additional expenses that would not be present in a direct investment in the underlying funds. In addition, a fund's investment performance and risks may be related to the investment performance and risks of the underlying funds.

Subsidiary investment risk applies to a fund that invests in certain securities through a wholly-owned subsidiary of the fund that is organized under the laws of the Cayman Islands ("Subsidiary"). Changes in the laws of the U.S. and/or Cayman Islands could result in the inability of a fund to operate as intended. The Subsidiary is not registered under the 1940 Act and is not subject to all the investor protections of the 1940 Act. Thus, a fund that is as an investor in the Subsidiary will not have all the protections offered to investors in registered investment companies.

Value Line® and Value Line® Dividend Index are trademarks or registered trademarks of Value Line, Inc. ("Value Line") and have been licensed for use for certain purposes by First Trust. The Fund is not sponsored, endorsed, recommended, sold or promoted by Value Line and Value Line makes no representation regarding the advisability of investing in products utilizing such strategy.

Dow Jones Select MicroCap Index℠, S&P United States REIT Index, Dow Jones Global Select Dividend Index, S&P International Dividend Aristocrats Index, S&P 500® Sector-Neutral Dividend Aristocrats Index, Dow Jones Industrial Average® Equal Weight Index, S&P 500® Sector-Neutral FCF Index ("Indexes") are products of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and have been licensed for use by First Trust. S&P® is a registered trademark of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust. The funds are not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, or their respective affiliates and none of such parties make any representation regarding the advisability of investing in such products nor do they have any liability for any errors, omissions, or interruptions of the Indexes.

Morningstar® and Morningstar® Dividend Leaders Index℠ are registered trademarks and service marks of Morningstar, Inc. ("Morningstar") and have been licensed for use by First Trust on behalf of the Fund. The Fund is not sponsored, endorsed, issued, sold or promoted by Morningstar and Morningstar makes no representation regarding the advisability of investing in the Fund.

IPOX® and IPOX® 100 U.S. Index, IPOX® 100 Europe Index "IPOX Indexes" are registered international trademarks and service marks of IPOX® Schuster LLC ("IPOX") and have been licensed for use by First Trust. The funds are not sponsored, endorsed, sold or promoted by IPOX, and IPOX makes no representation regarding the advisability of trading in such funds. IPOX® is an international trademark of IPOX Schuster LLC. Index of Initial Public Offerings (IPOX) and IPOX Derivatives Patent No. US 7,698,197.

Nasdaq®, Nasdaq-100®, Nasdaq-100 Index®, Clean Edge®, OMX®, Nasdaq OMX®, American Bankers Association®, ABA®, Nitrogen Wealth, Inc. ("Nitrogen Wealth"), and Nasdaq-100 Equal Weighted™ Index, Nasdaq-100 Technology Sector™ Index, The Capital Strength™ Index, The Dividend Strength™ Index, Nasdaq-100 Ex-Tech Sector™ Index, Nasdaq AlphaDEX® Large Cap Value™ Index, Nasdaq AlphaDEX® Large Cap Growth™ Index, Nasdaq AlphaDEX® Small Cap Core™ Index, Nasdaq AlphaDEX® Mid Cap Core™ Index, Nasdaq AlphaDEX® Large Cap Core™ Index, Nasdaq AlphaDEX® Multi Cap Value™ Index, ISE-Revere Natural Gas™ Index, ISE Clean Edge Water™ Index, ISE Clean Edge Global Wind Energy™ Index, Nasdaq OMX® ABA Community Bank™ Index, Nasdaq Clean Edge Smart Grid Infrastructure™ Index, Nasdaq AlphaDEX® Developed Markets Ex-US Index, Nasdaq AlphaDEX® Asia Pacific Ex-Japan Index, Nasdaq AlphaDEX® Europe Index, Nasdaq AlphaDEX® Latin America Index, Nasdaq AlphaDEX® Brazil Index, Nasdaq AlphaDEX® China Index, Nasdaq AlphaDEX® Japan Index, Nasdaq AlphaDEX® Mid Cap Value™ Index, Nasdaq AlphaDEX® Emerging Markets Index, Nasdaq AlphaDEX® Small Cap Value™ Index, Nasdaq AlphaDEX® United Kingdom Index, Nasdaq AlphaDEX® Emerging Markets Small Cap Index, Nasdaq AlphaDEX® Developed Markets Ex-US Small Cap Index, Nasdaq US Multi-Asset Diversified Income™ Index, Nasdaq Technology Dividend™ Index, Nasdaq Composite Index, Nasdaq US Rising Dividend Achievers™ Index, Dorsey Wright Momentum Plus Dividend Yield™ Index, Dorsey Wright Focus Five™ Index, Dorsey Wright International Focus Five™ Index, Nasdaq CTA Cybersecurity Index™, Dorsey Wright Dynamic Focus Five™ Index, Nasdaq US Smart Oil & Gas™ Index, Nasdaq US Smart Food & Beverage™ Index, Nasdaq US Smart Banks™ Index, Nasdaq US Smart Transportation™ Index, Nasdaq US Smart Pharmaceuticals™ Index, Nasdaq US Smart Semiconductor™ Index, Nasdaq Riskalyze US Mid Cap™ Index, Nasdaq Riskalyze US Small Cap™ Index, Nasdaq US Small Mid Cap Rising Dividend Achievers™ Index, Nasdaq Dorsey Wright DALI 1™ Index, Dorsey Wright Momentum Plus Value™ Index, Dorsey Wright Momentum Plus Low Volatility™ Index, The International Developed Capital Strength™ Index, The Growth Strength™ Index ("the Nasdaq Indexes") are registered trademarks and service marks of Nasdaq, Inc. and Clean Edge, Inc., and American Bankers Association, and Nitrogen Wealth, respectively (together with its affiliates hereinafter referred to as the "Corporations") and are licensed for use by First Trust. AlphaDEX® is a registered trademark owned by First Trust that has been licensed to Nasdaq, Inc. for use in the name of certain Nasdaq Indexes. The funds have not been passed on by the Corporations as to their legality or suitability. The funds are not issued, endorsed, sold or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE FUNDS.

"AlphaDEX®" is a registered trademark of First Trust Portfolios L.P. First Trust Portfolios L.P. has obtained a patent for the AlphaDEX® stock selection methodology from the United States Patent and Trademark Office.

Source ICE Data Indices, LLC ("ICE Data"), is used with permission. "StrataQuant®" is a service/trademark of ICE Data or its affiliates. Frank Russell Company is the source and owner of the trademarks, service marks and copyrights related to the Russell Indices. Russell®, Russell 1000® and Russell 3000® are all registered trademarks of Frank Russell Company. Russell 1000® and Russell 3000® are being utilized in the indices under license. These trademarks have been licensed, along with the StrataQuant® Consumer Discretionary Index, StrataQuant® Materials Index, StrataQuant® Industrials Index, StrataQuant® Utilities Index, StrataQuant® Health Care Index, StrataQuant® Consumer Staples Index, StrataQuant® Energy Index, StrataQuant® Financials Index ("the Indexes") for use by First Trust Portfolios L.P. ("FTP") in connection with the First Trust Consumer Discretionary AlphaDEX® Fund (FXD), First Trust Materials AlphaDEX® Fund (FXZ), First Trust Industrials/Producer Durables AlphaDEX® Fund (FXR), First Trust Utilities AlphaDEX® Fund (FXU), First Trust Health Care AlphaDEX® Fund (FXH), First Trust Consumer Staples AlphaDEX® Fund (FXG), First Trust Energy AlphaDEX® Fund (FXN), First Trust Financials AlphaDEX® Fund (FXO) (the "Products"). Neither FTP, First Trust Exchange-Traded AlphaDEX® Fund (the "Trusts") nor the Products, as applicable, is sponsored, endorsed, sold or promoted by ICE Data, its affiliates or its Third Party Suppliers including without limitation Frank Russell Company ("ICE Data and its Suppliers"). ICE Data and its Suppliers make no representations or warranties regarding the advisability of investing in securities generally, in the Products particularly, the Trusts or the ability of the Indexes to track general market performance. Past performance of the Indexes is not an indicator of or a guarantee of future results. See the prospectus for a full copy of the disclaimer.

"AlphaDEX®" is a registered trademark of First Trust Portfolios L.P. First Trust Portfolios L.P. has obtained a patent for the AlphaDEX® stock selection methodology from the United States Patent and Trademark Office.

The STOXX® Europe Select Dividend 30 Index ("STOXX Index") is the intellectual property (including registered trademarks) of STOXX Ltd., Zug, Switzerland ("STOXX"), Deutsche Börse Group or their licensors, which is used under license. The Fund is neither sponsored nor promoted, distributed or in any other manner supported by STOXX, Deutsche Börse Group or their licensors, research partners or data providers and STOXX, Deutsche Börse Group and their licensors, research partners or data providers do not give any warranty, and exclude any liability (whether in negligence or otherwise) with respect thereto generally or specifically in relation to any errors, omissions or interruptions in the STOXX Index or its data.

Alerian and Alerian Disruptive Technology Real Estate Index, Alerian US NextGen Infrastructure Index are service marks of VettaFi LLC and have been licensed for use by First Trust Advisors L.P. The funds are not issued, sponsored, endorsed, sold or promoted by VettaFi LLC or its affiliates (collectively, "VettaFi"). VettaFi makes no representation or warranty, express or implied, to the purchasers or owners of the funds or any member of the public regarding the advisability of investing in securities generally or in the funds particularly or the ability of the indexes to track general market performance. VettaFi's only relationship to the funds are the licensing of the service marks and the indexes, which is determined, composed and calculated by VettaFi without regard to First Trust Advisors L.P. or the funds. VettaFi is not responsible for and has not participated in the determination of the timing of, prices at, or quantities of the funds issued by First Trust Advisors L.P. VettaFi has no obligation or liability in connection with the issuance, administration, marketing or trading of the funds.

Indxx and Indxx Global Natural Resources Income Index, Indxx Global Agriculture Index, Indxx 5G & NextG Thematic Index, Indxx Blockchain Index, Indxx US Aerospace & Defense Index ("Indxx Indexes") are trademarks of Indxx, Inc. ("Indxx") and have been licensed for use for certain purposes by First Trust. The funds are not sponsored, endorsed, sold or promoted by Indxx and Indxx makes no representation regarding the advisability of trading in such products. The Indxx Indexes are determined, composed and calculated by Indxx without regard to First Trust or the funds.

The First Trust India NIFTY 50 Equal Weight ETF (the "Product") offered by First Trust is not sponsored, endorsed, sold or promoted by NSE INDICES LIMITED (formerly known as India Index Services & Products Limited (IISL)). NSE INDICES LIMITED does not make any representation or warranty, express or implied (including warranties of merchantability or fitness for particular purpose or use) and disclaims all liability to the owners of the Product or any member of the public regarding the advisability of investing in securities generally or in the Product linked to the NIFTY 50 Equal Weight Index or particularly in the ability of the NIFTY 50 Equal Weight Index to track general stock market performance in India. Please read the full Disclaimers in relation to the NIFTY 50 Equal Weight Index in the Prospectus and Statement of Additional Information.

Richard Bernstein Advisors and Richard Bernstein Advisors American Industrial Renaissance® Index ("Index") are trademarks and trade names of Richard Bernstein Advisors ("RBA"). The Fund is not sponsored, endorsed, sold or promoted by RBA and RBA makes no representation or warranty, express or implied, to the owners of the Fund or any member of the public regarding the advisability of trading in the Fund. RBA's only relationship to First Trust is the licensing of certain trademarks and trade names of RBA and of the Index, which is determined and composed by RBA without regard to First Trust or the Fund. RBA has no obligation to take the needs of First Trust or the owners of the Fund into consideration in determining or composing the Index. RBA is not responsible for and has not participated in the determination of the timing of, prices at, or quantities of the Fund to be listed or in the determination or calculation of the equation by which the Fund is to be converted into cash. RBA has no obligation or liability in connection with the administration, marketing or trading of the Fund.

"Bloomberg®" and the indices licensed herein (the "Indices") are service marks of Bloomberg Finance L. P. and its affiliates, including Bloomberg Index Services Limited ("BISL"), the administrator of the Indices (collectively, "Bloomberg") and have been licensed for use for certain purposes by First Trust Advisors L.P. (the "Licensee"). Bloomberg is not affiliated with the Licensee, and Bloomberg does not approve, endorse, review, or recommend the financial products referenced herein (the "Financial Products"). Bloomberg does not guarantee the timeliness, accurateness, or completeness of any data or information relating to the Indices or the Financial Products.

Lunt Capital Management, Inc. ("Lunt") and the Lunt Capital Large Cap Factor Rotation Index, ("Lunt Index") are trademarks of Lunt and have been licensed for use for certain purposes by First Trust. The First Trust Lunt U.S. Factor Rotation ETF is based on the Lunt Index and is not sponsored, endorsed, sold or promoted by Lunt, and Lunt makes no representation regarding the advisability of trading in such fund. Lunt has contracted with Nasdaq, Inc. to calculate and maintain the Lunt Index. The Fund is not sponsored, endorsed, sold or promoted by Nasdaq, Inc. or its affiliates (Nasdaq, with its affiliates, hereinafter referred to as the "Corporations"). The Corporations have not passed on the legality or suitability of, or the accuracy or adequacy of descriptions and disclosures relating to, the Fund. The Corporations make no representation or warranty, express or implied to the owners of the fund or any member of the public regarding the advisability of investing in securities generally or in the fund particularly, or the ability of the Lunt Index to track general stock performance.

The Target Outcome registered trademarks are registered trademarks of Vest Financial LLC.

S&P® is a registered trademark of Standard & Poor's Financial Services LLC ("S&P"), a division of S&P Global; Cboe® is a registered trademark of Cboe. The Index, S&P, and Cboe trademarks have been licensed for use by the Sub- Advisor, and in turn, sub-licensed by the Advisor, including for use by the fund. The fund is not sponsored, endorsed, sold, or promoted by Cboe and/or its affiliates (the "Cboe Group"), or S&P and/or its affiliates (together, the "S&P Group"). Neither the Cboe Group nor the S&P Group make any representation regarding the advisability of investing in the fund and shall have no liability whatsoever in connection with the fund.

Nasdaq® and Nasdaq US Rising Dividend Achievers™ Index, Nasdaq Technology Dividend Index™, Nasdaq US Small Mid Cap Rising Dividend Achievers™ Index ("the Nasdaq Indexes") are registered trademarks and service marks of Nasdaq, Inc. (together with its affiliates hereinafter referred to as the "Corporations") and are licensed for use by First Trust. The funds have not been passed on by the Corporations as to their legality or suitability. The funds are not issued, endorsed, sold or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE FUNDS.

The "Dow Jones Industrial Average" (the "index") is a product of S&P Dow Jones Indices LLC ("SPDJI"), and has been licensed for use by First Trust Advisors L.P. S&P® is a registered trademark of Standard & Poor's Financial Services LLC ("S&P"); "Dow Jones®" and "DJIA" are trademarks of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Advisors L.P. The fund is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product(s) nor do they have any liability for any errors, omissions, or interruptions of the Index.

Oak City Consulting, LLC ("Licensor") and the Emerging Markets Human Flourishing Index ("index") are trademarks of the Licensor and have been licensed for use for certain purposes by First Trust Advisors L.P. The First Trust Emerging Markets Human Flourishing ETF is based on the index and is not sponsored, endorsed, sold or promoted by Licensor, and Licensor makes no representation regarding the advisability of trading in such product.

First Trust Advisors L.P. (FTA) is the adviser to the First Trust fund(s). FTA is an affiliate of First Trust Portfolios L.P., the distributor of the fund(s).

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.

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